PART ONE INTRODUCTION AND RESOURCE MATERIALS Michael F. Waxman CHAPTER 1 INTRODUCTION Pesticides are chemicals or biological substances used to kill or control pests. They fall into three major classes: insecticides, fungicides, and herbi- cides (or weed killers). There are also rodenticides (for control of vertebrate pests), nematicides (to kill eelworms, etc.), molluscicides (to kill slugs and snails), and acaricides (to kill mites). These chemicals are typically manmade synthetic organic compounds, but there are exceptions which occur naturally that are plant derivatives or naturally occurring inorganic minerals. Pesticides may also be divided into two main types contact or nons- ystemic pesticides and systemic pesticides. Contact or surface coating pesticides do not appreciably penetrate plant tissue and are consequently not transported, or translocated, within the plant vascular system. The earlier pesticides were of this type; their disadvantages were that they are susceptible to the effects of the weather and new plant growth was not protected. In contrast, most of recently developed pesticides are systemically active and therefore they penetrate the plant cuticle and move through the plant vas- cular system. Examples of systemic fungicides are benomyl and hexacona- zole. These systemic agents can not only protect a plant from attack but also inhibit or cure established infections. They are not affected by weathering and also confer immunity to all new plant growth. The use of pesticides has been traced by historians to before 1000 B.C. Homer mentioned the use of sulfur as a fumigant to avert disease and control insects. Theophrastus, in 300 B.C., described many plant diseases known today such as scorch, rot, scab, and rust. There are also several references in the Old Testament to the plagues of Egypt for which the locust was chiefly responsible, and even today locusts cause vast food losses in the Near East and Africa. Pliny in 79 A.D. advocated the use of arsenic as an insecticide and by 900 A.D., the Chinese were using arsenic and other inorganic chemicals in their gardens to kill insects. In the seventeenth century the first naturally occurring insecticide, nico- tine from extracts of tobacco leaves, was used to control the plum curculio and the lace bug. Hamberg (1705) proposed mercuric chloride as a wood preserva- tive and a hundred years later Prevost described the inhibition of smut spores by copper sulfate. It was not until the middle of the nineteenth century that systematic scien- tific methods began to be applied to the problem of controlling agricultural pests. About 1850 two important natural insecticides were developed: rote- none from the roots of derris plants and pyrethrum from the flower heads of a species of chrysanthemum. These insecticides are still widely used. At about the same time, new inorganic materials were introduced forcombating insect pests. For instance, an investigation into the use of new arsenic compounds led in 1867 to the introduction of an impure copper arsenite (Paris Green) for control of the Colorado beetle in the state of Mississippi. In 1892 lead arse- nate was used for control of gypsy moth. The Irish Potato Famine of the 1840s illustrates what can occur when a staple food crop is stricken by a disease against which there is no known de- fense. The potato crop was virtually destroyed by severe attacks of thefungal disease known as potato late blight, resulting in the deaths of more than a million people. Millardet, in 1882, accidentally discovered a valuable chemical treatment for the control of pathogenic fungi, like potato blight and vine mildew. This discovery came from a local custom of the farmers in the Bordeaux district of France. They daubed the roadside vines with a mixture of copper sulfate and lime in order to discourage pilfering of the crop. At this time the crops of the French vineyards were being destroyed by the downy mildew disease. Millardet observed that although the vines away from the road were heavily infested with mildew, those alongside the road which had been treated with the mixture were relatively free from the disease. Millardet subsequently carried out further experiments which established the effectiveness of the mixture of copper sulfate, lime, and water against vine mildew. The mixture, called the Bordeaux mixture, was widely applied, the disease was arrested, and Millardet became somewhat of a hero. In 1897 formaldehyde was introduced for the first time as a fumigant. In 1913 organomercurials were first used as fungicidal seed dressings against ce- real smut and bunt diseases. W. C. Piver in 1912 developed calcium arsenate as a replacement for Paris Green and lead arsenate. This mixture soon became important for controlling the boll weevil on cotton in the United States. By the early 1920s the extensive application of arsenical insecticides caused widespread public outcries because fruits and vegetables treated with arsenates were sometimes shown to contain poisonous residues. This stimulated the search for other less dangerous pesticides and led to the introduction of organic compounds, such as tar, petroleum oils, and dinitro-o-cresol. The latter compound eventually replaced tar oil for control of aphid eggs, and in 1933 was patented as a selective herbicide against weeds in cereal crops. Unfortunately, this Michael F. Waxman is also a very poisonous substance. The 1930s really represents the beginning of the modern era of synthetic organic pesticides—important examples include the introduction of alkyl thio- cyanate insecticides, the first organic fungicides (dithiocarbamate fungicides), and a host of other fungicides and insecticides. In 1939 Müller discovered the powerful insecticidal properties of dichlorodiphenyltrichloroethane or DDT. In 1943, DDT was first manufactured and soon became the most widely used single insecticide in the world. In the 1940s, many chlorinated hydrocarbon insecticides were developed though they did not come into widespread use until the 1950s. Common examples include aldrin, dieldrin, heptochlor, and endrin. However, in spite of their early promise, these organochlorine insecticides are now much less used because of their environmental pollution impact. The organophosphosphates represent another extremely important class of organic insecticides. They were developed during World War II as chemical warfare agents. Early examples included the powerful insecticide schradan, a systemic insecticide, and the contact insecticide parathion. Unfortunately, both of these compounds are highly poisonous to mammals and subsequent research in this field has been directed toward the development of more selective and less poisonous insecticides. In 1950, malathion, the first example of a wide-spectrum organophosphorus insecticide combined with very low mammalian toxicity, was developed. And at about the same time the phenoxyacetic acid herbicides were discovered. These systemic compounds are extremely valuable for the selective control of broad-leaved weeds in cereal crops. These compounds have a relatively low toxicity to mammals and are therefore relatively safe to use. The bipyridinium herbicides were introduced in 1958. These are very quick-acting herbicides which are absorbed by the plants and translocated causing desiccation of the foliage. These herbicides are strongly absorbed to the clay components of the soil and become effectively inactivated. It was not until the late 1960s that effective systemic fungicides appeared on the market, and their development represents an important breakthrough in the field of plant chemotherapy. The major classes of systemic fungicides developed since 1966 are oxathiins, benzimidazoles, thiophanates, and pyrimidines. Other effective systemic fungicides used currently include antibiotics, morpholines, organophosphorus compounds, and most recently, the sterol biosynthesis inhibitors, e.g., triazoles. Throughout the history of pesticide usage, the manufacturers of pesticides have faced the same challenge that confronts the makers of pesticides today. That is, the development of chemicals that kill or control unwanted insects, weeds, fungi, rodents and other pests without harming desired plants, beneficial insects, wildlife, and, most important, humans. Chemicals that control rats are termed rodenticides. The first effective compound was warfarin. It was developed by the Wisconsin Alumni Research Foundation in 1944. It functions as an anticoagulant in human medicine. However, when used against rats and mice, at high concentrations it is extremely effective, causing death by internal hemorrhaging. In 1962 The Silent Spring, written by Rachel Carson, was published. Carson’s book was one of the first that attracted national attention to the problems of toxic chemicals and the effects of these chemicals on the environment. The Silent Spring recounted how the residues of the pesticide DDT could be found throughout the food chain. In aquatic birds, high levels of DDT were associated with reduced fertility. DDT affected the deposition of calcium in avian ovaries, leading to egg shells too thin to survive, thus causing a widespread reduction in many bird species. The Silent Spring and other books on the dangers of pesticides have served to illustrate that great efforts must be taken to prevent the misuse of pesticides and other chemicals. It is this misuse, overuse, and improper disposal that causes many of the problems that have been reported. Recently, man has made great advances in the genetic manipulation of genes. It is now possible to create in the laboratory seeds and thus crops which possess the genetic ability to kill or inhibit disease-causing pests. The term “agrochemical” is broader and includes chemicals which will enhance the growth and yield of crops, but excludes large-scale inorganic fertilizers. I. THE MARKET FOR PESTICIDES A. CURRENT STATUS In 1992, approximately $8.2 billion, and in 1993, approximately $8.5 billion worth of pesticides were purchased for use in the United States. There is no question that the productivity of American agriculture is due in large part to the success of modern pesticides. There is also no question that we are still grappling with the problem of balancing the usefulness of pesticides with their safety. The largest market for pesticides as of 1993 was the United States. It represents 34% of the total world market, which has been estimated at over $25 billion. The retail value of pesticide sales in the United States for 1993 was well over $8 billion (see Table 1.1 and Figures 1.1 and 1.2). Michael F. Waxman Table 1.1. U.S. and World Conventional Pesticide Sales at User Level, 1993 Estimates. U.S. % of Pesticide Class U.S. Market World Market World Market Million % Million % User E x penditures i n M i llions o f $ Herbicides $4,756 56% $11,700 46% 41% Insecticides 2,550 30% 7,900 31% 32% Fungicides 584 7% 4,139 16% 14% Other 594 7% 1,550 6% 38% Total $8,484 100% $25,280 100% 34% Volume o f A c tive I n gredients i n M i llions o f l bs Herbicides 620 57% 2,110 47% 29% Insecticides 247 23% 1,625 36% 15% Fungicides 131 12% 535 12% 24% Other 83 8% 230 5% 36% Total 1,081 100% 4,500 100% 24% Note: Totals may not add due to rounding. Source: EPA estimates based on National Agricultural Chemicals Association. 4500 4000 U.S. Market 3500 World Market 3000 2500 2000 1500 1000 500 0 Herb. Insect. Fungi. Other Total Figure 1.1. U.S. vs. World Conventional Pesticide Sales: Volume of Active Ingredient, 1993. Pesticide usage in the U.S. has been relatively stable at about 1.1 billion pounds of active ingredient during recent years. The agricultural share of pes- ticide usage (see Table 1.2) appears to have stabilized at about three-fourths of the total after increasing steadily throughout the 1960s and 1970s, primarily due to the expanded use of herbicides in crop production. Growth in the use of $30,000 U.S.Market $25,000 WorldMarket $20,000 $15,000 $10,000 $5,000 $0 Herb. Insect. Fungi. Other Total Figure 1.2 U.S. vs. World Conventional Pesticide Sales: User Expenditures, 1993. Table 1.2 United States Conventional Pesticide Usage, Total and Estimated Agricultural Sector, 1964-1993. Year Total U.S. Agricultural Sector Millions of lbs. Active Ingredient Percent of Total 1964 540 320 59% 1965 610 335 55% 1966 680 350 51% 1967 735 380 52% 1968 835 470 56% 1969 775 430 55% 1970 740 430 58% 1971 835 495 59% 1972 875 525 60% 1973 910 560 62% 1974 950 590 62% 1975 990 625 63% 1976 1,030 660 64% 1977 1,075 720 67% 1978 1,110 780 70% 1979 1,058 840 79% 1980 1,075 846 79% 1981 1,101 860 78% 1982 1,056 815 77% 1983 963 733 76% 1984 1,080 850 79% 1985 1,112 861 77% 1986 1,096 820 75% 1987 1,087 814 75% 1988 1,130 845 75% 1989 1,070 806 75% 1990 1,086 834 77% 1991 1,077 817 76% 1992 1,103 839 76% 1993 1,081 811 75% * Active ingredient Note: Excludes wood preservatives and disinfectants. Source: EPA estimates. Michael F. Waxman pesticides has been slowed by lower application rates due to the introduction of more potent pesticides, more efficient use of pesticides, and lower farm com- modity prices. USDA and EPA are working together with commodity groups to develop plans to reduce use/risk of pesticides as part of a food safety initia- tive. The volume of pesticides used for non-agricultural purposes in the U.S. also has been quite stable in recent years at about 275 million pounds of active ingredient (a.i.). This equals about 1.1 pounds per capita in the U.S. (average for 250 million people). Considering all usage, including agricultural, U.S. pesticide usage equals somewhat more than 4 pounds per capita (4.2 pounds in 1993). Table 1.3 shows that in the United States there are more than 120 manufacturers of pesticides, with only 20 accounting for the bulk of production and sales. The manufacturers supply the pesticidal active ingredients (not including carrier liquids, diluting agents and inert ingredients found in formulations) to over 2,000 pesticide formulators who mix the active and inactive ingredients to produce over 21,000 registered products. As of 1993, there were about 17,000 distributor-dealers of pesticides, approximately 40,000 pest control firms, almost a million certified private applicators (individual growers), and over 350,000 certified commercial applicators. As of 1994, there was an estimated 17,500 licensed-certified agricultural pest control advisors, of whom over 8,000 were self-employed independent consultants. Table 1.3 U.S. Pesticide Production, Marketing and User Sectors; Profile of Number of Units Involved, 1993/1994 Estimates (Approximate Values). PRODUCTION AND DISTRIBUTION Basic Production 1. Major Basic Producers 20 2. Other Producers 100 3. Active Ingredients Registered 860 4. Active Ingredients with Food/Feed Tolerances 453 5. Chemical Cases for Re-registration —Pre-FIFRA 1988 612 —Post-FIFRA 1988 405 6. New Active Ingredients Registered —1992 11 —1993 20 7. Total Employment 6,000-10,000 8. Producing Establishments 7,300 Distribution and Marketing 1. Formulators —Major national 150-200 —Other 2,000 Table 1.3 continued 2. Distributors and Establishments —Major national 250-350 —Other 16,900 3. Formulated Products Registered 21,560 —Federal level 18,360 —State 3,200 USER LEVEL Agriculture Sector 1. Land in Farms 991M acres 2. Harvested 289M acres 3. Total No. Farms 2.1M 4. No. of Farms Using Chemicals for: —Insect on hay crops 554,000 —Nematodes 66.000 —Diseases on crops/orchards 129,000 —Weed/grass/bush 913,000 —Defoliation/fruit thinning 75,000 (Above are 1987 census numbers) 5. No. Private Pesticide Applicators Registered 965,700 Industrial/Commercial/Government Sector 1. No. Commercial Pest Control Firms 35,000-40,000 2. No. Certified Commercial Applicators 351,600 Home & Garden Sector 1. Total U.S. Households 94M 2. No. Households Using (’90) —Insecticides 52M —Fungicides 36M —Herbicides 14M —Repellents 17M —Disinfectants 40M —Any pesticides 69M Source: EPA estimates. In the United States in 1993, 75 percent of the pesticides sold are used in agriculture. Government and industry uses 18 percent, and home and garden consumption accounts for the remaining 7 percent. Industrial and commercial users consist of pest control operators, turf and sod producers, floral and scrub nurseries, railroads, highways, utility rights-of-way, and industrial plant site landscape management (see Table 1.4 and Figure 1.3). Pesticides are regulated by the United States Environmental Protection Agency (EPA). The number of active ingredients registered and in production has declined in the last ten years, from over 1,200 active ingredients to 860 in 1993. Of these only 200 are considered major products and manufactured in quantity (see Table 1.5). The table below shows a breakdown of the types of pesticides and numbers in production according to the latest available statis- tics. Michael F. Waxman Table 1.4 Volume of Conventional Pesticide Active Ingredient sUsed in the U.S. by Class and Sector (Millions of lbs). Herbicides Insecticides Fungicides Other Total Sector lbs. % lbs. % lbs. % Lbs % lbs. % 1993 Agriculture 481 78 171 69 84 64 75 90 811 75 Ind./Comm./ Govt. 112 18 44 18 36 27 5 6 197 18 Home & Garden 27 4 32 13 11 8 3 4 73 7 Total 620 100 247 100 131 100 83 100 1,081 100 Note: Totals may not add due to rounding. Source: EPA estimates based on National Agricultural Chemicals Association. 500 450 Agriculture 400 Ind./Comm./Govt. Home & Garden 350 300 250 200 150 100 50 0 Herb. Insect. Fung. Other Total Figure 1.3 U.S. Volume for Conventional Pesticides, 1993 Estimates. Table 1.5 Breakdown of Types of Pesticide in Production. Type Nu mber Disinfectants 200 Fungicides and Nematicides 165 Herbicides 240 Insecticides 215 Rodenticides 40 The most heavily used pesticides in the agricultural sector in 1993 are listed in Table 1.6. Of these, 17 are herbicides, 3 are insecticides and 5 are fungicides. Table 1.7 lists the most commonly used pesticides in the non- agricultural sectors.