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THE BATTLE FOR SYRIA i ii CHRISTOPHER PHILLIPS THE BATTLE FOR SYRIA INTERNATIONAL RIVALRY IN THE NEW MIDDLE EAST YALE UNIVERSITY PRESS NEW HAVEN AND LONDON iii Copyright © 2016 Christopher Phillips All rights reserved. This book may not be reproduced in whole or in part, in any form (beyond that copying permitted by Sections 107 and 108 of the U.S. Copyright Law and except by reviewers for the public press) without written permission from the publishers. For information about this and other Yale University Press publications, please contact: U.S. Office: [email protected] yalebooks.com Europe Office: [email protected] yalebooks.co.uk Typeset in Minion Pro by IDSUK (DataConnection) Ltd Printed in Great Britain by Gomer Press Ltd, Llandysul, Ceredigion, Wales Library of Congress Cataloging-in-Publication Data Names: Phillips, Christopher (Lecturer in international relations of the Middle East), author. Title: The battle for Syria : international rivalry in the new Middle East / Christopher Phillips. Description: New Haven : Yale University Press, 2016. LCCN 2016022863 | ISBN 9780300217179 (hardback) LCSH: Syria—History—Civil War, 2011- | World politics. | BISAC: HISTORY / Modern / 21st Century. | HISTORY / Middle East / General. | HISTORY / Military / General. | POLITICAL SCIENCE / International Relations / General. | POLITICAL SCIENCE / Political Freedom & Security / Terrorism. Classification: LCC DS98.6 .P5 2016 | DDC 956.9104/2—dc23 LC record available at https://lccn.loc.gov/2016022863 A catalogue record for this book is available from the British Library. 10 9 8 7 6 5 4 3 2 1 iv Contents Acknowledgements vi List of actors and abbreviations ix Map of Syria xiv Introduction 1 1 Syria and the Middle East on the eve of civil war 10 2 The Arab Spring comes to Syria 40 3 Assad must stand aside? The international community’s ambivalent response 59 4 International institutions and the slide to war 83 5 A legitimate representative? Supporting and subverting Syria’s political opposition 105 6 ‘Arm the rebels!’ Backing the armed opposition 125 7 To the hilt: Assad’s allies dig in 147 8 No red lines: the question of western military intervention 168 9 Descent into chaos: stalemate and the rise of ISIS 189 10 Enter Russia: Putin raises the stakes 213 Conclusion: The war that everyone lost 232 Notes 240 Bibliography 272 Index 289 v Acknowledgements This book is the result of five years of research on the international rela- tions of the Syrian civil war. It has taken me to fourteen different countries, from ministries to refugee camps, where countless people have gone out of their way to assist me. I am extremely grateful to all of those who have helped and encouraged me along the way. I want to particularly thank those who have asked not to be named. A work such as this is dependent on the willingness of those with intimate knowledge of the conflict – whether policy-m akers, government officials or those caught in the fighting – to speak frankly and openly about their experiences and observations. To the dozens who have shared their insights but understandably prefer to remain anonymous, my sincerest thanks. My deepest thanks also to everyone at Yale University Press for supporting this work and making it a reality: to Heather McCallum for helping channel my broad ideas into a workable volume; to Rachael Lonsdale for answering my endless, no doubt tedious, queries; and to Melissa Bond and Beth Humphries for their sharp editorial work. The School of Politics and International Relations at Queen Mary, University of London, has been my professional home throughout this project, and I am most appreciative of the wide- ranging support it has offered. Multiple research trips have been generously funded, as has a sabbatical. I am grateful to all my colleagues for helping create such a friendly and stimulating environment to work in, but particular thanks must go to Adam Fagan, a hugely encouraging Head of School, and to Lee Jones, Bryan Mabee and Eleanor Bindman, who kindly read over draft chapters and papers. My second home during this time has been Chatham House, where I am an asso- ciate fellow in the Middle East and North Africa Programme and where I helped found the Syria and its Neighbours Policy Initiative. This initiative has allowed me access to many key policy- makers in the conflict, which proved invaluable to this book. The Chatham House team and other asso- vi ACKNOWLEDGEMENTS vii ciate fellows, past and present, have been incredibly supportive of my work, including involving me in informative research trips and workshops. Special thanks are due to Abdullah Ali, Sara Bazoobandi, Doris Carrion, Kristian Coates Ullrichsen, Tim Eaton, Hassan Hassan, Jane Kinninmont, Neil Quilliam, Claire Spencer and Helen Twist. Away from London, I must thank the three institutions that kindly hosted me while I conducted field research: the Georgetown Center for Contemporary Arab studies in Washington, DC; the Orient Institut in Beirut; and the King Faisal Center for Research and Islamic Studies in Riyadh. I am also extremely grateful to the following, who, in many different ways, supported, helped and facilitated my research: Dania Akkad, Malik al- Abdeh, the Arab Peace Center for Research and Policy Studies in Doha, Gokhan Bacik, Julian Barnes- Dacey, Abdul Hakim Bashar, Andrew Bowen, Lakhdar Brahimi, Alistair Burt, Glen Carey, Martin Chulov, Simon Collis, Roland Dannreuther, Ramazan Daurov, Toby Dodge, Chris Doyle, Fillipo Dionigi, Abigail Fielding- Smith, Robert Ford, Alice Fordham, Jasmine Gani, the Genc family, Fawaz Gerges, Bryan Gibson, Haid Haid, Ibrahim Hamidi, Raymond Hinnebusch, Steven Heydemann, Fred Hof, Marwan Kabalan, Mehran Kamrava, Saban Kardas, Brian Katulis, Rania Kiblawi, Caroline Kinj, Kemal Kirisci, Bassma Kodmani, Andreas Krieg, Marc Lynch, Thomas McGee, Jihad Makdissi, Alexey Maleshenko, Kevin Mazur, Else Melkonian, Vitaly Naumkin, Daniel Neep, Ahmed al- Omran, Soli Ozel, Jeremy Shapiro, Steven Simon, Randa Slim, Ken Sofer, Andrew Tabler, Gonul Tol, Ilhan Uzgel, Steven Walt, Becca Wasser, Katherine Wilkins, Jon Wilks, Steven Wright, Paul Wood and Irina Zvyagelskaya. I must express special thanks to David Lesch, David Butter and the anonymous reviewers who kindly looked over early drafts of the manu- script, offering valuable recommendations and feedback. Finally, I must thank my family, friends and loved ones, without whose support this book could not have been written. This book is dedicated to the people of Syria, on all sides of this vicious and tragic conflict, who deserve better from the world. Christopher Phillips Queen Mary University of London, May 2016 viii Key actors and abbreviations The Assad regime and its allies ‘The regime’ Bashar al-Assad, Syrian President 2000– Hafez al-Assad, Syrian President 1971–2000 Asma al-Assad (née Akhras), Syria’s First Lady 2000– Maher al-Assad, brother of Bashar al-Assad, Commander of Republican Guard and 4th Armoured Division Anisa Makhlouf, mother of Bashar al-Assad Assif Shawkat, brother-in-law of Bashar al-Assad, head of military intelli- gence 2005–9, deputy minister of defence 2011–12 Rami Makhlouf, cousin of Bashar al-Assad, wealthy businessman Manaf Tlass, Republican Guard General, defected 2012 Farouk al-Sharaa, First Vice President of Syria 2006– Walid al-Muallem, Foreign Minister 2006– Bouthaina Shabaan, political and media adviser to the Syrian President 2008– Ba’ath – Arab Socialist Ba’ath Party, the ruling party of Syria since 1963 Mukhabarat – Set of notorious regime intelligence agencies Shabiha – Gangs of irregular pro-regime thugs NDF – National Defence Force, formed 2013 Russia Vladimir Putin, Russian President 2000–8, 2012–, Russian Prime Minister 2008–12 Dmitri Medvedev, Russian President 2008–12, Russian Prime Minister 2012– Sergei Lavrov, Foreign Minister 2004– Mikhail Bogdanov, Deputy Foreign Minister 2011– ix

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An unprecedented analysis of the crucial but underexplored roles the United States and other nations have played in shaping Syria’s ongoing civil war Most accounts of Syria’s brutal, long-lasting civil war focus on a domestic contest that began in 2011 and only later drew foreign nations into th
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