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The area lawand real-spacerenormalization Andrew J. Ferris De´partement de Physique, Universite´ de Sherbrooke, Que´bec, J1K 2R1, Canada (Dated:January15,2013) Real-spacerenormalization-grouptechniquesforquantum systemscanbedividedintotwobasiccategories —thosecapableofrepresentingcorrelationsfollowingasimpleboundary(orarea)law,andthosewhichare not. Idiscussthescalingoftheaccuracyofgappedsystemsinthelattercaseandanalyzetheresultantspatial anisotropy.Itisapparentthatparticularpointsinthesystem,thataresomehow‘central’intherenormalization, havelocalquantitiesthataremuchclosertotheexactresultsinthethermodynamiclimitthanthesystem-wide average. Numericalresultsfromthetree-tensornetworkandtensorrenormalization-groupapproachesforthe 3 2Dtransverse-fieldIsingmodeland3DclassicalIsingmodel,respectively,clearlydemonstratethiseffect. 1 0 2 PACSnumbers: n a I. INTRODUCTION J 1 Solving large, quantum mechanical systems is very chal- 1 lenging,primarilybecausethedimensionoftheHilbertspace ] describing a system with many componentsgrows exponen- el tially with the numberof components. Direct approachesto - suchproblems,forinstancebyexactdiagonalization,quickly r FIG.1: (a)DepictionofanMPS(intheunitarygauge)picturedin st becomeintractable,evenforrelativelysmall2Dand3Dquan- termsof renormalized Hilbert spaces. Eachtensor adds aphysical tum systems. Quantum Monte Carlo (QMC) is another di- . site(bottom)andpassestheHilbertspace(truncatedtoχ)upwards. t rectapproach(exactuptostatisticalerror),butthesignprob- a (b)The1DTTNfor8sites.Eachtensorcombinesandrenormalizes m lemcausesdifficultiesformanysystemsofinterest—suchas twoneighboringblocks. (c)Asinglelayerofthe2DTTN,wherea fermionic,frustrated,ordynamicalproblems. 2×2squareisrenormalizedintoasinglesite,firstbycombiningin - d Thus, in order to garner meaningful information about thexthenydirections. n largequantumsystems,cleverapproximationsneedtobeem- o ployed. In this vain, many analytic and numeric techniques c havebeendevelopedoverthelast80years.Inthispaper,Iwill in which neighboringblocks are successively combined, de- [ focus specifically on numerical real-space renormalization- picted in Fig. 1 (b). In this direct coarse-grainingapproach, 1 group(RG)techniques,whichcanbeappliedtobothquantum thephysicalvolumeofeachblockdoublesateachstep. This v andclassicalproblems. ansatz is used less frequently than MPS/DMRG because the 8 Theprocessofrenormalizationtakesadivide-and-conquer numerical cost is higher for a given amount of system en- 0 6 approach to the problem, by tackling different parts of the tanglementoraccuracy(O(χ4) vs. O(χ3)). Thetensornet- 2 system (or Hilbert space) separately or in succession, care- work can easily be extended to higher-dimensional systems . fully simplifying or compressing the pieces at each step. In (seeFig.1(c))[4–6]. 1 real-spaceRG,therenormalizationproceduregroupstogether ThemajorproblemofusingtheTTN(orMPS/DMRG[7]) 0 3 spatial regionsof the system, referred to as blocks. At each in two- or higher-dimensions is that they do not respect the 1 step, twoneighboringblocksarecombined,andthensimpli- area-lawforentanglemententropywith fixed χ [4, 8]. Gen- : fied (for instance, by truncating the Hilbert space). As the erallyspeaking,gappedphasesoflocalHamiltoniansareex- v i renormalizationproceeds,theblocksincludelargerandlarger pectedtohave‘local’correlations.Thus,theamountofentan- X portionsoftheinitialsystem,untiltheentiresystemofinter- glementbetweenalarge,contiguousblockandtherestofthe r est is encapsulated. If the RG reaches a fixed-point, we can systemshouldscaleproportionaltotheboundaryareaseparat- a saywehavereachedthethermodynamiclimit. ingtheregions. Ontheotherhand,wave-functionsgenerated One of the most successful real-space RG algorithms is byMPSorTTNcontainarbitrarylargeblockswithbounded thedensity-matrixrenormalizationgroup(DMRG)[1],which entanglement(dependingonχ),andthereforehavepoorover- very accurately describes (quasi-)1D systems. In this ap- lapwiththetruegroundstate. proach, a single site is added to the block at each step, and Thearealawhasmotivatedseveraltensor-networka¨nsatze the optimal Hilbert space (limited to some dimension χ) for todescribehigherdimensionalsystems,inanattempttorepli- the combinedsystem is determined. Working in reverse, the cate the success of DMRG. One example is the projected procedure generates a variational wave-function known as a entangled-pairstate (PEPS) [9–16], whichcan be thoughtof matrix-productstate (MPS) (see Fig. 1 (a)) [2]. DMRG can as a higher-dimensional generalization of MPS. The multi- then be thoughtof as an optimization algorithm that sweeps scale entanglementrenormalizationansatz (MERA) [17–19] over the tensors in the MPS, targeting the state with lowest addsadditionallocalentanglementtotheTTN,andinitssim- energy. plest form (c.f. [20]) exactly replicates the area law in two- A similar approach is the tree-tensor network (TTN) [3], or higher-dimensional systems. The drawback of these ap- 2 proacheshasbeenthelargenumericalcost, typicallyscaling as χ10 or greater. Fortunately, one expects that as compu- tational power increases, the accuracy of these a¨nsatze will increasesuperpolynomiallywithχ(forgappedphases). In the mean-time, there is immediate demand for tech- niqueswithlowercomputationalcost. Someapproachesthat have been tried recently include entangled plaquette states, andperformingvariationalMonteCarlo overtensornetwork states [21–28]. Tensor network techniques that do not obey arealawshavebeenusedextensivelyin recentstudiesof2D quantum systems, including DMRG in a cylindrical geom- etry [8, 29, 30], TTN [4], and direct approximate contrac- FIG.2:(Coloronline)Blocksofdifferentlayersinthe2DTTN.The tions of the 3D Suzuki-Trotter decomposition using tensor marked ‘center’ siteat coordinates (6,6) is furthest from the block renormalization-group (TRG) and its variants [31–35]. In boundaries. This should be the site where the Hilbert space of its these approaches, a description of a locally-correlated state immediateenvironmentislargest,andclosesttothebulk,forallχ. wouldrequireabond-dimensionthatgrowswithsystemsize (e.g.exponentiallywithcylinderwidthin2DDMRG). II. TREETENSORNETWORK There are two possible approaches to take in these cases: (a)useasmall,finitegeometrywhilekeepingtrackofallcor- In this section we analyze the tree tensor network on an relations;or(b)studyalargesystemusinganansatzwithin- L × L square lattice. Here we use the 2-to-1 renormaliza- sufficient entanglement or bond-dimension χ. The first ap- tionschemedepictedinFig.1(c),alternatingcoursegraining proach is typically used because finite-size effects are well- along the x and y dimensions. The cost of contracting the understood,whilefinite-χeffectsarelessclearintheseverely tensor network corresponding to the expectation value of a undersaturated regime. The purpose of this paper is to ana- nearest-neighborHamiltonian, hΨ|Hˆ|Ψi, scales as O(χ4L), lyze, in generality, the scaling of accuracy in approach (b). andsimilarlyforcalculatingthederivativeoftheenergywith One reason for this to be important is that approach (b) is respecttothetensorvariables. implicitly used in the 3D classical tensor renormalization- The wave function |Ψi generated by the TTN contains group (or (2+1D) quantum TRG using a 3D representation blocksof size l×l (where l = 2n, forsome integer n) that of imaginary-time evolution) — a promising technique that containboundedentanglement(Schmidtrankχ)withtherest recently demonstrated accuracy competitive with large-scale ofthesystem. TheseblocksarehighlightedinFig.2. Intwo- MonteCarlostudies[35]. dimensions,thisfailstosaturatethearealaw,whichdemands that the entanglement entropy should scale linearly with the perimeter of the block, requiring a Schmidt rank scaling as We see that following a na¨ıve approach, the global accu- exp(αl),forsomeconstantα. racy of (b) scales only logarithmicallywith χ, and thus also We now proceed to analyze the structure of the wave- logarithmic in the numerical cost. On the other hand, pro- functions having minimal energy. For large enough system videdpropercare is taken, the accuracyoflocalobservables sizeL,thebonddimensionwillbeinsufficienttodescribethe scales polynomially with χ. This exponential improvement entanglement of the entire system, i.e. χ < exp(αL), and puts the approach (at least formally) on similar grounds to thustheminimumenergywave-functionmustbedistinctfrom finite-sizescalingofsmallsystemsusingDMRG.The‘trick’ thetruegroundstate. Ontheotherhand, χ willbesufficient here is to realize that the anisotropic structure of the renor- todescribetheentanglementwithinthesmallerblocks.Errors malization meansthat notall sites are equal. Some sites are willaccumulateprimarilybecauseofthelackofentanglement farawayfromtheboundariesoftherenormalization,andare betweenlargerblocks. abletoshareampleentanglementwiththeirsurroundingenvi- Somewherebetweenthesetwoextremestherewillbeacrit- ronment.Inthispaper,ideallylocatedsitesarecalled‘center’ ical block-size l∗, where smaller blocks have sufficient en- sites. tanglement and are thus well-renormalized, whereas larger blocksdonotpossesslargeenoughχ. Thisisthepointwhere The paper is structured as follows. In Sec. II, the 2D tree-tensornetworkis analyzedin-detail, with arguments for χ∼exp(αl∗). (1) the above scaling backed up by numerical results for the transverse-field Ising model on the square lattice. A simi- Becausetheblocksgrowexponentiallyinsizeasafunction lar analysis for the tensor renormalization-group in higher- oflayern, andtherequiredbond-dimensionthereforegrows dimensionsis shown to hold in Sec. III, with numericalevi- doubly-exponentiallyin n, we expect the transition between dencefromthe(classical)3DIsingmodel(whichisrelatedto sufficiententanglementandwoefullyinadequateχtobequite the(2+1)Dquantummodel). ThepaperconcludesinSec.IV sharp. withanoutlookonsomepossiblefuturedirections. To simplify the analysis, we compare this situation to a 3 cluster-meanfieldtheory.Inthistheory,thefullHilbertspace largestimmediateenvironmentwhosesitesaredescribedbya ofclustersofsizel∗×l∗ isincluded,whilenoentanglement sufficientlylargeHilbertspace,roughlyequalinalldirections. existsbetweenneighboringclusters. Inpractice,asingleclus- We have implemented the 2D TTN to study the spin-1/2 ter is exactly-diagonalized in a self-consistent fashion with transverse-field Ising model on the square lattice, described theirboundaryconditions,andthefixed-pointcorrespondsto byHamiltonian thelowestenergystateintheclustermean-fieldansatz. The errorof globalquantitiessuch as the total energycan Hˆ =− σˆzσˆz +hσˆx, (4) i j i be reasonablylarge when using this approach. Let’s assume <Xi,j> thatthesystemhascorrelationlengthξ,andthattheexpecta- where<i,j>denotesneighboringsitesandhisthestrength tionvalueofalocalquantitydecaysexponentiallytowardsthe of a transversemagneticfield. Because the cost of the algo- (licmoritretchta)tblu∗lk>vaξl,useoamweafyrafcrotimonthoeftchluesstyerstbeomunwdiallribees.‘cInlotshee’ rithmcostscalesasO(χ4L),amoderatesizeL = 32isused in orderto investigate a system that is much larger than can totheboundaries(closerthanξ)anddisplayincorrectresults, bedescribedexactly,whilesmallenoughtoallowarangeof while the remaining ‘bulk’ fraction will display roughly the χ to be used. To minimize the energy, I have employed the correct results. In d-dimensions, the fraction of ‘error’ sites time-dependentvariational principle [36] and used a unitary scalesas2dξ/l∗,andthustheerrorofaglobalquantityinthe gauge, finding a significant speed-up compared to the tradi- 2DTTNscalesas tional,SVDapproach[4]. ξ ξα InFig.3theerrorofthemagnetizationinthexdirection(as globalerror∝ ∼ (2) l∗ lnχ compared to the best, center site estimate) is displayed. We canclearlyobserveapatternofsuccessive‘windows’,where whereEq.(1)wasusedinthesecondrelation. Theerrorofa errors are displayed primarily on the edges of blocks. For globalquantity,suchasthetotalenergyormagnetization,thus largerχ,thesizeofthewindowsgrowwhiletheoverallerror only decreases logarithmically with χ and thus computation decreases—while thecentralsites alwaysremaininsidethe effort. smallestwindow.Atthecriticalpoint,closetoh=3.05,there Although this scaling is quite poor, the ansatz takes some is a large correlation length and the windows are somewhat advantagefromthelocalizedentanglementinthesystemand blurred,andtheerrorsaregreaterinmagnitudeforagiven χ. isalreadyalargeimprovementoverexactdiagonalization[4]. We compare the predicted value of hσˆxi from the global, On top of this, we can estimate local quantitieswith greatly averagevalue andthe localvalue at the centersite in Fig. 4. reduced error by understanding the structure of the ansatz. Away from criticality, we observe that the center site value Points inside the well-renormalized, ‘bulk’ region are sur- converges to the quantum Monte Carlo prediction (using roundedbyanimmediateenvironmentthatisagoodapproxi- ALPS [37, 38]) significantly faster than the global average. mationofthetruegroundstate(provided,again,thatl∗ >ξ). At criticality, both values appear to be converging with a As mentioned earlier, in a gapped phase the effect of the slow,1/lnχscaling(extrapolationmaybeviablewhenLap- boundaryshould decayexponentially,so in the centre of the proachesthethermodynamiclimit).Ath=3.25thebehavior regiontheerrorshouldscale as exp(−l∗/2ξ). Thistime, in- isnotmonotonicbecausethewave-functionswitchesfromthe cludingEq.(1)gives ferromagnetictodisorderedphaseatintermediateχ. ∗ Theseresultsconfirmtheaboveanalysisandshowthatitis −l −lnχ localerror∼exp ∼exp ∼χ−β, (3) viabletoextractmeaningfulinformationinsystemswherethe (cid:18) 2ξ (cid:19) (cid:18) 2ξα (cid:19) parameterχisseverelyundersaturated. for some β that depends on the specifics of the system (no- tably,becomingsmallerformoreentangledsystemsorthose withlargercorrelationlength). Thusthescalingoferrorwith III. TENSORRENORMALISATIONGROUP computationeffortispolynomial—anexponentialimprove- mentonthe errorofglobalquantities. If β isverylarge,the A related tensor-based, real-space renormalization tech- methodcouldbecomecompetitivewithwell-establishedtech- nique is the tensor renormalization group (TRG). In this niquessuch as quantumMonte Carlo (where statistical error family of methods, the tensor network corresponding to the scalesasthesquarerootofcomputationaleffort,assumingno Markovnetworkof a classical thermalstate (whosecontrac- sign-problem). Theperformancewilldegradesignificantlyin tion gives the partition function) is successively contracted systemswithlargeamountsofentanglement,orclosetocriti- into larger and larger blocks. At each layer, the dimension calpoints. ofthetensorsmustbetruncatedtopreventthedifficultyfrom Toinvestigatetheabovenumerically,weidentifypointsin growingexponentially.TheprocessisdepictedinFig.5. thesystemthataresomehow‘central’totherenormalization, The method is well-suited to contracting 2D tensor net- independentofsystemparametersorχ. IntheTTN,theseare works, such asthermalstate ofa 2D classicalsystem, orthe the pointsthatare renormalizedbest with theirenvironment, network that results from the Trotter decompositionof a 1D favoring no particular direction. In the 2D TTN, we define quantumdensity matrix. Fornon-criticalsystems, the fixed- these to be the points that have been successively combined pointofthisRGflowiswell-understood[32]intermsof‘cor- withtheblockabove,totheleft,below,totheright,adinfini- ner’correlations.TheTRG,andrelated‘secondrenormaliza- tum (see Fig. 2). For any choice of χ, such a point has the tion group’ (SRG) methods are able to encapsulate the cor- 4 FIG. 5: The contraction of the 2D Markov network (i.e. partition function)ontheleftisapproximatedbytheTRGschemeontheright, from[35].Inthe‘secondrenormalisationgroup’,theprojectors(tri- angular tensors) are optimized to maximize the partition function. The above diagram can also be considered an ansatz for the prob- abilitydistributionitself,byopeningadditionallegsontheMarkov networktensors(circles)correspondingtothestateatthatsite. relations of the 2D classical system quasi-exactlywith fixed χ. Thistechniquehasbeensuccessfullyappliedina3Dclassi- cal(or2Dquantum)setting,achievingimpressiveaccuracies FIG.3:(Coloronline)Spatialvariationsinthemagnetizationinfield (see e.g. Ref. [35]). However, in these higher-dimensional direction at various values of h, as predicted by the lowest-energy settings, the edges of the 3D blocks grow in length as the TTNwiththedisplayedbond-dimensionsχ.Thecolorvaluesrepre- renormalizationproceeds,andstrictlyspeakingχwouldneed sentdifferencestothepredictionatχ=112. Inthegappedregions to growexponentiallyto encapsulateallthe correlationsin a away from the critical point (near h = 3.05), we observe a ‘win- (non-critical) system. In general, for this kind of blocking dowing’ pattern, withwindowsizegrowingwith χ, andrapidcon- scheme in d dimensions, the correlations that need to be to vergenceatthecentralpointsoftherenormalization(atx,y = 21). beaccountedforateachleveloftherenormalisationgrowsas Whenthecorrelationlengthislonger,theeffectisblurredsomewhat andconvergencewasnotreachedwithavalueofχ=112. Ld−2. Thus,theTRGfailstoaccountforwhatonemightcall a‘corner’lawforcorrelations[40,41],relatedtothequantum arealawforentanglemententropythatmanifestsnaturally in a(d+1)-dimensionalquantumtheory,whereonedimension istime. The structure of the TRG is strikingly similar to the TTN and one mightsuppose that a similar analysis in the limit of large 3D systems with insufficient χ mighthold. Numerical evidenceinthe3DIsingmodelappearstosupportthisclaim. Iimplementedthe3Dhigher-orderSRG(HOSRG)approach fromRef. [35], usinganSVD-update[4, 39] tooptimizethe tensorstomaximizethe(global)partitionfunction.Thecom- putational effort scales as O(χ11lnL), and we are able to study much largersystems, with L = 212. In Fig. 6 (a) we see a clear indication of the ‘corner’ errors in the local en- ergy,inasimilarfashiontothe‘window’patterninFig.3. In Fig.6(b)theaverageenergyandcentersiteenergyarecom- paredfordifferentvaluesof χ, andwe see even close to the criticalpoint(atT ≈ 4.1)thelocalquantityconvergestothe MonteCarlopredictionmuchmorerapidly. FIG.4: (Coloronline)Predictionsforthemagnetizationinthefield directionwithvariousmagneticfieldstrengthsh,aspredictedbythe lowest-energyTTNwithgivenbond-dimension χ. Theredcrosses IV. DISCUSSION correspond to system-wide averages, while the blue points corre- spond to the central sites of the renormalization. The latter con- We have analyzed real-space renormalization procedures verge much faster than the former, away from the critical value of h≈ 3.05. ThedashedlinescorrespondtoQMCresultsforthesys- that are unable to account for local correlations in higher- tem at temperature T = 0.005. In (a) the two lines represent the dimensionalquantum and classical systems. The anisotropy statisticaluncertainty, whilein(b–d) theerroriscomparabletothe oftree-structureda¨nsatze,suchasTTNandTRG,canbetaken linewidth. advantage-oftoidentifysitesthatarecentraltotherenormal- ization, providing an (exponentially more) accurate descrip- 5 (b) −1.9 tems,whiletherehasbeenlessdiscussionontheinherentin- abilitytoaccountforallcorrelationsinalargesystem.In-fact, −1.91 it is possible that the central-site technique has been imple- Energy−1.92 mentedinthesestudiesinthepast. −1.93 From here, two possible directions to increase the effec- −1.94 tiveness of real-space RG techniques in higher dimensions 0.4 0.6 0.8 1 (log χ)−1 become apparent. The first would be find more efficient al- gorithms in the under-correlated regime. For example, the FIG.6: (Coloronline)Predictionsforthe3DIsingmodelatT = 4 HOSRGwasastepinthisdirection[35],comparedtoearlier (lessthanthecriticaltemperatureofT ≈4.1)usingtheHOSRGap- 3DTRGalgorithms. Inthepresentwork,itcouldbebenefi- proach. (a)Thebond-energyofthez-bondsthroughacross-section ofthex–yplane,wherethevalueatthecentersitelabeledx,y=21 cialto replacethe TTNwith a MPShavinga tree-likestruc- has been subtracted. The 3D renormalization scheme displays er- ture,investigatedalreadyinRef.[42]. Thecostwouldreduce rorspredominantly onthecornersof therenormalizedregions. (b) toO(χ3L2),butonewouldstillbelimitedtomoderatesystem Theenergy(per-site)fordifferent values of χ, compared toclassi- sizes. calMonteCarloresults. Theredcrossescorrespondtosystem-wide Thesecondapproachwouldbe to use anansatz thattakes averages,whilethebluepointscorrespondtothecentralsitesofthe renormalization. Similar to the quantum TTN, the latter converge intoaccountthecorrelationstructureofthesystem. PEPSand muchfasterthantheformer. ThedashedlinecorrespondstoMonte MERAalreadyexisttodescribehigher-dimensionalquantum Carlosimulationsofa48×48×48lattice. systems. IntherealmofclassicalMarkovnetworks,progress was made in Ref. [32] to use a TRG-like approach to take account of all local correlations (for 2D classical systems). tionoflocalquantities. Thescalingofaccuracytonumerical However,a moredirect, MERA-likeapproachto 2Dand3D cost is expected to be polynomial(forgappedsystems), for- classicalsystemswouldrepresentamajoradvancementinthis mallyputtingthetechniqueonasimilarfootingto2DDMRG field. ofsmallsystemsandquantumMonteCarlo (thoughin prac- Acknowledgements ticethealgorithmsusedheremightnotbeasefficient). There has been some reluctance to use a severely under- correlatedansatz fora quantumwave-function,whererecent IwouldliketothankGuifreVidalandDavidPoulinfordis- focushasbeenonDMRGinsmallgeometriessuchasnarrow cussions. Thiswork was supportedby NSERC and FQRNT cylinders. 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