The Classical Conceptions Of Treaty, Alliance And Neutrality In Sunni Islam by Ahmed Mohammed Masri NEWCASTLE UNIVERSITY LIBRARY 097 52886 0 0 Tile.sts l-e, 19 •••• Thesis presented to the University of Newcastle in partial fulfilment of requirements for award of the degree of Doctorate of Philosophy June 1998 Department of Politics The University of Newcastle Newcastle upon Tyne, England This copy has been supplied on the understanding that it is copyright material and that no quotation from thesis may be published without proper acknowledgement. TABLE OF CONTENTS Number Page Chapter I: Introduction 1.0) Presentation 1 1.1) Aim and purpose 1 1.2) Period of study 1 1.3) The problem 2 1.4) The Islamic State and its relations 4 1.5) The literature review 6 1.6) The significance of the thesis 13 1.7) Orientation and methodology 16 1.8) Hypotheses 17 1.8.1) Hypotheses related to Islamic international relations theory 17 1.8.2) Hypothesis relating to treaties 18 1.9) Contents of the thesis 19 Chapter II: The Islamic Law and Fiqh 2.1) Introduction 22 2.2) The origin of Islamic Law Usul al-Shari 'ah and Usul al-Fiqh 23 2.2.1) The primary sources 27 a. The Holy Qur 'an 27 b. The prophetic tradition Sunnah 31 2.2.2) The secondary sources 37 a. The exercise of judgement Ijtihad 37 b. Consensus of juristic opinion Ijma' 41 c. Analogical deduction Qiyas 43 2.3) The schools of rationalists Ahl al-Ra'i and the traditionalists Ahl al-Hadith 45 2.4) The four Sunni Schools of Jurisprudence 48 2.4.1) The Hanafite School 50 2.4.2) The Malikite School 51 2.4.3) The Shafei' ite School 53 2.4.4) The Hanbalite School 54 2.5) Disagreement among the four Sunni Schools of Thought 55 2.6) The impact of the main origins Usul on Muslim thought 59 2.7) Islamic Law Shari 'ah and contemporary issues 61 2.8) Public interest and welfare Maslaha 65 2.9) Islamic Law Shari 'ah and modern International Law 69 2.10) Summary and conclusion 71 Chapter III: Islamic International Relations in Classical Fiqh 3.1) Introduction 75 3.2) Monotheism al-Towhead 78 3.3) The Islamic concept of International relations 83 3.3.1) The normality of war and peace 88 3.3.2) The Domain of Peace Dar al-Islam 101 3.3.3) The Domain of Hostile Dar al-Harb 107 3.3.4) The Domain of Pledge Dar Al-` Ahd 110 3.4) Ummah, the main body of the Islamic community 113 3.5) The Islamic State, its nature and duties 120 3.6) Groups of non-Muslims 145 A. The People of the Book 146 B. The Sabine 148 C. The Magians 149 D. The Polytheists 149 E. The Atheists 150 F. The Apostates 151 3.7) Summary and conclusion 154 Chapter IV: Dhimmis and Musta'min in the Islamic State 4.1) Introduction 159 4.2) Shari ' ah and the relations of Muslims and non-Muslims 160 4.3) Safeguard Aman 164 4.4) Covenant Ahd al-Dhimma 176 4.4.1) The Tribute Jizyah 183 4.4.2) The land tax al-Kharaj 193 4.4.3) The commercial tax al-Aushur 196 4.5) Summary and conclusion 197 Chapter V: Classical Concept of Treaty in Sunni Islam 5.1) Introduction 201 5.2) Definition of treaty 202 5.3) Incentive of treaty 206 5.4) Legitimate prerequisites for concluding treaties 209 5.4.1) The authority 209 5.4.2) Terms of the treaty 213 5.5) Stages of treaty 218 5.5.1) Negotiation 218 5.5.2) Written the treaties 218 5.5.3) Signing treaties 219 5.5.4) Ratification of the treaties 220 5.5.5) Exchange and deposit of the treaties 220 5.5.6) Legitimacy of the treaties 221 5.5.7) Termination of treaties 227 5.6) Kinds of treaties 233 5.6.1) Treaties of friendship and commodities exchange 234 5.6.2) Truce treaty 237 5.6.3) Conciliation treaty 241 5.7) Jurisdiction of criminal law and extradition treaties 244 5.8) Summary and conclusion 248 Chapter VI: Legitimacy of Neutrality in Fiqh 6.1) Introduction 254 6.2) Definition of neutrality 258 6.3) Legitimacy of neutrality in Islam: the sources 259 II 6.3.1) The Holy Qur'an 259 6.3.2) Neutrality in the Sunnah 262 6.4) Neutrality among the Muslims 264 6.5) Neutrality among the Muslims and non-Muslims 266 6.5.1) Status of Abyssinia, Ethiopia 266 6.5.2) Status of Nubia 269 6.5.3) Cyprus 274 6.6) Rights and duties of neutrals 277 6.7) Islamic system of neutrality 279 6.8) Summary and conclusion 283 Chapter VII: Classical Concept of Alliance in Sunni Islam 7.1) Introduction 288 7.2) Alliances in the Jahiliyyah and Islam 291 7.3) Legitimacy of alliances 293 7.3.1) Alliances among Muslims 294 7.3.2) Alliances with the non-Islamic entities 297 7.4) Aims of alliance 309 7.5) Methods of alliances 314 7.6) Elements and requirements of alliance 317 7.7) Disintegration of alliances 318 7.8) Summary and conclusion 320 Chapter VHI: Case Study, The Military Alliance of 1990-1991 8.1) Introduction 323 8.2) The military alliance 328 8.3) The Ummah's reaction 332 8.4) Shari 'ah and Legality of the Iraqi Invasion 342 8.5) 1990 alliance under the Islamic conditions 353 8.6) Summary and conclusion 362 Chapter IX: Conclusion 9.1) Introduction 365 9.2) The Findings 367 9.3) Recommendations 376 Appendices I) The Constitution of Madinah 378 II) The Prophet's treaty with the people of Maqnah 382 III) Tribe in Arabia during the first century AR 622-718 AD 383 IV) Armed Forced of Iraq and Saudi Arabia in 2 August 1990 384 V) The Military Forces of Iraq, Saudi Arabia, The GCC, Egypt and Syria 1990 385 VI) The Islamic forces in the Gulf war 1990-91 386 VII) The Muslim World League statement about the Gulf crisis 1990-91 387 VIII) Fatwa of the Saudi Supreme Council of Senior Ulama about the Iraqi invasion of Kuwait 392 Bibliography 393 III ABSTRACT The purpose of this thesis is to examine a major segment of Islamic international relations theory as expounded by Sunni jurists of the classical period of the Islamic Fiqh (661-1258 AD). It consists of that portion which is concerned with peaceful relations as distinct from that other major segment which is about Jihad or Islamic warfare. The thought of Muslim scholars on this topic provides a major part of an ideal model for political life under Islam, and its appeal has continued to exert a strong influence on the lives and thoughts of all Muslims throughout the centuries. Within this segment of Islamic international relations theory attention is focused on the key concepts of treaties, including alliance, and neutral status. One part of this is, however, omitted. It is what in Western political philosophy would be called private (not public) relations, and which in an Islamic classical Fiqh context - where the private/public distinction, it will be argued, is absent - can be termed social relations. The argument put forward will be that Islamic international relations are the totality of relations between Muslims and non-Muslims, and never relations between Muslims. Islamic law, it will be argued, governs this relationship, ensuring Islamic international relations theory is essentially normative. The thesis will further suggest that Muslim relations with non-Muslims are fundamentally pacific, not hostile, if the legitimate purposes of Jihad are properly assessed. The thesis will also be concerned to assess the extent to which peaceable Muslim relations with non-Muslims can be organised through the different forms of treaty which are recognised in classical Sunni Fiqh. It will be argued that the anti-Iraq coalition alliance of 1990-91 fulfilled the conditions of a genuine Islamic alliance treaty, contrary to the view of numerous contemporary Muslim scholars and publicists. Finally, it will be argued that neutrality, as well as neutralisation, were possible during the period of classical Sunni Fiqh. IV ACKNOWLEDGEMENTS I wish to express my sincere appreciation to all who provided their support and encouragement to me during my study. First, my extreme thanks to Allah, the Most Generous, who supported and provided me with the ability to complete this thesis. I would like to express my great thanks to my supervisor Mr. David George for all his valuable and conscientious assistance in supervising this thesis, which, I believe, without his efforts, assistance and encouragement this work would not see the light. I would like to express my sincere and deep thanks to my mother, which with her prayers and encouragement I reached my goal. My extreme acknowledgements and appreciation to my wife for all her generous and noble assistance, help and encouragement during my study. Lastly, my deep thanks to Mrs. Victoria George for her assistance and help in checking the English language of this thesis. V INTERPRETATION OF THE ARABIC LETTERS Arabic Letter Translation i a b ta e:J th c g ha C kh t z da 3 th i r j z um s ot sh U.° sa (J.:0 dh Jo ta I, dh t 'a E gh L:11 fa Ci q ,J1 ka J 1 e m C.) n -4 ha 9 wa (.5 Y GLOSSARY OF ARABIC TERMS ' Aqd Contract Ahl al-Hal wa al-`Aqd Electors Amir al-Mu'minin Commander of the faithful ' Aushour The commercial tax Bait al-Mal State treasury Bay'ah Pledge of allegiance Dar al-Islam Abode of Islam Dar al-Harb Abode of war Dar al-`Ahd Abode of covenant Dawla State Dean (Din) Religion Dhimmi Non-Muslim citizens of the Islamic State Fay' booty Faqih Muslim Jurist Fiqh Islamic Jurisprudence Fitna riot Fotohat Conquests Harbi Individual belongs to the abode of war Hukm Sovereignty Ijma' Consensus Ijtihad Creative interpretation Imam The head of the Islamic State Kharaj Land tax Mathhab Rite Maslaha Interest Mulk Kingship Qadi Muslim judge Qiyas Analogy Ulama Muslim scholars Ra'i Opinion Sultan Supreme Shurah Consultation Towhead God's unity Ummah The Muslim Community LIST OF ABBREVIATIONS ACC Arab Co-operation Council AD Anno Domini AH Anno Hegira AL Arab League, or the League of Arab States AIOC Anglo-Iranian Oil Company ANZUS Australia-New Zealand-United States Security Treaty CENTO Central Treaty Organisation CIA Central Intelligence Agency COMECON Council for Mutual Economic Assistance, or GCC Gulf Co-operation Council GNP Gross National Product IGO Inter Governmental Organisation IJC Islamic Jurisprudence Council I I L Islamic International Law IIOIT International Institute Of Islamic Thought KNOC Kuwait National Oil Company ME Middle East MWL Muslim World League NAS No author submitted NATO North Atlantic Treaty Organisation NDS No date submitted NGO Non-Governmental Organisation NPS No publisher submitted OAS Organisation of American States OAU Organisation of African Unity OIA Organisation of Islamic Conference OPEC Organisation of Petroleum Exporting Countries PIL Public International law PLO Palestine Liberation Organisation SEATO South-East Asia Treaty Organisation UAE United Arab Emirates UAR United Arab Republic UK United Kingdom Ulama Traditional Scholars of Islam UN United Nations USA United States of America USSR Union of Soviet Socialist Republics WTO Warsaw Treaty Organisation (Warsaw Pact) WWI World war one WWII World war two
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