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The COST Manual of Laboratory Animal Care and Use Refinement, Reduction, and Research The COST Manual of Laboratory Animal Care and Use Refinement, Reduction, and Research Edited by Bryan Howard Timo Nevalainen Gemma Perretta Boca Raton London New York CRC Press is an imprint of the Taylor & Francis Group, an informa business COST is supported by the EU RTD Framework programme. ESF provides the COST Office through an EC contract. Neither the COST Office nor any person acting on its behalf is responsible for the use which might be made of the infor- mation contained in this publication. The COST Office is not responsible for the external websites referred to in this publication. CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2011 by Taylor and Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Printed in the United States of America on acid-free paper 10 9 8 7 6 5 4 3 2 1 International Standard Book Number-13: 978-1-4398-2493-1 (Ebook-PDF) This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the valid- ity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. Except as permitted under U.S. Copyright Law, no part of this book may be reprinted, reproduced, transmitted, or uti- lized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopy- ing, microfilming, and recording, or in any information storage or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this work, please access www.copyright.com (http:// www.copyright.com/) or contact the Copyright Clearance Center, Inc. (CCC), 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. CCC is a not-for-profit organization that provides licenses and registration for a variety of users. For organizations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com Contents COST and COST Action B-24 .........................................................................................................vii Preface...............................................................................................................................................ix Editors ...............................................................................................................................................xi Contributors ...................................................................................................................................xiii Editorial Board of the Manual .......................................................................................................xvii Chapter 1 Introduction ..................................................................................................................1 Bryan Howard, United Kingdom Chapter 2 Design and Oversight of Laboratory Animal Facilities ...............................................7 Dag Sørensen, Norway; Heinz Brandstetter, Germany; Nikolaos Kostomitsopoulos, Greece; and Richard Fosse, France Chapter 3 Housing and Care of Laboratory Animals .................................................................29 Hanna-Marja Voipio, Finland; Ping-Ping Tsai, Germany; Heinz Brandstetter, Germany; Marcel Gyger, Switzerland; Hansjoachim Hackbarth, Germany; Axel Kornerup Hansen, Denmark; and Thomas Krohn, Denmark Chapter 4 Animal Needs and Environmental Refinement .........................................................75 Vera Baumans, The Netherlands; Hanna Augustsson, Sweden; and Gemma Perretta, Italy Chapter 5 Ethical Evaluation of Scientific Procedures: Recommendations for Ethics Committees ..............................................................................................................101 Rony Kalman, Israel; I. Anna S. Olsson, Portugal; Claudio Bernardi, Italy; Frank van den Broek, The Netherlands; Aurora Brønstad, Norway; Istvan Gyertyan, Hungary; Aavo Lang, Estonia; Katerina Marinou, Greece; and Walter Zeller, Switzerland Chapter 6 Reduction by Careful Design and Statistical Analysis ............................................131 Michael Festing, United Kingdom Chapter 7 Animal Models: Selecting and Preparing Animals for a Study...............................151 Patrick Hardy, France and Sarah Wolfensohn, United Kingdom Chapter 8 Creation of Genetically Modified Animals ..............................................................179 Belen Pintado, Spain and Marian van Roon, The Netherlands v vi Contents Chapter 9 Management of Genetically Modified Rodents .......................................................205 Jan-Bas Prins, The Netherlands Chapter 10 Impact of Handling, Radiotelemetry, and Food Restriction ....................................227 Timo Nevalainen, Finland: Marlies Leenaars, The Netherlands; Vladiana Crljen, Croatia; Lars Friis Mikkelsen, Denmark; Ismene Dontas, Greece; Bart Savenije, The Netherlands; Carlijn Hooijmans, The Netherlands; and Merel Ritskes-Hoitinga, The Netherlands Chapter 11 Basic Procedures: Dosing, Sampling and Immunisation .........................................257 Ismene Dontas, Greece; Jann Hau, Denmark; Katerina Marinou, Greece; and Timo Nevalainen, Finland Chapter 12 Imaging Techniques .................................................................................................287 Aurora Brønstad, Norway and Ismene Dontas, Greece Chapter 13 Anaesthesia and Analgesia .......................................................................................313 Patricia Hedenqvist, Sweden and Paul Flecknell, United Kingdom Chapter 14 Use of Humane Endpoints to Minimise Suffering ...................................................333 Coenraad Hendriksen, The Netherlands; David Morton, United Kingdom; and Klaus Cussler, Germany Chapter 15 Euthanasia ................................................................................................................355 Luis Antunes, Portugal Chapter 16 Education, Training, and Competence .....................................................................369 Bryan Howard, United Kingdom; Katey Howard, Spain; and Peter Sandøe, Denmark Chapter 17 Animal Experimentation and Open Communication ..............................................391 Ann-Christine Eklöf, Sweden; Anne-Grethe Berg, Norway; and Jon Richmond, United Kingdom Index ..............................................................................................................................................405 COST and COST Action B-24 COST is an intergovernmental framework for European Cooperation in Science and Technology, which promotes and coordinates nationally funded research in Europe. COST provides funds for research networks (Actions) and in this way helps consolidate European research investment and opens the European research area to cooperation worldwide. COST is solely funded from a specific part of the EU RTD Framework Programmes. The finan- cial support that COST provides to Actions is used for coordination and networking activities, while the research itself is funded at the national/EU level. In this way, COST reaches out to over 30,000 researchers across Europe and levers approximately EUR 2 billion of research funding, although its direct support is less than 1% of this sum. One of the key scientific domains that COST covers (out of a total of nine) is the Domain of Biomedicine and Molecular Biosciences (BMBS), which at the time of writing (June 2010) is funding a total of 29 Actions. This manual summarises the output, over a period of four years, of BMBS COST Action B-24 on “Laboratory Animal Science and Welfare”. The remit of Action B-24 was to increase knowledge and awareness of the scientific uses of laboratory animals within the context of the Three Rs, and to promote the conduct of high-quality research. The Action began its activi- ties in March 2004 and came to an end in April 2009. However, many participants have links with national associations and with the Federation of European Laboratory Animal Science Associations (FELASA) with which the Action has collaborated closely throughout. It is antici- pated that FELASA will continue to serve as a coordinating body for the progress of labora- tory animal science and the Three Rs within Europe. Twenty-four countries participated in the Action, as shown in Table 0.1. Participants of Action B-24 have published many papers in specialist journals and offer this man- ual, as a collated source of up-to-date information about ethically sound approaches to the care and scientific use of animals. It draws heavily from the widely accepted principles of Russell and Burch, usually known as the Three Rs. We hope that this volume will be of value to those who wish to benchmark or improve practices relating to the scientific use of animals, and will serve as a conve- nient source of evidence-based information about good practices and laboratory animal science and welfare to all those engaged in this field, including educators and regulatory/oversight authorities. For more information: http://www.cost.eu TABLE 0.1 Nations Participating in Cost Action B-24 Austria Germany The Netherlands Belgium Greece Norway Croatia Hungary Portugal Czech Republic Ireland Spain Denmark Israel Sweden Estonia Italy Switzerland Finland Lithuania Turkey France Malta United Kingdom Dr. Kalliopi Kostelidou Cluster Leader, Cluster of Life Sciences Science Officer, BMBS Domain vii Preface A revised Appendix A to the European Convention ETS 123 came into force in 2007. This represented a significant change to baseline standards for the care of laboratory animals within Europe. Subsequent adoption of these guidelines by the European Commission and development of a new Directive to replace 86/609, marks greater emphasis on the Three Rs in laboratory animal science. In 2004, COST (European Cooperation in Science and Technology) established Action B-24 (Laboratory Animal Science and Welfare) as an initiative to increase knowledge necessary for the ethically and scientifically sustainable use of laboratory animals in research. The Action attracted 24 Member States, each represented by one or two members, who contributed to on-going dialogue and research about the most humane and effective way of using laboratory animals for scientific purposes. One result of this initiative has been the preparation of this text—The COST Manual of Laboratory Animal Care and Use: Refinement, Reduction, and Research. The manual is a joint effort involving many authors and it represents a truly international perspective on best practice, as currently perceived. Although 15 different COST countries have each contributed one or more authors in preparation of the text, the information contained includes a great deal of less formal input by other members of the COST Action. Although it is not possible to recognise everybody who has participated in preparation of the manual, the editors are extremely grateful for the support received from them and also from a number of colleagues who, though not directly related to the Action, nonetheless contributed material where specific expertise was not immediately available. The manual can be viewed as an international venture, made possible by the funding and support of COST. The reason for not addressing “Replacement” in this manual is that the underlying technologies involve different scientific disciplines and often require specialisms that are beyond the reach of laboratory animal scientists. Omission in no way reflects a view of the editors that Replacement is in any way less of a priority in laboratory animal science than Reduction and Refinement. Indeed, we firmly believe that Replacement is the ultimate objective for laboratory animal science, although we are of the opinion that science should not be sidestepped simply because appropriate replace- ment techniques are not yet currently available. In circumstances where no replacement strategy is capable of generating the scientific information necessary to test the hypothesis being addressed and where the work proposed can be shown to have important applications, then every measure needs to be taken to minimise the number of animals used and the impact of procedures on each of those animals. Only the more commonly used laboratory animal species are considered: rodents and rabbits. Our intention is to offer a one-stop source of best practice, which will be of value to personnel responsible for the care and welfare of animals and scientists conducting activities related to the use of animals for scientific purposes. It is also addressed to those with management responsibili- ties including facility engineers, architects and lay persons involved with ethical review, and the interested general reader. The manual presents perceived best practices and, as far as possible, the contents are evidence- based. In the many cases where the evidence is poor, the authors have endeavoured to demonstrate the rationale underlying their contentions by including relevant references. The emphasis is not on describing current practices, but rather what is seen as good practice; moreover it is not our intention to tell the reader what to do, but rather to offer options and provide advice on what not to do. Each chapter follows a similar structure, comprising six sections, the first of which, “Objectives”, outlines the breadth of what the chapter is addressing. This is followed by “Key Factors”, which ix

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