Cold War History Series General Editor: Saki Dockrill, Senior Lecturer in War Studies, King’s College, London The new Cold War History Series aims to make available to scholars and students the results of advanced research on the origins and the development of the Cold War and its impact on nations, alliances and regions at various levels of statecraft, and in areas such as diplomacy, security, economy, military and society. Volumes in the series range from detailed and original specialised studies, proceedings of conferences, to broader and more comprehensive accounts. Each work deals with individual themes and periods of the Cold War and each author or editor approaches the Cold War with a variety of narrative, analysis, explanation, interpretation and reassessments of recent scholarship. These studies are designed to encourage investigation and debate on important themes and events in the Cold War, as seen from both East and West, in an effort to deepen our understanding of this phenomenon and place it in its context in world history. Titles include: Günter Bischof AUSTRIA IN THE FIRST COLD WAR, 1945–55 The Leverage of the Weak Christoph Bluth THE TWO GERMANIES AND MILITARY SECURITY IN EUROPE Dale Carter and Robin Clifton (editors) WAR AND COLD WAR IN AMERICAN FOREIGN POLICY, 1942–62 Saki Dockrill BRITAIN’S RETREAT FROM EAST OF SUEZ The Choice Between Europe and the World, 1945–1968 Martin H. Folly CHURCHILL, WHITEHALL AND THE SOVIET UNION, 1940–45 John Gearson and Kori Schake (editors) THE BERLIN WALL CRISIS Perspectives on Cold War Alliances Ian Jackson THE ECONOMIC COLD WAR America, Britain and East–West Trade, 1948–63 Saul Kelly COLD WAR IN THE DESERT Britain, the United States and the Italian Colonies, 1945–52 Dianne Kirby (editor) RELIGION AND THE COLD WAR Wilfred Loth OVERCOMING THE COLD WAR A History of Détente, 1950–1991 Donette Murray KENNEDY, MACMILLAN AND NUCLEAR WEAPONS Andrew Roadnight UNITED STATES POLICY TOWARDS INDONESIA IN THE TRUMAN AND EISENHOWER YEARS Kevin Ruane THE RISE AND FALL OF THE EUROPEAN DEFENCE COMMUNITY Anglo-American Relations and the Crisis of European Defence, 1950–55 Helene Sjursen WESTERN POLICY–MAKING IN THE POLISH CRISIS International Relations in the Second Cold War Antonio Varsori and Elena Calandri (editors) THE FAILURE OF PEACE IN EUROPE, 1943–48 Cold War History Series Standing Order ISBN 0–333–79482–6 (outside North America only) You can receive future titles in this series as they are published by placing astanding order. Please contact your bookseller or, in case of difficulty, write to us at the address below with your name and address, the title of the series and the ISBN quoted above. Customer Services Department, Macmillan Distribution Ltd, Houndmills, Basingstoke, Hampshire RG21 6XS, England The Berlin Wall Crisis Perspectives on Cold War Alliances Edited by John P. S. Gearson King’s College London and Kori Schake National Defense University, Washington, DC Editorial matter and selection © John P. S. Gearson and Kori Schake 2002 Chapters 1–9 © Palgrave Macmillan Ltd 2002 All rights reserved. No reproduction, copy or transmission of this publication may be made without written permission. No paragraph of this publication may be reproduced, copied or transmitted save with written permission or in accordance with the provisions of the Copyright, Designs and Patents Act 1988, or under the terms of any licence permitting limited copying issued by the Copyright Licensing Agency, 90 Tottenham Court Road, London W1T 4LP. Any person who does any unauthorised act in relation to this publication may be liable to criminal prosecution and civil claims for damages. The authors have asserted their rights to be identified as the authors of this work in accordance with the Copyright, Designs and Patents Act 1988. First published 2002 by PALGRAVE MACMILLAN Houndmills, Basingstoke, Hampshire RG21 6XS and 175 Fifth Avenue, New York, N.Y. 10010 Companies and representatives throughout the world PALGRAVE MACMILLAN is the global academic imprint of the Palgrave Macmillan division of St. Martin’s Press, LLC and of Palgrave Macmillan Ltd. Macmillan® is a registered trademark in the United States, United Kingdom and other countries. Palgrave is a registered trademark in the European Union and other countries. ISBN 0–333–92960–8 This book is printed on paper suitable for recycling and made from fully managed and sustained forest sources. A catalogue record for this book is available from the British Library. Library of Congress Cataloging-in-Publication Data The Berlin Wall crisis : perspectives on Cold War alliances/eds., John P. S. Gearson, Kori Schake. p. cm. — (Cold War history series) “This book grew out of an international research project, the Nuclear History Programme (NHP) conducted in the late 1980s and the 1990s...”—Pref. Includes bibliographical references and index. ISBN 0–333–92960–8 1. Berlin Wall, Berlin, Germany—1961–1989. 2. Cold War. 3. Berlin (Germany)—Politics and government—1945–1990. 4. Germany (West)—Politics and government. 5. Germany (East)—Politics and government. I. Gearson, John P. S., 1963– II. Schake, Kori N. III. Series. DD881 .B4767 2002 943′.155087—dc21 2002072342 10 9 8 7 6 5 4 3 2 1 11 10 09 08 07 06 05 04 03 02 Printed and bound in Great Britain by Antony Rowe Ltd, Chippenham and Eastbourne Contents Acknowledgements vi List of Abbreviations vii Notes on the Contributors viii Editors’ Introduction x Berlin Crisis Timeline xv 1 Berlin and the Cold War 1 Lawrence Freedman 2 Origins of the Berlin Crisis of 1958–62 10 John Gearson 3 A Broader Range of Choice? US Policy in the 1958 and 1961 Berlin Crises 22 Kori Schake 4 Britain and the Berlin Wall Crisis, 1958–62 43 John Gearson 5 De Gaulle, the Bomb and Berlin: How to Use a Political Weapon 73 Cyril Buffet 6 The German Democratic Republic, the Soviet Union and the Berlin Wall Crisis 96 Hope Harrison 7 The Berlin Crisis and the FRG, 1958–62 125 Jill Kastner 8 Italy and the Berlin Crisis, 1958–61 147 Leopoldo Nuti and Bruna Bagnato 9 Three Hats for Berlin: General Lauris Norstad and the Second Berlin Crisis, 1958–62 175 Gregory W. Pedlow Index 199 v Acknowledgements This book grew out of an international research project, the Nuclear History Programme (NHP) conducted in the late 1980s and the 1990s on the history of nuclear weapons and the policies of the United States, the Soviet Union and the countries of Europe. The NHP included teams working to recount the national histories of nuclear programmes, gain new insights into the major nuclear crises (Berlin, Cuba and others), and open up archival material in a variety of countries. The authors were nearly all junior academics whose research was funded and judgement was trained by the Nuclear History Programme. The notable exception is Lawrence Freedman, who has been a mentor to several of the contributors to this volume. Gregory W. Pedlow, who is historian at the Supreme Headquarters Allied Powers Europe, was also a senior colleague. The Berlin research effort, in which many of the authors worked together, included Marc Trachtenberg, Wolfgang Krieger, and David Allan Rosenberg and focused on the role of nuclear weapons in the 1958 and 1962 Berlin crises. We are indebted to them for their leadership and the opportunities they provided. William Burr of the National Security Archive was of great assistance in identifying docu- ments concerning the Berlin crisis and was an active collaborator in the NHP’s Berlin studies. vi List of Abbreviations EAC European Advisory Council EEC European Economic Community EFTA European Free Trade Area FRG Federal Republic of Germany (West Germany) GDR/DDR German Democratic Republic (East Germany) ICBM Intercontinental Ballistic Missile IRBM Intermediate Range Ballistic Missile NATO North Atlantic Treaty Organisation SACEUR Supreme Allied Commander Europe (NATO) UK United Kingdom US United States of America USSR/SU Union of Soviet Socialist Republics WEU Western European Union WTO Warsaw Treaty Organisation (Warsaw Pact) vii Notes on the Contributors Bruna Bagnato is Associate Professor of History of International Relations at the Faculty of Political Sciences of the University of Florence. She isthe author of Storia di una illusione europea. Il progetto di unione doganale italo-francese (1995) and is currently editing the journal of Luca Pietromarchi, Italian Ambassador to the USSR from 1958 to 1961, and is completing a volume on Italo-Soviet relations 1958–1963. Cyril Buffet is Political Adviser to the Chairman of the French National Assembly’s Foreign Affairs Committee. He has published widely on French and German foreign and security policy and has held research fellow- ships from the Alexander von Humboldt Foundation and from the Centre Marc Bloch in Berlin. He holds his doctorate from the Sorbonne (Paris IV). Lawrence Freedman is Professor of War Studies and Head of the School of Social Sciences and Public Policy, King’s College London. He is author of Kennedy’s Wars: Berlin, Cuba, Laos and Vietnam (2000). John Gearson is Senior Lecturer in Defence Studies, King’s College London. He has published widely on Cold War history and is author of Harold Macmillan and the Berlin Wall Crisis 1958–1961: The Limits of Interests and Force (1998). Hope Harrison is Assistant Professor of History and International Affairs at the George Washington University in Washington, DC. Her book, Driving the Soviets Up the Wall: Soviet–East German Relations, 1953–1961, is forthcoming in 2003. Jill Kastner received her PhD in 1999 from Harvard University, where she focused on German–American relations during the Cold War. She has worked with the Presidential Recordings Project at the University of Virginia on Berlin policy during the Kennedy administration, and was most recently a visiting Research Fellow at King’s College, London. Leopoldo Nuti is Professor of History of International Relations at the School of Political Science, University of Roma Tre. With a number of viii Notes on the Contributors ix other Italian Cold War historians, he promoted the creation of the Machiavelli Centre for Cold War Studies. He has published extensively on US–Italian relations and Italian foreign and security policy, and is author of Gli Stati Uniti e l’apertura a sinistra. Importanza e limiti della presenza americana in Italia (1999). Gregory W. Pedlow is Chief of the Historical Office at the Supreme Headquarters Allied Powers Europe, NATO’s military headquarters for Europe. In 1990–91 he wrote the official history of LIVE OAK, the Allied crisis management staff for Berlin contingency plans and operations, after it was disbanded because of German unification. Kori Schake is Senior Research Professor in the Institute for National Strategic Studies, US National Defense University, and also teaches at the Johns Hopkins School of Advanced International Studies.
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