THE SOCIO-ECONOMIC IMPACT OF GOVERNMENT’S URBAN RENEWAL INITIATIVES: THE CASE OF ALEXANDRA TOWNSHIP n w o T By e p a Phindile Mbanjwa C f o A mini-‐dissertation submi tted to the faculty of Engineering and the y t Built Environment, Uiniversity of Cape Town, in partial fulfilment of s r the Degree eof Masters of Philosophy in the field of Urban v iInfrastructure Design and Management n U Supervisor: Professor Gordon Pirie January 2018 n w The copyright of this thesis vests in the author. No o T quotation from it or information derived from it is to be published without full acknowledgeement of the source. p The thesis is to be used for private study or non- a C commercial research purposes only. f o Published by the Universit y of Cape Town (UCT) in terms y t of the non-exclusive license granted to UCT by the author. i s r e v i n U ABSTRACT The purpose of this research is to investigate the impact of the implementation of the Alexandra Renewal Programme (ARP) on the lives of residents in the Johannesburg township of Alexandra, in South Africa. The urban renewal project was a government initiative in collaboration with the private sector and community-based organisations. The project aimed to improve the physical, social and economic environments of Alexandra, a densely-populated township whose history includes political resistance, poverty, high levels of crime and unemployment, and yet is located adjacent to South Africa’s successful commercial capital, Sandton. The impact of urban renewal programmes such as the ARP has not been evaluated along every dimension, nor recently with concerns raised about the pace of government efforts to drive the change required. Hence, the objective of this study was to assess the impact of the Alexandra urban renewal programme on its residents. Alexandra typifies the socio-economic marginalisation of black urban neighbourhoods during the apartheid era. Nearly 500 000 people live in approximately 100 000 households in formal and informal housing; unemployment is estimated at 60%, and most household incomes fall below the extreme poverty line of less than USD1 per person per day. Hence the ARP was designed to boost job creation, promote a healthier environment, through provision of affordable and sustainable services, such as decent housing, roads, water supply, sanitation and other infrastructure, and to reduce crime. The case study was conducted using qualitative research techniques. Focus groups were conducted with 32 residents from formal and informal settlements in the township. Research data was analysed using thematic content analysis. i As a former resident of Alexandra with a long family history in the township, the researcher could provide a grounded and corroborative insight into the phenomenon under study. The research findings indicate that the implementation of the ARP programme has been generally consistent with the designed outcomes. The respondents indicated that the programme had some positive impact on improved access to government facilities and services, and on some housing and infrastructure projects. However, the participants also expressed frustration, and indicated that they had not gained significant benefits, especially on job creation and business opportunities. In addition, the residents believed that more could be done on the provision of basic services such as housing, water and sanitation. The effectiveness of government officials responsible for the ARP was also a concern. The study recommends that the three spheres of government (national, provincial and local) should collaborate more to develop relevant policies which drive urgency and effectiveness into the implementation of the urban renewal programme (URP) in Alexandra, and in the Gauteng province in general. The findings of this study contribute to the broader review of URPs in South Africa, and can assist government’s developmental structures in evaluating the impact of these and future programmes. i i DECLARATION I declare that this mini-dissertation is my own unaided work and all the sources that I have quoted have been acknowledged by means of complete references. This research is submitted in partial fulfilment of the requirements of the degree of Masters of Philosophy (Urban Infrastructure Design and Management) at the University of Cape Town. It has not been submitted before for any degree or examination at any other university. _____________________________ PHINDILE MBANJWA JANUARY 2018 ii i DEDICATION I dedicate this achievement to my wonderful parents; my mother, Mrs Patricia Mbanjwa, and father, Mr Cyril M. Mbanjwa, who taught me that through hard work, commitment and perseverance I can accomplish anything. I further dedicate it to my daughter, Silindile Mbada, who in her many priceless ways encouraged me. iv ACKNOWLEDGEMENTS The Almighty God, for giving me strength and ensuring that my physical and mental health remained intact during this journey. My family, whose all-encompassing support will always be dear to me. To my hubby Thulani, thank you for your undying support and understanding. Thank you for staying up with me during difficult writing moments. Thank you to my work colleagues who supported me throughout this process and a special thank you to Setlakala Mosomane, for all your help and encouragement. A special thank you to Dr. Mati Nyazema, who guided me through academic writing and taught me simple techniques of writing. My supervisor, Professor Gordon Pirie, thank you for your valuable inputs. Without you I would have continued to doubt myself. Thank you for your encouragement and guidance. Finally, thank you to the community of Alexandra who contributed to the finalisation of my studies, by generously allowing me to conduct surveys and interviews in their homes and for affording me their valuable time. v LIST OF ACRONYMS ARP Alexandra Renewal Programme ASGISA Accelerated and Shared Growth Initiative for South Africa BRT Bus Rapid Transit CoCT City of Cape Town DPLG Department of Provincial & Local Government GEAR Growth, Employment, and Redistribution Programme GDHS Gauteng Department of Human Settlements GJMC Greater Johannesburg Metropolitan Council HDA Housing Development Agency HSRC Human Sciences Research Council JDA Johannesburg Development Agency LED Local Economic Development NDP National Development Plan NGP New Growth Path RDP Reconstruction and Development Programme TMR Transformation, Modernisation and Re-industrialisation TOD Transit Oriented Development URP Urban Renewal Programme v i TABLE OF CONTENTS ABSTRACT ....................................................................................................................................... I DECLARATION ............................................................................................................................... III DEDICATION ................................................................................................................................. IV ACKNOWLEDGEMENTS .................................................................................................................. V LIST OF ACRONYMS ...................................................................................................................... VI TABLE OF CONTENTS .................................................................................................................... VII LIST OF FIGURES ........................................................................................................................... IX LIST OF TABLES ............................................................................................................................. IX CHAPTER 1: INTRODUCTION .......................................................................................................... 1 1.1 INTRODUCTION ............................................................................................................................ 1 1.2 BACKGROUND TO THE RESEARCH ..................................................................................................... 4 1.3 PROBLEM STATEMENT ................................................................................................................... 5 1.4 RESEARCH OBJECTIVES ................................................................................................................... 6 1.4.1 Research questions ........................................................................................................... 6 1.5 SIGNIFICANCE OF THE RESEARCH ...................................................................................................... 7 1.6 OUTLINE OF THE RESEARCH STUDY ................................................................................................... 7 CHAPTER 2: LITERATURE REVIEW ................................................................................................... 8 2.1 INTRODUCTION ............................................................................................................................ 8 2.2 THE EVOLUTION OF ALEXANDRA TOWNSHIP ...................................................................................... 9 2.3 DEFINITIONS OF URBAN RENEWAL ................................................................................................. 10 2.4 URBAN RENEWAL RELATED CONCEPTS AND MODELS ........................................................................ 12 2.5 THEORETICAL CONCEPTS UNDERPINNING URBAN RENEWAL / DEVELOPMENT .......................................... 14 2.6 NEOLIBERALISM, NEO MARXISM AND URBAN RENEWAL IN SOUTH AFRICA ........................................... 20 2.7 THE IMPACT OF URBAN RENEWAL DESIGNS AND PROGRAMMES ......................................................... 22 2.7.1 Design-‐led urban renewal .............................................................................................. 23 2.7.2 Transit oriented urban renewal ...................................................................................... 23 2.7.3 Property led urban renewal ............................................................................................ 24 2.7.4 Social housing-‐led urban renewal .................................................................................. 25 2.7.5 Refurbishment or Rehabilitation Led Urban Renewal .................................................... 26 2.8 URBAN RENEWAL PROJECTS INTRODUCED IN ALEXANDRA ................................................................... 27 2.9 CONCLUSION ............................................................................................................................. 31 CHAPTER 3: RESEARCH METHODOLOGY ....................................................................................... 33 3.1 INTRODUCTION .......................................................................................................................... 33 3.2 RESEARCH DESIGN ...................................................................................................................... 33 3.3 SUITABILITY OF THE QUALITATIVE APPROACH .................................................................................... 34 3.4 THE RESEARCH STEPS .................................................................................................................. 36 3.4.1 The research setting ....................................................................................................... 36 3.4.2 The research population and sample for focus groups .................................................. 37 3.4.3. Selection of sample ........................................................................................................ 37 3.5 DATA COLLECTION ...................................................................................................................... 38 3.5.1 Pilot study and focus groups .......................................................................................... 39 3.5.2 Interview guide and support questionnaire ................................................................... 41 3.5.3 Interview questions ........................................................................................................ 41 3.6 RELIABILITY AND VALIDITY ............................................................................................................ 43 3.7 DATA ANALYSIS .......................................................................................................................... 43 3.8 CONCLUSION ............................................................................................................................. 44 v ii CHAPTER 4: RESULTS AND DISCUSSION ........................................................................................ 45 4.1 INTRODUCTION .......................................................................................................................... 45 4.1.1 Thematic content analysis .............................................................................................. 45 4.2 PROFILE OF THE RESPONDENTS ...................................................................................................... 46 4.2.1 Age ................................................................................................................................. 47 4.2.2 Level of Education .......................................................................................................... 48 4.2.3 Economic Activity and Income ........................................................................................ 49 4.3 VIEWS ON THE URBAN RENEWAL PROGRAMME ............................................................................... 52 4.3.1 Awareness of the Urban Renewal Programme .............................................................. 52 4.3.2 Benefits of the Urban Renewal Programme ................................................................... 53 4.3.3 Impact of the ARP ........................................................................................................... 55 4.3.4 Positive impact of ARP ................................................................................................... 55 4.3.5 Negative impact and challenges of the ARP ................................................................... 57 4.4 PROVISION OF HOUSING .............................................................................................................. 57 4.5 PROVISION OF WATER, SANITATION, HEALTH .................................................................................... 60 4.6 IMPACT ON INFRASTRUCTURE ....................................................................................................... 60 4.7 IMPACT ON JOBS ........................................................................................................................ 61 4.8 IMPACT ON BUSINESS OPPORTUNITIES ............................................................................................ 63 4.9 CONSULTATION WITH RESIDENTS ................................................................................................... 64 4.10 DISCUSSION ............................................................................................................................ 66 4.11 CONCLUSION ........................................................................................................................... 70 CHAPTER 5: CONCLUSIONS AND RECOMMENDATIONS ................................................................ 72 5.1 INTRODUCTION .......................................................................................................................... 72 5.2 SUMMARY OF THE STUDY ............................................................................................................. 72 5.3 THE RESEARCH FINDINGS .................................................................................................................. 73 5.4 THE MAIN CONCLUSIONS ............................................................................................................. 75 5.5 RECOMMENDATIONS .................................................................................................................. 77 5.5.1 Development of tailor-‐made policies ............................................................................. 77 5.5.2 Institutionalisation of the Urban Renewal Programme ................................................. 78 5.5.3 Public participation and ownership ................................................................................ 78 5.6 AREAS FOR FUTURE RESEARCH ...................................................................................................... 79 5.7 CONCLUSION ............................................................................................................................. 79 REFERENCES ................................................................................................................................ 81 APPENDIX 1: SELF-‐ANSWERED INTERVIEW FORM FOR ALEXANDRA RESIDENTS ........................... 89 APPENDIX 2: FOCUS GROUP INTERVIEW GUIDE FOR ALEXANDRA RESIDENTS .............................. 92 vi ii
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