The Chronicle of Theophanes Confessor Byzantine and Near Eastern History AD 284-813 Translated with Introduction and Commentary by CYRIL MANGO and ROGER SCOTT with the assistance of Geoffrey Greatrex CLARENDON PRESS OXFORD 1997 Oxford University Press, Great Clarendon Street, Oxford 0x2 6DP Preface Oxford New York Athens Auckland Bangkok Bogata Bombay Buenos Aires Calcutta Cape Town Dar es Salaam Delhi Florence Hong Kong Istanbul Karachi Kuala Lumpur Madras Madrid Melbourne Mexico City Nairobi Paris Singapore Taipei Tokyo Toronto The Chronicle that goes under the name of Theophanes Confessor and associated companies in (d. 818) is a major source for the history not only of the East Roman Berlin Ibadan or Byzantine Empire, but also for that of the Near East after the Arab Oxford is a trade mark of Oxford University Press conquest. That is not to say that its value is uniform for the entire Published in the United States period it covers, namely from AD 284/5 to 813. Roughly its first half by Oxford University Press Inc., New York in terms of pages of text, from AD 2,84/5 t0 602, is based on sources © Cyril Mango and Roger Scott 1997 that are, by and large, available to us in one form or another, although occasionally Theophanes does yield items of information All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, that cannot be found elsewhere. From AD 602 to 813, however, without the prior permission in writing of Oxford University Press. Theophanes is for us a primary source in the sense that the writings Within the UK, exceptions are allowed in respect of any fair dealing for the purpose of research or private study, or criticism or review, as permitted he utilized have been almost entirely lost. under the Copyright, Designs and Patents Act, 1988, or in the case of The purpose of our work was to provide a faithful translation of reprographic reproduction in accordance with the terms of the licences issued by the Copyright Licensing Agency. Enquiries concerning Theophanes as edited by C. de Boor (1883) with such annotation as reproduction outside these terms and in other countries should be would facilitate its use by historians. To that end we have added a sent to the Rights Department, Oxford University Press, at the address above double apparatus, namely: (i) An apparatus fontium indicating, whenever possible, the source used by Theophanes or, if such a British Library Cataloguing in Publication Data source has not survived, parallel passages in other texts that are Data available independent of Theophanes (i.e. are not derived from him); (ii) A set Library of Congress Cataloging in Publication Data of brief explanatory notes. It goes without saying that, given enough The chronicle of Theophanes Confessor : Byzantine and Near Eastern history, A.D. 284-813 / translated with introduction and commentary time and space, the latter could have been expanded tenfold, but it by Cyril Mango and Roger Scott with the assistance of Geoffrey Greatrex was not our aim to provide an exhaustive commentary, which would Includes bibliographical references and index. 1. Byzantine Empire—History—Isaurian dynasty. 717-811. have been almost tantamount to writing a history of the Byzantine I. Mango, Cyril A. II. Scott, Roger. III. Greatrex, Geoffrey. Empire to AD 813. We can only hope that, armed with our text, the IV. Title DF581.T4813 1991 949.s'o2—dc20 96-18714 historian will not only know what Theophanes says, but will also be ISBN o-r 9-822 s 68-7 in a position to evaluate the worth of his statements. Our work has been more than fifteen years in the making, partly 13 579 -το 8642 because of other commitments borne by the two authors, partly Typeset by Hope Services (Abingdon) Ltd. because of the difficulty of conducting a collaboration across two Printed in Great Britain on acid-free paper by Bookcraft (Bath) Ltd;, Midsomer Norton oceans. For this delay we have paid the penalty of having been anti cipated by two partial translations into English, the first by H. Turtledove, with elementary annotation, covering the period 602-813,! the second by A. R. Santoro, without any notes, confined to 717-803.z Both are highly inaccurate. The past fifteen years have also seen a steady flow of publications devoted to various aspects of the Chronicle or to particular periods for which it is an important source. We should name in the first 1 The Chronicle of Theophanes (Philadelphia, 1982). 1 Theophanes, Chionogiaphia (Gorham, Me., 1982). V Preface Preface place the exhaustive commentary on the years 715-813 by Ilse Elizabeth Jeffreys, Margaret Mullett, and Michael Whitby. He is also Rochow, omitting, however, all items of purely Near Eastern inter very grateful for facilities made available to him as an honorary est.3 Two works by I. S. Cicurov also deserve mention. The first, Research Fellow at the Centre for Byzantine Studies at the entitled Byzantine Historical Writings,4 consists of selected University of Birmingham and as a Fellow of Dumbarton Oaks, passages of Theophanes and the Breviarium of the Patriarch Washington. Nikephoros accompanied by a Russian translation and explanatory notes. The second, The Place of the Chronographia of Theophanes in the Early Byzantine Historiographie Tradition,5 attempts to analyse the Chronicle as a work of literature with special reference to the author's 'self-awareness', his attitude to prevailing conven tions of historical writing, and the ideal image of the emperor. We cannot enter here into a discussion of the views expressed by the Russian scholar, although we may be permitted to say that the approach he has chosen appears to us inappropriate to a work that is avowedly compilatory and non-literary. A stream of publications by Professor Paul Speck of Berlin, concerned directly or indirectly with Theophanes and by now amounting to several thousand pages, has put us in a more difficult position. Professor Speck offers many inci sive observations, but these are intermingled with so much hypo thetical speculation that we decided, after some hesitation, to make only occasional reference to his works. We have also omitted for rea sons of space much other bibliography which did not appear to us to make any original contribution. The division of our labour has been as follows: R.S. undertook to translate and annotate roughly the first half of the Chronicle (AM 5777-6094), while CM. is responsible for AM 6095-6305 and for Theophanes' 'Preface'. The Introduction is by CM. except for the chronology of the Persian kings (III.2.1), the discussion of sources relevant to the first half of the text (IV.2-9 and part of 14) and the section entitled 'Treatment of Sources'. The List of Abbreviations, Glossary and Index have been compiled by Dr Geoffrey Greatrex, to whom we are also greatly indebted for editing our manuscript for the press. CM. would also like to thank Dr J. D. Howard-Johnston for advice on the events of the reign of the emperor Herakleios, Drs R. Hoyland and L. I. Conrad on matters relating to the Arabs, and, as always, his wife. R.S. would like to thank Oliver Nicholson in particular and also Anthony Bryer, Brian Croke, Simon Franklin, Martine Henry, 3 Byzanz im S. Jahihundeit in der Sicht des Theophanes (Berlin, 1991). 4 Vizantijskie istoriceskie socinenija (Moscow, 1980). 5 Mesto 'Chronografii' Feofana ν rannevizantijskoj istoriograficeskoj tradicii in the series DrevnejSie gosudarstva na territorii SSSR for 1981 (pub. Moscow, 1983]. VI Vll W Contents Conventions Adopted xi Abbreviations xiii Introduction xliii Preface to Chronographia ι Genealogy 3 Chronographia 5 Glossary 689 General Index 695 Index of Greek Words 744 Γ Conventions Adopted in the Present Publication ι. Text Words that have been added to the English translation for the sake of clarity are placed in square brackets ([. . .]). Words supplied by de Boor, mostly from the Latin translation by Anastasius, are in angle brackets ((. . .)). Words or passages rejected by de Boor are marked Γ. . Λ Lacunae in the text are marked by an asterisk (*). De Boor's pagination is indicated in the margin. Passages that we consider to have been derived from Theophanes' Oriental source (on which see Introduction, IV.13) are printed in Avenir roman. 2. Chronological Rubrics On the form of the rubrics, as they are given in the manuscripts and in de Boor's edition, see Introduction, III. i. Full Rubrics: We have used the abbreviation AM instead of 'Year of the World' and added in square brackets the corresponding AD date. Both are given in bold type. It should be understood that the AD date is the one the oretically equivalent to the AM according to the system of compu tation used by Theophanes and need not be the correct date for the events described. ii. Abbreviated Rubrics: We have inserted: [a] The AM and AD dates in square brackets; (b)The name of the ruler and bishop before the numeral, thus: 'Diocletian, 2nd year'. Strictly speaking, the name ought to have been also placed in square brackets, but that would have created such a plethora of brackets that we have taken the liberty of omitting them. Whenever a new ruler or bishop is appointed, he is introduced in the manuscripts by the following formula (taking AM 5786 as an example): Marcellinus, bishop of Rome, 2 years Peter the Martyr, bishop of Alexandria, 11 years, followed by the usual string of numerals, namely 10 (10th year of Diocletian), 6 (6th year of Ouarraches), 1 (ist year of Marcellinus), 22 χι Conventions Adopted in the Present Publication (22nd year of Hymenaios), 1 (ist year of Peter the Martyr), 11 (nth Abbreviations year of Tyrannos). For the sake of greater clarity we have combined the name and length of tenure of the new incumbent with the ordinal number of the year that is applicable to him, instead of disjoining them as the manuscripts do. 1. Periodicals, reference books, short abbreviations 3. Proper Names, Titles, and Technical Terms AASS Acta Sanctorum Without aiming at complete consistency, which would have been ABAW Abhandlungen der Bayerischen impossible to achieve without introducing a great many bizarre Akademie der Wissenschaften forms, we have adopted for proper names the following guidelines: ABSA Annual of the British School at Athens Whenever a familiar English equivalent exists, that has been used ACO Acta Conciliorum Oecumenicorum, (e.g. Diocletian, George, John, Justinian, Marcian, etc.). ed. E. Schwartz and J. Straub (Berlin, Less familiar Greek as well as foreign names have been transliter 1914-83) ated (β = b, κ = k, υ = y, αι = ai, ei = ei, οι = oi, ου = ou). In the case of foreign names their 'correct' or accepted form is given in the Index. AG Anno Graecorum (i.e. of the Seleucid era, from 1 Oct. 312 BC) Less familiar names of Latin derivation are given in Latin spelling AH Anno Hegirae (i.e. of the Islamic era) (thus Germanus rather than Germanos). AIPHOS Annuaire de l'Institut de Philologie et The same principles have been applied to titles and technical d'Histoire Orientales et Slaves terms. Except such as are commonly used in an Anglicized form (e.g. AJAH American Journal of Ancient History notary, patrician, tribune), those of Latin origin are given in Latin AnatSt Anatolian Studies spelling (e.g. a secretis, but protoasekretis, this being a bastard AnBoll Analecta Bollandiana Greek formation; candidatus, nobilissimus, etc.), while those of BAR British Archaeological Reports Greek origin are transliterated. BCH Bulletin de Correspondance Hellé In a few cases Theophanes uses two different forms to designate nique the same person, e.g. Sarbarazas and Sarbaros = Sahrvaraz. We have BHG Bibliotheca Hagiographica Graeca, retained both so as not to disguise the author's inconsistency. 3rd edn., ed. F. Halkin, Subsidia The Greek ephitet 'the great' applied to a person may mean just Hagiographica, 8a (Brussels, 1957) that, or it may mean 'the elder' or 'the first'. For emperors we have BIRC Bulletin de l'Institut russe de translated it as 'the elder' apart from Constantine I and on two occa Constantinople ( = IRAIK) sions for Theodosios I (AM 5998,6232). For others we have translated BMGS Byzantine and Modem Greek Studies it as 'the Great'. BNJ Byzantinisch-neugriechische 4. Annotation Jahrbücher BS1 Byzantinoslavica This takes a double form: BSOAS Bulletin of the School of Oriental and Notes designated by an arabic numeral are explanatory. African Studies Those designated by a lower case letter constitute the apparatus Byz Byzantion fontium. Whenever it has been possible to delimit a passage that has ByzF Byzantinische Forschungen either been borrowed from a known source or exists in a comparable BZ Byzantinische Zeitschrift form in another text, the passage in question has been placed between dB C de Boor vertical lines (II) and followed by the reference a, b, c, etc. The indica CC Corpus Christianorum tion 'Cf.' refers to parallel passages. Derivative parallels of later date CFHB Corpus Fontium Historiae Byzantinae have not been quoted unless they have some independent value. Xll Xlll Abbreviations Abbreviations CHEIA The Cambridge History of Early Inner HTR Harvard Theological Review Asia, ed. D. Sinor (Cambridge, 1990) H US Harvard Ukrainian Studies CMH The Cambridge Medieval History IE] Israel Exploration Journal CQ Classical Quarterly ind. Indiction CR Classical Review IRAIK Izvestija Russkogo Archeologitz- CSCO Corpus Scriptorum Christianorum skogo Instituta ν Konstantinopole Orientalium JA Journal Asiatique CSEL Corpus Scriptorum Ecclesiasticorum J AC Jahrbuch für Antike und Christen Latinorum tum CSHB Corpus Scriptorum Historiae Byzan- JDAI Jahrbuch des deutschen archäologis tinae chen Instituts DChAE AeXriov τής Χριστιανικής Αρχαιολ JHS Journal of Hellenic Studies ογικής Εταιρείας JOB Jahrbuch der österreichischen Byzan- DHGE Dictionnaire d'histoire et de géogra tinistik phie ecclésiastiques JOB G Jahrbuch der österreichischen Byzan DOP Dumbarton Oaks Papers tinischen Gesellschaft DO Seals Catalogue of the Byzantine Seals at JQR Jewish Quarterly Review Dumbarton Oaks and in the Fogg JRGS Journal of the Royal Geographical Museum of Art, ed. J. Nesbitt and N. Society Oikonomides ( Washington, D C, 19 91 - ) JRS Journal of Roman Studies DSp Dictionnaire de spiritualité ascétique JSav Journal des Savants et mystique JTS Journal of Theological Studies DTC Dictionnaire de théologie catholique ΚΕΦΣ Ό iv Κωνσταντινονττόλ^ι Ελληνικός ΕΕΒΣ Έττ€τηρις τής Εταιρείας Βυζαντινών Φιλολογικός Σύλλογος Σπονδών LSJ Η. G. Liddell and R. Scott, rev. H. S. EHR English Historical Review Jones and R. McKenzie, A EP Encyclopaedia of Islam, éd. M. T. Greek-English Lexicon (Oxford, 1968) Houtsma et al, 4 vols. (Leiden and MBM Miscellanea Byzantina Monacensia London, 1913-34) MGHAA Monumenta Germaniae Historica, EI* Encyclopaedia of Islam, new edn., ed. Auctores Antiquissimi H. A. R. Gibb et al. (Leiden and MGH SS Monumenta Germaniae Historica, London, i960- ) Scriptores EO Echos d'Orient OCP Orientalia Christiana Periodica FCH R.C. Blockley, The Fragmentary ODB Oxford Dictionary of Byzantium, ed. Classicising Historians of the Later A. Kazhdan (Oxford, 1991) Roman Empire, 2 vols. (Liverpool, OrChr Oriens Christianus 1981-3) PG Patrologia Graeca FHG Fragmenta Historicorum Graecorum, PL Patrologia Latina vol. iv, ed. C. Müller (Paris, 1851), vol. PLRE Prosopography of the Later Roman v, ed. C. Müller (Paris, 1870) Empire, ed.J. Martindale et al. 3 vols. GRBS Greek, Roman and Byzantine Studies (Cambridge, 1971-92) HSCP Harvard Studies in Classical PO Patrologia Orientalis Philology PS Patrologia Syriaca XIV xv Abbreviations Abbreviations RAC Reallexikon für Antike und Christen Actes de Lavra Actes de Lavra, edd. P. Lemerle, et ah, tum (Stuttgart, 1950- ) 4 vols (Paris, 1970-82) RE Paulys Realencyclopädie der classis- Agapios Agapios, Kitab al-'Unvan, ed. and tr. chen Altertumswissenschaft (Stutt A. A. Vasiliev, PO 8 (1912) gart, 1894-) Agath. Agathias, Historiae, ed. R. Keydell, REA Revue des Etudes Anciennes CFHB (Berlin, 1967) REArm Revue des Etudes Arméniennes Agnellus Agnellus, Liber Pontißcalis Ecclesiae REB Revue des Etudes Byzantines Ravennatis, ed. O. Holder-Egger, REG Revue des Études Grecques MGH Scr. rer. Lang. 263-391 RendLincei Rendiconti dell'Accademia Nazionale Alex. Mon. Alexander Monachus, De venerandae dei Lincei crucis inventione, PG 87/3: 4015 ff. RevNum Revue Numismatique Ambrose, De ob. Val. Ambrose, De obitu Valentiniani RhM Rheinisches Museum für Philologie Iunioris in Sancti Ambrosii Opera, RIDA Revue internationale des droits de vol. vii, ed. O. Faller (Vienna, 1955), l'antiquité CSEL 73, 327-67 ROC Revue de l'Orient Chrétien Amm. Marc. Ammianus Marcellinus, Rerum ges- RSBN Rivista di Studi Bizantini e Neoel- tarum libri quae supersunt, ed. and tr. lenici J. C. Rolfe (London, 1935-9) SRM Scriptores Rerum Merowingicarum Anast. Anastasius Bibliothecarius, Chrono StT Studi e Testi graphia Tripartita, ed. 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Periplus Anon. Periplus Ponti Euxini, ed. C. ZPE Zeitschrift für Papyrologie und Müller, Geograph! graeci minores, i Epigraphik (Paris, 1855), 402-3 3 plus (middle part) ZRVI Zbornik radova Vizantoloskog FHG v. 174-87; ed. Baschmakoff, Instituta Synthèse-, ed. A Diller, The Tradition of the Minor Greek Geographers 2. Ancient Works (Lancaster, Pa., 1952), 118-38 Acta Anastasii Persae Saint Anastase le Perse, vol. i, ed. Β. Anon. Val. Excerpta Valesiana, ed. J. Moreau and Flusin (Paris, 1994) V. Velkov (Leipzig, 1968); tr. J. C. xvi xvn Abbreviations Abbreviations Rolfe in vol. iii of Ammianus Chr. 1234 Chronicon anonymum ad AD 1234 Marcellinus (above) pertinens, vol. i [CSCO Scr. Syr. 3rd Anth. Gr. Anthologia Graeca, ed. H. Beckby ser. 14), tr. J. B. Chabot (Louvain, (Munich, 1957-8); books i-xv = 1937); vol. ii, tr. A. Abouna, ibid., vol. Anthologia Palatina-, book xvi = 154 (Louvain, 1974) Anthologia (or Appendix) Planudea Chr. Alt. Chronicon Altinate et Gradense, ed. Auct. Prosp. 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Pierre, PO 4 (1908), 5 (1910), 7 (1911), Reiske, CSHB (Bonn, 1829); partial and 13 (1919) French tr., 2 vols., A. Vogt (Paris, Chron. Min. Chronica Minora, ed. Th. Mommsen, 1935-40) MGH A A ix, xi, and xiii (Berlin, Chr. J24 Chronicon miscellaneum ad AD y24 1892-8) pertinens [CSCO Scr. Syr. 3rd ser. Chron. Pasch. Chronicon Paschale, ed. L. Dindorf, 4/2), tr. J. B. Chabot (Paris, 1904); par CSHB (Bonn, 1832); tr. M. and tial tr. in Palmer, The Seventh M. Whitby, Chronicon Paschale AD Century in the West-Syrian 2 84-632, TTH (Liverpool, 1989) Chronicles (Liverpool, 1993), 14-23 CJ Codex Justinianus, ed. P. Krueger Chr. 811 'La Chronique byzantine de l'an 811', (nth edn., Berlin, 1954) ed. I. Dujcev, TM ι (1965), 205-54; Codex Parisinus Graecus 1710, in C. repr. in I. Dujcev, Medioeveo bizan- cod. Paris, gr.1710 de Boor, Theophanis Chronographia, tino-slavo, ii (Rome, 1968), 425-89 vol. ii (Leipzig, 1905), 370-1 Chr. 813 Fragmenta chronici anonymi auc 'Die Vita Constantini des Codex Codex Angelicus toris ad AD 813 pertinentia [CSCO Angelicus 22', ed. H.-G. Opitz, Byz 9 Scr. Syr. 3rd ser. 4), tr. E. W. Brooks (1934), 535-93 (Louvain, 1905). Also with English tr. Collectio Avellana: epistulae impera- Coll. Avell. by Brooks, ZDMG 54 (1900), 195-230 torum, pontificum, aliorum, AD Chr. 819 Chronicon anonymum ad AD 819, ed. 367-553, ed. O. Guenther, CS EL 35 J. B. Chabot along with Chr. 1234, (Vienna, 1895-8) vol. i Cons. Const. Consularia Constantinopolitana, ed. Chi. 846 Chronicon ad AD 846 pertinens R. W. Burgess in The Chronicle of [CSCO Scr. Syr. 3rd ser. 4/2), tr. J. B. Hydatius and the Consularia Chabot (Louvain, 1904) Constantinopolitana (Oxford, 1993), xvm xix Abbreviations Abbreviations 215-45; also Th. Mommsen, MGH IV, de insidiis, ed. 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Excerpta historica iussu imperatoris 2i2r-2i6r, Bodleian Library, Oxford Constantini Porphyrogeniti confecta Exc. de ins. See under De insid. xx xxi
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