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The AIDS Pandemic The collision of epidemiology with political correctness James Chin MD MPH Clinical Professor of Epidemiology School of Public Health,University of California at Berkeley Formerly,Chief of the Surveillance,Forecasting and Impact Assessment (SFI) Unit of the Global Programme on AIDS (GPA) of the World Health Organization (WHO),Geneva,Switzerland Foreword by Jeffrey Koplan MD MPH Radcliffe Publishing Oxford • Seattle CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2007 by James Chin CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Version Date: 20160525 International Standard Book Number-13: 978-1-138-03065-7 (eBook - PDF) This book contains information obtained from authentic and highly regarded sources. While all reasonable efforts have been made to publish reliable data and information, neither the author[s] nor the publisher can accept any legal responsibility or liability for any errors or omissions that may be made. The publishers wish to make clear that any views or opinions expressed in this book by individual editors, authors or contributors are personal to them and do not necessarily reflect the views/opinions of the publishers. The information or guidance contained in this book is intended for use by medical, scientific or health-care professionals and is provided strictly as a supple- ment to the medical or other professional’s own judgement, their knowledge of the patient’s medical history, relevant manufacturer’s instructions and the appropriate best practice guidelines. Because of the rapid advances in medical science, any information or advice on dosages, procedures or diagnoses should be independently verified. The reader is strongly urged to consult the relevant national drug formulary and the drug companies’ and device or material manufacturers’ printed instructions, and their websites, before administering or utilizing any of the drugs, devices or materials mentioned in this book. This book does not indicate whether a particular treatment is appropriate or suitable for a particular individual. Ultimately it is the sole responsibility of the medical professional to make his or her own professional judgements, so as to advise and treat patients appropriately. The authors and publishers have also attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. Except as permitted under U.S. Copyright Law, no part of this book may be reprinted, reproduced, transmitted, or utilized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying, microfilming, and recording, or in any information storage or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this work, please access www.copyright.com (http://www.copyright.com/) or contact the Copyright Clearance Center, Inc. (CCC), 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. CCC is a not-for-profit organization that provides licenses and registration for a variety of users. For organizations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com Contents Foreword iv Preface vi Acknowledgement ix Dedication x About the author xi Glossary xii 1 Introduction and Book Overview 1 2 Personal and Professional Background 11 3 The Most Probable Origin and Initial Global Spread of HIV 27 4 A Basic Primer on HIV Infections and AIDS Cases (HIV/AIDS) 39 5 HIV Epidemiology and Transmission Dynamics 59 Appendix 1 81 Appendix 2 85 6 Understanding HIV/AIDS Numbers 90 Appendix 113 7 How Credible are HIV/AIDS Estimates? 120 8 HIV/AIDS Prevention 139 9 Dispelling “Glorious” HIV/AIDS Myths and Misconceptions 163 10 The Most Probable Past, Present, and Future of the AIDS Pandemic 181 11 The International Response to the AIDS Pandemic 197 Index 213 iii Foreword The AIDS Pandemicis the story of AIDS, with an emphasis on its epidemiology and approaches to preventing and controlling it, from a unique perspective. That per- spective is one of a renowned, well-respected epidemiologist whose approach in domestic and global public health discussions is thoughtful, direct, passionate, rational and willing to challenge conventional wisdom. These same characteris- tics permeate this book, which has elements of autobiography, history, epidemi- ology, public health politics and a status report on the AIDS pandemic. The author, Dr. James Chin, has been a mentor, colleague and friend for over 30 years, since I worked in his Infectious Diseases Section at the California Health Department in Berkeley and later when we shared responsibilities for CDC’s Advisory Committee on Immunization Practices (ACIP). Whilst, in this book, he challenges “mainstream” thinking and conclusions, by any standard he is a pillar of the public health mainstream. As a distinguished state epidemi- ologist, WHO consultant, editor of The American Public Health Association’s Control of Communicable Diseases Manual and section editor for infectious dis- 1 eases of the classic text, Maxcy-Rosenau Public Health and Preventive Medicine, his 2 careful analyses and views carry the weight of long experience and consider- able expertise. Some readers may find some of the discussion and conclusions provocative and even disagree with them. I certainly disagree with some (tobacco control and reductions in motor vehicle deaths have been public health triumphs, not fail- ures). But challenging the reader to reassess how AIDS is viewed and addressed is part of the author’s objective. A case has been made by many public health authorities and organizations that AIDS must be seen as a risk for whole popula- tions globally, that projected future rates will be high, and that poverty, discrim- ination, and poor access to health care are the most important determinants. Chin disputes all of these conclusions. The issue of targeting interventions toward those at highest risk vs. a broader population has been well considered by the late Professor Geoffrey Rose in The Strategy of Preventive Medicine. Rose argues that 3 population strategies are the most effective. Chin offers another perspective par- ticular to AIDS; the reader will have to reconcile these two compelling alterna- tive approaches. Chin argues that: (1) AIDS has a different pattern in different countries based on behaviors and for some countries it is better to target high risk groups than dilute resources in interventions aimed at the general population; (2) rates of dis- ease projected by public health agencies are often higher than the epidemiology would support and (3) social determinants while playing an important role in all health outcomes are less relevant for AIDS transmission than patterns of sexual behavior and opportunities for parenteral exposure. On the whole, there is prob- ably more agreement than conflict between the author and the “mainstream” authorities but this book is making a case for a particular perspective, which urges the reader to reassess the alternatives using data and the scientific literature. iv Foreword v Controversy and differing opinions have been hallmarks of the AIDS epidemic since its onset. The scope of the problem, how to identify high risk groups with- out increasing the burden of stigma, the safety of blood products, the best bal- ance between prevention and treatment, have all been hot issues sometimes dividing the public health community. The passion and conflicts about how to consider and address the AIDS pandemic reflect the huge impact this disease has had globally and its interplay with macro economic, legal, social, political, national security and ethical domains. Chapter 6 and 7 on how AIDS data are collected and analyzed and the valid- ity of conclusions then drawn should find their way into the reading lists for graduate epidemiology courses. After such discussions of AIDS epidemiology and projections of occurrence, the author offers his perspective on public health pol- itics and personalities in the closing chapters of the book. His insights, when con- sidered with those of others involved in the early days of the global AIDS crisis, will be vital for future historians of this major public health challenge. The vignettes of conversations, personnel conflicts and personal opinions that are interspersed throughout the book are further concentrated in these closing pages. The AIDS Pandemic is filled with information, rational arguments and opinions, often intermingled. It is a rare book on epidemiology that puts so much of the author’s personality and viewpoints, along with his knowledge and experience, before the reader. The result is a thought-provoking, likely-to-be-controversial, contribution to the AIDS literature that should engage and stimulate the reader. As Dr. Chin advises students who consider signing up for his course on AIDS at the University of California (Berkeley) School of Public Health: a prerequisite is having “an open mind regarding the past, present and probable future of the HIV/AIDS pandemic.” I suspect he would make the same request of readers of this book. Jeffrey Koplan, MD, MPH Vice President for Academic Health Affairs Robert W. Woodruff Health Sciences Center Atlanta, Georgia, USA September2006 References 1 Chin J (2000) Control of Communicable Diseases Manual (17e). American Public Health Association, Washington DC. 2 Last JM and Wallace RB (1992) Maxcy-Rosenau Public Health and Preventive Medicine(13e). Appleton-Century-Croft, New York. 3 Rose G (1992) The Strategy of Preventive Medicine. Oxford University Press, Oxford. Preface For close to a half century, my work as a public health epidemiologist has involved field research, program management, and teaching, mostly on public health sur- veillance and prevention and control of communicable diseases. Since 1981, I have been involved virtually full time with the international response to the AIDS pandemic which is without question one of the most severe infectious disease pandemics in modern times. During my public health career that began in the early 1960s, I have always been considered a part of conventional or mainstream medical science. However, since the mid-1990s, I have found myself swimming upstream against mainstream AIDS organizations. I have, during this period, grad- ually come to the realization that AIDS programs developed by international agencies and faith–based organizations have been and continue to be more socially, politically, and moralistically correct than epidemiologically accurate. I therefore felt obligated to write this book to present an objective assessment of the AIDS pandemic that is at marked variance with the prevailing position of UNAIDS and AIDS program activists. The unique natural history of HIV and its basic epidemiology is complex but not difficult to understand. However, to under- stand HIV transmission dynamics one must have an open mind, since UNAIDS and other AIDS advocacy organizations have distorted HIV epidemiology in order to perpetuate the myth of the great potential for HIV epidemics to spread into “general” populations. This has been done either unintentionally out of honest ignorance or misunderstanding, or intentionally by deliberate exaggeration. HIV is transmitted from person to person primarily via blood and sexual fluids such as semen and any other body fluid that may contain some blood. The prob- ability or risk of HIV transmission for any single exposure is related to the amount of infected blood or semen that is exchanged. All published sex partner studies have shown that the risk of HIV transmission via sexual intercourse is a minuscule fraction of the risk associated with most other sexually transmitted diseases (STD). As a result, extensive epidemic sexual HIV transmission can occur only in those populations where there are large numbers of persons who have unprotected sex with multiple and concurrent sex partners. How high HIV preva- lence may reach in these populations depends on: the prevalence of facilitating factors such as ulcerative STD (chancroid and genital herpes) that can greatly increase the amount of blood and sexual fluids exchanged during intercourse; and the prevalence of protective factors such as male circumcision and consistent condom use. HIV prevalence is low in most populations throughout the world and can be expected to remain low, not because of effective HIV prevention programs but simply because HIV infection rates can rise only to the level(s) permitted by the prevailing patterns and prevalence of HIV risk behaviors and the prevalence of facilitating and protective factors. The vast majority of the world’s populations do not have sufficient HIV risk behaviors to sustain significant epidemic HIV transmission. This epidemiologically sound conclusion is sufficient to explain vi Preface vii past, current, and future HIV patterns and prevalence, but has been minimized and ignored by UNAIDS and AIDS program activists. UNAIDS’ more politically and socially acceptable public health message is to say that HIV risk behaviors are present in all populations and therefore all populations are at risk of HIV epidemics. A survey by the Kaiser Foundation in 2003 found that over 70 percent of those surveyed obtained their information about AIDS from the news media. Most journalists and reporters who cover the AIDS pandemic are more socially and politically correct than epidemiologically accurate. Furthermore, most uncritically accept and use information distributed by UNAIDS, an organization that doesn’t deny it is primarily an AIDS advocacy agency – not a scientific or technical agency. As a result, there continues to be inadequate understanding of basic HIV epidemiology – especially its transmission dynamics – along with gross ignorance of how current HIV/AIDS estimates and projections are “cooked” or made up. Most of the public, policy makers, and the news media have uncriti- cally accepted high HIV prevalence estimates and refuse even to consider the possibility that lower prevalence estimates may be more accurate. In reviewing textbooks and other books about HIV/AIDS, I have not run across any that present a clear and objective assessment of the major determinants of epidemic HIV transmission. Furthermore, none presented a critical analysis and evaluation of the reliability or validity of HIV prevalence estimates and projec- tions. Michael Fumento in his book The Myth of Heterosexual AIDS, first published in the late 1980s, accurately analyzed the very low potential for epidemic hetero- sexual HIV transmission in the “general” US population. However, he completely missed the boat when he cast doubt on the epidemic spread of HIV in heterosex- ual populations in Africa and a few Asian countries. I had some problems deciding what type of book I should write and who would be the target audience. In briefing new GPA/WHO staff members on the status of the AIDS pandemic during the late 1980s, it became apparent to me that a major difficulty new staff faced was their inadequate understanding of basic infectious disease epidemiology. Thus, in order to adequately comprehend the natural history of HIV infection, its epidemiology and transmission dynam- ics, they needed to know the basics of epidemiology; the epidemiology of differ- ent types of infectious disease agents; and the basics of HIV epidemiology. They also required information about differences between all the HIV/AIDS numbers and how all these numbers are obtained. I also had to decide whether this book should be written as a textbook on AIDS, i.e., HIV/AIDS 101, or as a description of my personal and professional experience in studying this pandemic from its initial recognition in California in 1981 up to 2006. I finally decided that I would write a book anyone interested or involved with AIDS programs can easily understand yet provide sufficient technical details to be credible to HIV/AIDS experts. As an accredited infectious disease epidemiologist for close to a half century, it has been difficult for me to understand how, over the past decade, mainstream AIDS scientists, including most infectious disease epidemiologists, have virtually all uncritically accepted the many “glorious” myths and misconceptions UNAIDS and AIDS activists continue to perpetuate. Up to mid-2006, there has been no significant criticism of UNAIDS’ prevailing paradigm which states that – in the absence of effective HIV prevention programs, directed primarily at the general viii Preface public, especially youth – epidemic HIV transmission will inevitably occur in populations where HIV prevalence is very low. Any criticism of UNAIDS’ HIV prevalence estimates and projections as being too high is immediately labeled as a blatant attack on AIDS programs and an irresponsible denial of the potential infectiousness and severity of the AIDS pandemic. I hope that this book will, at a minimum, lead to further dialog and a reappraisal of the validity of the prevailing UNAIDS paradigm and to a better understanding of the most probable past, present and future of the AIDS pandemic. James (Jim) Chin Stockton, California August 2006 Acknowledgement I want to thank Florence Morrison for her editorial assistance over the past four decades and especially for her hard work helping me to get this book ready for publication. ix

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