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The category of the person Anthropology, philosophy, history Edited by Michael Carrithers Steven Collins Steven Lukes The rtghr 4/ rhc Univrrtlry of Cambridge fo prinr ond rrll oil monnrr of book, wor gronlrd by Henry V l l l in iJJ4. Tht Univcr~iryh or prinrrd ondpubiirhrd rontinuowly Iincr IJB4. Cambridge University Press Cambridge London New York New Rochelle Melbourne Sydney This volume is dedicated to the memory of Marcel Mauss, in whose words: A comprehensive knowledge of the facts is only possible through the col- laboration of numerous specialists. Sociology, though lacking the re- sources of the laboratory, does not lack empirical control, on the condi- tion that one can truly compare all the social facts of history as understood by the specialists of each branch of history. This is impossible for a single person. Only mutual supervision and pitiless criticism, thanks to the facts being set in opposition, can yield firm results. Published b y the Press Syndicate of the University of Cambridge The Pitt Building, Trumpington Street, Cambridge CB2 IRP 32 East 57th Street, New York, NY 10022, USA 1 0 Stamford Road, Oakleigh, Melbourne 3166, Australia O Cambridge University Press 1985 First published 1985 Reprinted 1986 Printed in the United States of America Library of Congress Cataloging in Publication Data Main entry under title: The Category of the person. Bibliography: p. Includes inde;. 1. Self - Addresses, essays, lectures. 2. Self - Cross-cultural studies - Addresses, essays, lectures. 3. Individualism - Addresses, essays, lectures. 4. Individualism - Cross-cultural studies - Addresses, essays, lectures. 5. Mauss, Marcel, 1872-1 950 - Addresses, essays, lectures. I . Carrithers, Michael. 11. Collins, Steven, 1951- . Ill. Lukes, Steven. BF697.C288 1985 302.5'4 84-23288 ISBN 0 521 25909 6 hard covers ISBN 0 521 27757 4 paperback Contents Preface page ix . " Contributors xi 1. A category of the human mind: the notion of person; the notion of self Marcel Mauss (translated by W.D. H d s ) 2. The category of the person: a reading of Mauss's last essay N.J . Allen 26 3. Categories, concepts or predicaments? Remarks on Mauss's use of philosophical terminology Steven Collins 46 4. Marcel Mauss and the quest for the person in Greek biography and autobiography A. Momigliano 8 3 . ,. - 5. A modified view of our origins: the Christian beginnings of modern individualism Louis Dumont 93 6. Person and individual: some anthropological reflections J.S. La Fontaine 7. Self: public, private. Some African representations Godfrey Lienhardt 141 8. Between the earth and heaven: conceptions of the self in China Mark Elvin 156 9. Purity and power among the Brahmans of Kashmir Alexis Sanderson 190 10. Of masks and men Martin Hollis 217 11. An alternative social history of the self Michael Carrithers 234 12. The person Charles Taylor 25 7 Conclusion Steven Lukes 282 Bibliography Index Preface 'A comprehensive knowledge of the facts is only possible through the collaboration of numerous specialists. . . . Only mutual supervision and pitiless criticism can yield firm results.' Behind these dry words lies the passionate communal spirit with which Marcel Mauss and his colleagues of the Annie sociologique school sought to forge a new understanding of '*rpl human life. Of all their creations one of the most remarkable was Mauss's last essay, published in 1938, on the notion of self or person. The basic lines of argument had already been sketched by Durkheim forty years earlier. Mauss proposes that our seemingly natural and self-evident concep- tions of our selves, our persons, are in truth artefacts of a 103g and varied social history stretching back, at least in principle, to the earliest human communities. Other societies have held very different notions of the self, -I and each society's notion is intimately connected with its form of social organization. The notion least like ours, that of the 'character' or 'role' (perionnqe), Mauss finds in ethnographic materials from North America and Australia. In such societies each role was in daily life the locus of different rights, duties, titles and kinship names within the clan, and was on ceremonial occasions vividly exemplified by different masks or body .I paint. No general rules applied to 'roles' as such apart from the clan, nor - were they thought to bear an inner conscience. A revolution then occurred in ancient Rome, when the 'role' - the 'mask' or persona - was made the locus of general rights and duties as a legal 'person' and a citizen of the state. To this more abstract 'person' was later added the notion of an inner conscience and inner life, chiefly V I U Preface through Christianity. And this notion of person, now bearing both a con- science and a civic identity, became the foundation of modern political, social and legal institutions. This sketch does little justice to Mauss's rich argument, but will arm the reader to face its complexity. Perhaps because of this complexity sub- sequent scholars have conducted little 'mutual supervision' of it. We have attempted in this volume to re-create, albeit under very different circum- stances, Mauss's communal enterprise. Each of the authors was asked to address himself to Mauss's essay, which is translated here. Most of them, whether implicitly or explicitly, have addressed each other as well. And almost all of them attended and gave a first version of their paper at a series of seminars held in May and June 1980, in Wolfson College, Ox- ford, to whose Fellows we are deeply grateful for hospitality and finan- cial assistance at that time. Mauss's essay was given in French as the Huxley Memorial Lecture for 1938, and appeared under the title 'Une CatCgorie de 1'Esprit Hu- main: La Notion de Personne, Celle de "Moi" ' in the Journal of the Royal Anthropological Institute 68 (1938). (It was reprinted in Mauss's Sociologie et anthropologie [Paris, 19501 - with some printing errors.) A translation by Ben Brewster was published in Marcel Mauss: Sociology and Psychology (London, 1979). The translation by W.D. Halls was commissioned for this volume with the permission of Routledge and Ke- gan Paul PLC. In all important passages French terms are given in paren- theses in the text. The following are usual equivalents: moi - (the) self soi - (one's) self personne - person personnalite' - personality personnage - role, character. The quotation from Mauss that prefaces this volume is taken from the autobiographical sketch presented as part of his application for member- ship of the Collcge de France in 1930. It appeared in Revue Fran~aised e sociologie 20 (1):1 979. G. Lienhardt's paper originally appeared in the Journal of the Anthropological Society of Oxford, 1980. L. Dumont's paper appeared in Religion 12: 1982, 1-27, and is reproduced here with the consent of the author, the editor of Religion, and the publishers, O Academic Press, Inc. (London) Ltd. Contributors N.J. Allen is Lecturer in the Social Anthropology of South Asia at Oxford University. Michael Carrithers is Lecturer in Social Anthropology at Durham Uni- versity. Steven Collins is Lecturer in the Study of Religions at Bristol University. -- Louis Dumont is Directeur d'Etudes at the Ecole des Hautes Etudes en Sciences Sociales, Paris. Mark Elvin is Lecturer in Chinese History at Oxford University. Martin Hollis is Professor of Philosophy at the University of East Anglia. J.S. La Fontaine is Professor of Social Anthropology at the London School of Economics Godfrey Li~nhardtis Reader in Social Anthropology at Oxford Univer- sity. ,. ,. Steven Lukes is Fellow and Tutor in Politics and Sociology at Balliol College, Oxford University. A. Momigliano is Alexander White Professor in the Humanities at Chi- cago University, Professor Emeritus of Ancient History at London Uni- versity. Alexis Sanderson is Lecturer in Sanskrit at Oxford University. Charles Taylor is Professor of Political Science at McGill University. A category of the human mind: the notion of person; the notion of self Marcel Mauss (translated by W . D . Halls) I: The subject1: the 'person' (personne) My audience and readers will have to show great indulgence, for my subject is really enormous, and in these fifty-five minutes I shall be able only to give you some idea of how to treat it. It deals with nothing less than how to explain to you the way in which one of the categories of the human mind - one of those ideas we believe to be innate - originated and slowly developed over many centuries and through numerous vicis- situdes, so that even today it is still imprecise, delicate and fragile, one IP requiring further elaboration. This is the idea of 'person' (personne), the idea of 'self' (moi). Each one of us finds it natural, clearly determined in the depths of his consciousness, completely furnished with the funda- ments of the morality which flows from it. For this simplistic view of its history and present value we must substitute a more precise view. A note on the principle underlying these kinds of research In so doing you will see an example - one that is perhaps not up to what -I. you expected - of the work of the French school of sociology. We have concentrated most especially on the social history of the categories of the human mind. We attempt to explain them one by one, using very simply, and as a temporary expedient, the list of Aristotelian categories2 as our point of departure. We describe particular forms of them in certain civ- ilisations and, by means of this comparison, try to discover in what con- sists their unstable nature, and their reasons for being as they are. It was - in this way that, by developing the notion of mana, Hubert and I believed we had found not only the archaic basis for magic, but also the very 2 M. Mauss general, and probably very primitive, form of the notion of cause. It was in this way that Hubert described certain features of the notion of time. Likewise our much regretted colleague, friend and pupil, Czarnowki, be- gan - but, alas, never finished - his theory of the 'parcelling out of ex- tension', in other words, of one of the features and certain aspects of the notion of space. Likewise also, my uncle and teacher, Durkheim, has dealt with the notion of the whole, after we had examined tog- ether the norion of genus. I have been preparing for many years studies on the notion of substance. Of these 1h;ve published only a very recondite ex- tract which is not worth reading in its present form. I will mention to you also the numerous times that Lucien LCvy-Bruhl has touched upon these questions in those works of his which deal with the primitive men- tality, especially, as regards our subject, what he has termed 'the primi- tive mind' (1 'rime primitive). He, however, does not concentrate on the study of each special category, not even on the one we are going to study. But rather, in reviewing all of ;hem, including the category of 'self', does he seek particularly to ascertain what element of the 'pre-logical' is con- tained in this study of the mentality of peoples, in relation to anthropol- ogy and ethnology rather than history. If you will permit me, let us proceed more methodically and restrict ourselves to the study of one single category, that of the 'self' (moi). This will be amply sufficient. In the present short space of time, I shall conduct you, with some daring and at inordinate speed, across the world and through time, guiding you from Australia to our European societies, from extremely ancient history to that of our own times. More extensive re- search studies could be undertaken, each one of which could be gone into much more deeply, but I can only claim to show you how such research might be organised. What I intend to do is to provide you with a sum- mary catalogue of the forms that the notion has assumed at various times and in various places, and to show you how it has ended up by taking on flesh and blood, substance and form, an anatomical structure, right up to modern times, when at last it has become clear and precise in our civilisations (in our European ones, almost in our lifetime), but not yet in all of them. I can only rough out the beginnings of the sketch or the clay model. I am still far from having finished the whole block or carved the finished portrait. Thus I shall not discuss the linguistic problem which, for the sake of completeness, should indeed be tackled. In no way do I maintain that there has ever been a tribe, a language, in which the term '1', 'me' (je, A category of the human mind 3 moi) (you will note that we still decline it with two words) has never existed, or that it has not expressed something clearly represented. This is far from the case: as well as possessing the pronoun, a very large num- ber of languages are conspicuous for their use of many 'positional' suf- fixes, which deal for the most part with the relationships existing in time and space between the speaker (the subject) and the object about which he is speaking. Here the 'self' (rnoi) is everywhere present, but is not expressed by 'me' (rnoi) or 'I' (je). However, in this vast domain of lan- guages my scholarship is only mediocre. My investigation will concern solely law and morality. Nor shall I speak to you of psychology, any more than I shall of lin- guistics. I shall leave aside everything which relates to the 'self' (moi), the conscious personality as such. Let me merely say that it is plain, particu- larly to us, that there has never existed a human being who has not been aware, not only of his body, but also at the same time of his individuality, both spiritual and physical. The psychology of this awareness has made immense strides over the last century, for almost a hundred years. All neurologists, French, English and German, among them my teacher Ri- bot, our esteemed colleague Head, and others, have amassed a great deal of knowledge about this subject and the way this particular awareness is formed, functions, deteriorates, deviates and dissolves, and about the considerable part it plays. My subject is entirely different, and independent of this. It is one relat- ing to social history. Over the centuries, in numerous societies, how has it slowly evolved - not the sense of 'self' (moi) - but the notion or con- cept that men in different ages have formed of it? What I wish to show you is the succession of forms that this concept has taken on in the life of men in different societies, according to their systems of law, religion, customs, social structures and mentality. One thing may alert you to the drift of my exposition: I shall show you how recent is the word 'self' (rnoi), used philosophically; how recent "the category of 'self' " (rnoi), "the cult of the 'self' " (rnoi) (its aberra- tion); and how recent even "the respect of 'self' " (moi), in particular the respect of others (its normal state). Let us therefore draw up a classification. Making no claim to reconsti- tute a general history from r re-historical times to the present day, let us first study some of the forms assumed by the notion of 'self' (moi). We shall then launch into historical times with the Greeks and work out from there some definite linkages. Beforehand, with no other concern save that

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