Open Access Protocol The COMPASs Study: Community Preferences for Prostate cAncer Screening. Protocol for a quantitative preference study Kirsten Howard,1 Glenn P Salkeld,1 Graham J Mann,2 Manish I Patel,3 Michelle Cunich,1 Michael P Pignone4 Tocite:HowardK,Salkeld ABSTRACT ARTICLE SUMMARY GP,MannGJ,etal.The Background: Prostate cancer screening using COMPASsStudy:Community prostate-specific antigen (PSA)testing remains Article focus PreferencesforProstate controversial.Trade-offsbetweenthepotentialbenefits - Toassessmen’spreferencesforprostatecancer CancerScreening.Protocol anddownsidesofscreeningmustbeweighedbymen screening anddetermine therelative importance foraquantitativepreference study.BMJOpen2012;2: decidingwhether toparticipate inprostate cancer of various factors that influence men’s decision e000587.doi:10.1136/ screening;littleisknownaboutbenefit:harmtrade-offs toparticipateinprostatecancerscreeningornot. bmjopen-2011-000587 menare willingto accept. - To determine the extent of trade-offs between Methods/Design: TheCommunityPreferences for benefitsandharmsthatmenarewillingtoaccept <Prepublicationhistoryfor Prostate CancerScreening (COMPASs) Study in making decisions about participation in thispaperisavailableonline. examines Australian men’spreferences forprostate screening. Toviewthesefilesplease cancerscreening usingPSA testing.The aims are to visitthejournalonline(http:// Key messages (1)determinewhich factors influence men’s decision bmjopen.bmj.com). toparticipate inprostate cancer screeningor notand - Prostate cancer screening may offer some benefit in terms of a reduction in prostate Received4November2011 (2)determinetheextentoftrade-offsbetweenbenefits cancer-specific mortality. However, there is also Accepted17November2011 andharms that menare willingto acceptinmaking evidence of substantial harms: screened men thesedecisions. Quantitative methods will beused to Thisfinalarticleisavailable assessmen’s preferences forPSA screening. Using have a higher likelihood of being diagnosed as foruseunderthetermsof dataonthequantitativeoutcomesofPSAtestingfrom having prostate cancer, including the diagnosis theCreativeCommons thepublishedliterature,adiscretechoicestudywillbe ofcancersthatwouldnothavebecomeclinically AttributionNon-Commercial apparent within the man’s lifetime, meaning designedtoquantitativelyassessmen’spreferences.A 2.0Licence;see more men experiencing the attendant harms of web-based survey will beconducted in approximately http://bmjopen.bmj.com 1000communityrespondents aged40e69years, diagnosis and treatment such as unnecessary biopsies from false-positive prostate-specific stratifiedby familyhistory ofprostate cancer, to antigen tests or impotence and/or incontinence assessmen’s preferences forPSA testing. Amixed from treatments. logitmodel will beused;model results will be expressedasparameterestimates(b)andtheoddsof - Trade-offs between the potential benefits and downsidesofscreeningmustbeweighedbymen choosingscreeningover noscreening. Trade-offs 1SchoolofPublicHealth, decidingwhethertoparticipateinprostatecancer between attributes will also becalculated. UniversityofSydney, screening; little is known about benefit:harm EthicsandDissemination:TheCOMPASsstudyhas Sydney,NewSouthWales, trade-offs menare willingto make. Australia beenapproved by theUniversity ofSydney,Human - This study will use best practice quantitative 2WesternClinicalSchool, ResearchEthicscommittee(Protocolnumber13186). methods for preference elicitation (discrete UniversityofSydneyat Theresults will be published ininternal reports, in choiceexperiments)toassessmen’spreferences WestmeadMillennium peer-reviewed scientificjournals aswell as via Institute,Sydney,NewSouth conference presentations. for prostate-specific antigen screening and the Wales,Australia trade-offs they are willing to make decision 3DisciplineofSurgery, whether toparticipate inscreening. UniversityofSydney, Sydney,NewSouthWales, mortality; no trials have demonstrated Australia 4DepartmentofMedicine, BACKGROUND a reduction in overall mortality associated UniversityofNorthCarolina Screening for prostate cancer using prostate- with screening.1 2 However, these same trials atChapelHill,ChapelHill, specific antigen (PSA) testing remains also report evidence of substantial harms: NorthCarolina,USA controversial. Recently published evidence men who participate in screening have suggests thatprostatecancer screeningusing a significantly higher likelihood of being Correspondenceto DrKirstenHoward;kirsten. PSA testing may offer some benefits in diagnosed as having prostate cancer than [email protected] terms of reducing prostate cancer-specific those not screened, including the diagnosis HowardK,SalkeldGP,MannGJ,etal.BMJOpen2012;2:e000587.doi:10.1136/bmjopen-2011-000587 1 The COMPASs Study among possible positive and negative outcomes; ARTICLE SUMMARY decisions regarding these interventions should neces- Strengths and limitations of this study sarily reflect an individual’s personal values and prefer- - The strengths of the study are that it is the first study to use ences and should be made only after individuals have discrete choice methods to examine men’s preferences for considered sufficient information to make an informed prostatecancerscreening,andthebenefit:harmtrade-offsmen choice.10 It has recently been suggested that prostate maybewillingtomake;itwillconsidertheinfluenceofageand cancer screening should be viewed as preference familyhistoryonpreferencesinalargecohortofmen,broadly sensitive care.11 representativeoftheAustralianpopulationaged40to69years. There is an extensive body of literature quantifying - Thelimitationisthatitisconductedinonecountry,Australia, preferences and trade-offs for bowel cancer screen- and thus its generalisability may be limited by the prevailing ing12e16; however, despite the clear balance between screeningenvironment. harms and benefits in the context of PSA screening for prostate cancer, there has, to date, been little explora- tion of these issues. With possible benefits to screening of cancers that would not have become clinically in terms of prostate cancer-specific mortality reduction, apparent within the man’s lifetime, meaning that more there is also evidence of significant and multiple menexperiencingtheattendantharmsofdiagnosisand potential downsides. A decision about whether to treatment such as unnecessary biopsies from false-posi- participate in prostate cancer screening therefore tive PSA tests or impotence and/or incontinence from treatments.1e3 In deciding whether to undergo prostate requires consideration of the balance between these benefits and downsides. Where that balance sits for an cancerscreening,menthereforeneedtoweighupthese individual man is highly personal and driven by his own potential benefits with the potential risks, harms and preferences about the extent of trade-offs between costs associated with screening. benefits and harms that he is willing to accept. For this Adding to the complexity and uncertainty in this reason, the preferences of the individual should be decision-making environment are the somewhat paramount. conflicting recommendations regarding the value of The aims of the Community Preferences for Prostate prostate cancer screening: the American Urological Cancer Screening (COMPASs) Study are therefore to AssociationrecommendsPSAscreeningbeofferedtoall < determine the relative importance of various factors men aged 40years or older.4 Other US groups recom- that influence men’s decision to participate in mend discussion of the potential benefits and harms of prostate cancer screening or not and PSA screening in the context of a clinical consultation, < determine the extent of trade-offs between benefits with an emphasis on informed decision making and and harms that men are willing to accept in making consideration of patient preferences (the American decisions about participation in screening. Cancer Society,5 the American College of Physicians6). Byprovidingabetterunderstandingofhowmenvalue In Australia, the Cancer Council of Australia’s position particular aspects of prostate cancer screening and the on prostate cancer indicates “there is no national trade-offs between benefits and harms of PSA screening screening program in place, with current evidence that they are willing to accept, the COMPASs Study will showing that the PSA test is not suitable for population provide vital information (1) for clinicians and screening as the harms outweigh the benefits. Whether consumers to facilitate an informed discussion of the or not to be tested for prostate cancer is a matter of individual choice.”.7 The most recent draft guidelines potential benefits and downsides of PSA testing, (2) to inform health policy regarding the development of any from the US Preventive Services Task Force (USPSTF) possible future public screening programme such that go one step further and assign a ‘D’ rating to PSA any programme can be closely aligned to community screening “recommends against prostate-specific antigen (PSA)-based screening for prostate cancer. attitudes and preferences and (3) highlight future research directions such that research and subsequent [for] men in the US population that do not have policy development can be focused in areas of most symptoms that are highly suspicious for prostate cancer, importance to consumers. regardless of age, race, or family history.”8 This revised recommendation will replace the 2008 recommenda- METHODS/DESIGN tion,9 which had previously concluded that in men Overview of approach and methods youngerthan75years,therewasinsufficientevidenceto TheCOMPASsStudywillusequantitativediscretechoice make a recommendation (‘I’ rating). methods to assess Australian men’s preferences for prostate cancer screening. CONSUMER PREFERENCES FOR SCREENING Over recent years, there has been an increasing recog- Discrete choice experiments nition of the role and importance of preferences and Discrete choice experiments (DCEs) involve surveys in values in individual clinical decisions and in shaping which respondents are asked to choose between public health policy. Preference sensitive care refers to hypothetical alternatives defined by a set of differing care where there are significant potential trade-offs attributes. This method is becoming more widely used 2 HowardK,SalkeldGP,MannGJ,etal.BMJOpen2012;2:e000587.doi:10.1136/bmjopen-2011-000587 The COMPASs Study in health as a means of quantifying patient and marginal rate of substitution or trade-offs between attri- consumer preferences for healthcare policies and butes. In principle, this can be done by offering programmes.17e20Themethodisbasedontheideathat respondents choices using every combination of attri- goodsandservices,includinghealthcareservices,canbe butes, a ‘full factorial’ design. In practice, such a design described interms ofanumber ofseparate attributesor is rarely feasible; efficient designs are therefore para- factors. The levels of attributes are varied systematically mount, particularly when considering multiple choice in a series of questions and respondents choose the options and interactions between attributes and socio- option that they prefer for each question. People are demographic characteristics on choice. assumed to choose the option that is most preferred or Thefollowingsectiondetailsthespecificmethodsthat has the highest ‘value’. From these choices, a mathe- willbeappliedintheCOMPASsStudy;wewillfollowthe matical function is estimated that describes numerically ISPOR Guidelines for Good Research Practices for the value that respondents attach to different choice conjoint analysis in health.20 options. Other data collected in the survey, including attitudinal questions and socio-demographic informa- STUDY METHODS tion, may also enter the value functions as explanatory Stage 1: deciding attributes and levels variables. Ultimately, DCE studies can determine which Asystematicreviewoftheliteraturewillbeconductedto attributes are driving patient preferences, the trade-offs ascertainattributesforinclusion.ThesewillincludePSA people make between attributes and how changes in test performance characteristics, such as potential attributes can lead to changes in preferences and likely mortality benefits from screening, number of diagnoses service uptake. ofprostatecanceraswellasharmssuchasthenumberof Figure 1 illustrates an example from an Australian men experiencing false-positive PSA results and subse- survey of consumer preferences for colorectal cancer quent unnecessary biopsies, potential harms associated screening tests.16 The example involves two unlabelled with downstream treatment of prostate cancer, such as alternative tests (figure 1) described using five different impotenceandurinaryor faecalincontinence21andout attributes (how many cancers the test will find, how of pocket costs. Our existing published model3 will be many large polyps the test will find, the number of usedtoestimatetheseoutcomesinmenwhoscreenand people correctly reassured that they do NOT have who do not screen, over a 10-year time frame. Model cancer, cost, dietary and medication restrictions, stool outputs, and therefore attribute levels, will be stratified sample collection), each set at specific levels. By by age and risk based upon family history. presenting respondents with a series of choices where the levels of the attributes are varied, researchers are Stage 2: design of discrete choice questionnaires abletoquantifyhowtheseattributesinfluencechoice.In Oncetheattributeshavebeendecidedbasedonstage1, this example, the analysis indicates consumer prefer- a design for the discrete choice studies will be created. encesforimmunochemicalfaecaloccultbloodtestingas Statistically efficient designs will be used. This approach a screening test for colorectal cancer. to design links statistical efficiency to the likely econo- Givenasufficientnumberofchoicestoallowvariation metric model that is to be estimated from choice data across all attributes, this approach enables estimates of using the design.22 23 This approach relaxes the the marginal effect of each attribute on choice and the orthogonality constraint and attempts to minimise the Figure 1 Exampleof adiscrete choice question. HowardK,SalkeldGP,MannGJ,etal.BMJOpen2012;2:e000587.doi:10.1136/bmjopen-2011-000587 3 The COMPASs Study expected asymptotic varianceecovariance (AVC) matrix choice experiments.24 25 Rather, sampling theory as ofthedesign.Efficientchoicedesignsthereforeattempt appliedtochoicemodellingisdesignedtominimisethe to maximise the likely asymptotic t ratios obtained from errorinthechoiceproportionsofthealternativesunder choicedatacollected.Assuch,theyattempttominimise study. This means that the final sample size required is the correlation in the data for estimation purposes and baseduponthecharacteristicsofthedesignitselfsuchas collect data such that parameter estimates have as small the number of attributes included, the attribute level as possible SEs. These designs make use of the fact that range, the number of choice scenarios presented, the the AVC matrix(the roots of the diagonal of this matrix number of alternatives in each choice set and the size aretheasymptoticSEs)oftheparameterscanbederived and direction of prior parameters obtained from the if the parameters are known. Since the objective of the pilot study. Taking into account the Australian popula- DCE is to estimate these parameters, they are unknown tiondistributionofmenaged40e69yearswithdifferent atthetimeofdesign.However,ifsomepriorinformation levels of family history of prostate cancer (low, no about these parameters is available (eg, parameter esti- FDR w94% of the population aged 40e69years; mates available in the literature from similar studies or moderate, one FDR w5% to 6%; high, two FDR or one parameter estimates from pilot studies), then this AVC FDR diagnosed <60years w0.5%) and to ensure matrix can be determined, assuming that the priors are sufficient numbers in risk subgroup for robust param- correct. eter estimates and that we are able to explore interac- Aninitialefficientchoicedesignwillbecreated,based tions between attributes and between attributes and on the likely a priori sign of parameters. This initial socio-demographic factors and present subgroup anal- design will be piloted in a sample of 100 respondents yses, we anticipate a sample size of approximately 1000 and preliminary models estimated. Parameter estimates respondents (550 (low), 350 (moderate) and 100 from the models will be used to generate the final (high)). efficient designs for the main discrete choice study. Stage 4: analysis In addition to the discrete choice questions, informa- A mixed multinomial logit (MMNL) (also known as tion on socio-demographic characteristics of respon- random parameters logit) model using a panel size dents will also be collected for each survey. specification will be used. A panel specification of the Stage 3: DCE survey model allows for non-independence of observations Respondents providedbythesame respondent;thatis,itcan account Menaged40e69yearsoflow,moderateandhighriskof forcorrelationsamongthemultiplechoicesmadebythe prostate cancer, based upon family history of prostate same individual. MMNL models relax certain statistical cancer, will be recruited to complete the DCE survey. assumptions of more commonly used multinomial logit Low-risk men are those with no first-degree relatives models and often lead to models that better explain (FDR) affected by prostate cancer. Men with one choice behaviour.24 In multinomial logit choice models, affected FDR are considered at moderate risk and men commonly used in health economics, parameters asso- with either two or more affected FDR or one FDR diag- ciated with each attribute are treated as fixed. These nosedatayoungage(<60years)areconsideredathigh fixed values are the average (or point estimates) associ- risk. Based on their age and family history of prostate ated with a population-level distribution; other infor- cancer, they will be allocated to a version of the survey mation in the distribution is not considered. An MMNL with attribute levels relevant to their age and risk. No allows consideration of the full distribution of a param- additional exclusion criteria will be applied. eter estimate, and the fixed parameter becomes The DCE will be conducted using a web-based a random parameter. ‘Random parameter’ simply survey. Respondents will be recruited through a market impliesthateachindividualhasanassociatedparameter research company with an existing online panel of estimate on that specified distribution. While the exact respondents willing to complete online surveys and location of each individual’s preferences on the distri- experience in administering online choice-based bution may not be known, estimates of ‘individual- surveys. Recruitment will continue until the proposed specific preferences’ can be accommodated by deriving sample size is reached. Upon consent, the potential the individual’s conditional distribution, baseddwithin respondent will be connected directly to the online site sampledon their choices (ie, prior knowledge).26 tocompletethediscretechoicesurvey.Respondentswill Interactions between attributes in the discrete choice be asked to choose between three labelled alternatives, surveys and between attributes and population charac- two screening options and a no screening option teristics (eg, age, family history of prostate cancer, prior (opt-out). PSA testing, prior prostate biopsy, marital status, educa- tion,income)willbeexploredinthemixedlogitanalysis Sample size for both studies. The current theory of sampling for these experiments Model results will expressed as parameter estimates b does not directly address the issue of minimum sample ( ), the odds of choosing screening over no screening size requirements in terms of the reliability of the (and 95% CIs of the ORs) and p values. Acceptable parameter estimates produced in the design of stated trade-offs between attributes will also be calculated. 4 HowardK,SalkeldGP,MannGJ,etal.BMJOpen2012;2:e000587.doi:10.1136/bmjopen-2011-000587 The COMPASs Study ETHICAL APPROVAL < Estimates of marginal rates of substitution between The COMPASs Study has been approved by the Univer- attributes based on the ratio of parameter estimates, sity of Sydney, Human Research Ethics Committee giving an indication of the extent to which respon- (protocol number 13186). dents are prepared to trade-off one attribute for Confidentiality and anonymity of the data will be another.Forexample,ifthenumberofdeathsdueto strictlymaintained;onlystudystaffwillhaveaccesstode- prostatecancerandthenumberofmenexperiencing identified respondent data. As respondents are being incontinence are offered as attributes in the survey, recruited by an external organisation, no individual the marginal rate of substitution between these identifying information will be ever provided to the reflects the increase in the number of men experi- study investigators; all respondents will be assigned encingincontinencethatmenarewillingtoacceptas a unique study ID. In addition, participants will not be atrade-offtopreventoneextraprostatecancerdeath. identifiable in any publications. It will be made clear to < Anindicationofthepredicteduptakeassociatedwith allparticipantsthattheyhavetherighttowithdrawfrom different parameter levels within the estimated utility the research at any point in time. No data monitoring functions.Thisallowsforecastingof,forinstance,the committeewill berequired,and nointerimanalyses will likelylevelofuptakeofscreeninggivenparticulartest be conducted. characteristics, policy criteria and socio-demographic As the DCE survey will be conducted as an online characteristics. survey, written consent is not possible. As such, partici- Byprovidingabetterunderstandingofhowmenvalue pant information for the online survey includes the particular aspects of prostate cancer screening and the following statement “Being in this study is completely trade-offs between benefits and harms of PSA screening voluntarydyou are not under any obligation to consent that they are willing to accept, the COMPASs Study will anddif you do consentdyou can withdraw at any time provide vital information (1) for clinicians and withoutaffectingyourrelationshipwithTheUniversityof consumers to facilitate an informed discussion of the Sydney. By completing the survey you have consented to potential benefits and downsides of PSA testing, (2) to bepartofthestudy.Youmaystopcompletingtheonline inform health policy regarding the development of any surveyatanypointifyoudonotwishtocontinue,andwe possible future public screening programme such that will not use your answers”. As the survey is administered any programme can be closely aligned to community byanexternalorganisationandiscompletelyonline,the attitudes and preferences and (3) highlight future study team will not have access to any information that research directions such that research and subsequent could be used to identify respondents. Following study policy development can be focused in areas of most completion, only study investigators will have access to importance to consumers. the de-identified respondent data. FundingTheCOMPASsStudyisfundedundertheNationalHealthandMedical ResearchCouncilofAustraliaprogramgrant633003(TheScreeningandTest DISSEMINATION EvaluationProgram).Thefundershavenoroleinstudydesign;collection, management,analysisandinterpretationofdata;norinwritingofanyreports Theresultswillbepublishedininternalreports,inpeer- orthedecisiontosubmitthereportsforpublication. reviewed scientific journals as well as via conference presentations. CompetinginterestsNone. EthicsapprovalTheCOMPASsstudyhasbeenapprovedbytheUniversityof Sydney,HumanResearchEthicsCommittee(protocolnumber13186).The DISCUSSION resultswillbepublishedininternalreports,inpeer-reviewedscientificjournals The COMPASs Study is a comprehensive analysis of aswellasviaconferencepresentations. men’s preferences for prostate cancer screening. Using ContributorsKHconceivedtheoriginalconceptofthisstudy.Allauthors best practice quantitative methods, COMPASs will contributedtodiscussionandrevisionstothestudydesignandapprovedthe provide an understanding of the preferences of Austra- finalstudydesign.KHdraftedthemanuscript;allotherauthorswereinvolved lianmenonprostatecancerscreeningusingPSAtesting. inoverallrevisionofthemanuscript.Allauthorsareinvolvedinthe implementationoftheprojectandhavereadandapprovedthefinal Specifically, the aims of the COMPASs study are to (1) manuscript. determinetherelativeimportanceofvariousfactorsthat influence men’s decision to choose prostate cancer ProvenanceandpeerreviewNotcommissioned;internallypeerreviewed. screening or not and (2) determine the extent of trade- REFERENCES offs between benefits and harms that men are willing to 1. 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