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The Addiction-Prone Personality LONGITUDINAL RESEARCH IN THE SOCIAL AND BEHAVIORAL SCIENCES An Interdisciplinary Series Series Editors: Howard B. Kaplan, Texas A&M University, College Station, Texas Adele Eskeles Gottfried, California State University, Northridge, California Allen W. Gottfried, California State University, Fullerton, California THE ADDICTION-PRONE PERSONALITY Gordon E. Barnes, Robert P. Murray, David Patton, Peter M. Bentler, and Robert E. Anderson DRUG USE AND ETHNICITY IN EARLY ADOLESCENCE William A. Vega, Andres G. Gil, and Associates DRUGS, CRIME, AND OTHER DEVIANT ADAPTATIONS Longitudinal Studies Edited by Howard B. Kaplan PREMARITAL PREDICTION OF MARITAL QUALITY OR BREAKUP Research, Theory, and Practice Thomas B. Holman and Associates RESILIENCE AND DEVELOPMENT Positive Life Adaptations Edited by Meyer D. Glantz and Jeannette L. Johnson A Continuation Order Plan is available for this series. A continuation order will bring delivery of each new volume immediately upon publication. Volumes are billed only upon actual shipment. For further information please contact the publisher. The Addiction-Prone Personality Gordon E. Barnes University of Victoria, Victoria, British Columbia, Canada Robert P. Murray and David Patton University of Manitoba, Winnipeg, Manitoba, Canada Peter M. Bentler University of California, Los Angeles, California and Robert E. Anderson University of New Mexico, Albuquerque, New Mexico Kluwer Academic Publishers New York, Boston, Dordrecht, London, Moscow eBook ISBN: 0-306-47176-0 Print ISBN: 0-306-46249-4 ©2002 Kluwer Academic Publishers New York, Boston, Dordrecht, London, Moscow Print ©2000 Kluwer Academic / Plenum Publishers New York All rights reserved No part of this eBook may be reproduced or transmitted in any form or by any means, electronic, mechanical, recording, or otherwise, without written consent from the Publisher Created in the United States of America Visit Kluwer Online at: http://kluweronline.com and Kluwer's eBookstore at: http://ebooks.kluweronline.com Preface The production of this book represents a culmination for me of some 25 years of interest in the field of personality and substance use and abuse. In choosing the field of substance use and abuse for the focus of our research, all of the investiga- tors collaborating in this research have been sustained by the awareness that the work we are doing has an important purpose. Substance abuse continues to have enormous impacts on individuals and families, and prevention and treatment ap- proaches developed to date have not always been as successful as we would hope to see. New advances in our fundamental understanding of the causal mecha- nisms involved in the development of addiction may be necessary to advance our success in developing new forms of prevention and treatment for alcohol and drug abuse. The work in this book builds on the work of numerous previous investiga- tors who have been drawn to investigate this topic. As you will notice in the extensive reference list, there have been hundreds of articles published on this topic. Although each of these references has added a small piece to our under- standing of the relationship between personality and alcohol abuse, the majority of these studies have been done on clinical samples and often involved no control groups or poorly matched control groups. Several important previous longitudi- nal investigations have been conducted, but these investigations have usually not included general population samples or comprehensive personality test batteries. The current investigation is also unique in that a clinical sample is also included and compared with the general population sample, and an adoption study was conducted to examine the environmental factors associated with the development of the Addiction-Prone Personality. The conceptual and methodological focus for this book has been influenced by many mentors. My interest in the areas of personality, substance abuse, and V vi Preface structural equation modeling were nurtured while studying with Paul Kohn at York University. An interest and appreciation for the importance of conducting research in the general population was developed while taking a course on psy- chiatric epidemiology with Alexander Leighton. An appreciation for the impor- tance of the life span approach to research, and the importance of parenting in the development of the individual was developed while I was teaching in the Family Studies Department at the University of Manitoba. The completion of the project has involved the cooperation of numerous collaborators, some of whom are included as coauthors of the book. Bob Murray and I have shared an interest in substance abuse epidemiology for some 20 years, and Bob has added expertise in conducting survey research to the research team. I was first introduced to Peter Bentler while attending a workshop on structural equation modeling at the International Congress of Psychology inAcapulco. Sub- sequently, I spent some time studying with Peter at UCLA while on sabbatical and fortunately was able to persuade him to join our research team to provide methodological expertise in structural equation modeling and longitudinal re- search. David Patton is a former graduate student and has played an active part in all phases of the research starting with the data collection in Manitoba and con- tinuing through to the completion of the data analysis. Rob Anderson is also a former student who has played a large role in analyzing the data for this project and completing the chapters on the clinical study. The three studies described in this book and the completion of this book were supported by funding from a variety of sources. The Winnipeg Health and Drinking Survey was funded by the National Health Research and Development Program of Health Canada as part of the National Alcohol and Drug Strategy. The clinical study described in this book was conducted with the support of the Alco- holism Foundation of Manitoba and was funded by the Manitoba Health Re- search Council. The Vancouver Family Survey was funded by the National Health Research and Development Program. Peter Bentler’s participation in this project was facilitated by grant DA01070 from the National Institute on Drug Abuse. Rob Anderson’s participation in this research was made possible by the financial support he received from the Alcohol and Drug Programs Division of the British Colum- bia Ministry of Health and the British Columbia Health Research Foundation. The analysis and dissemination of the results from the Winnipeg Health and Drinking Survey described in this book have been greatly enhanced by the large number of graduate students who have participated in the research, including Len Greenwood, Reena Sommer, Shaila Khan, Lana Feinstein, Maureen Rodrique, Carole Beaudoin, and Christine Kreklewetz. Data collection for the Vancouver Family Survey was accomplished through the assistance of the Health Promotion Centre at the University of British Columbia, under the direction of Lawrence Green. Anne George provided the project management for this study, and her good nature and competence in managing this difficult task is much appreciated. Preface vii The completion of this book required a considerable amount of effort by secretarial and other support staff. The bulk of this work was completed by Caroline Green and Katherine Woodhouse. Throughout the completion of all three of these studies, Terry Perkins has been involved as an interviewer and data analyst, and in drawing the structural equation models. Terry’s agreeableness and conscien- tiousness in completing all of these tasks has been very much appreciated. The assistance of Elizabeth Houck in editing and proofreading was very helpful. Rob Anderson would like to thank all of those who gave him encouragement and inspiration along the way. This includes the other authors of the book; his loving parents and sister; and the growing number of people with addiction-prone personalities who, after having directly experienced the isolation and degrada- tion of active addiction, now offer each other ongoing support in recovery fellow- ships like Narcotics Anonymous and Alcoholics Anonymous. The completion of the three studies described in this book placed a large burden on all of the participants in this research. Two of the studies were longitu- dinal in nature, and the other study required participation by three family mem- bers. All of the studies involved completing questionnaires and interviews that were lengthy and complex. We would like to express our sincerest thanks to all of the respondents who made this work possible by taking the time to participate in this research. Although the completion of the three research studies—and production of this book—has been a lengthy and difficult task, it has been a process that pro- duced many enjoyable moments along the way. Whether these moments included working on proposals late at night, analyzing data in various locations ranging from the University of Manitoba to the University of Victoria and UCLA, or at- tending conferences to present our findings all over the world, the process has been enhanced by the warm relationships enjoyed with colleagues and students who have worked on this project. Gordon E. Barnes Contents PART I. INTRODUCTION 1. Introduction ...................................................... 3 2. Personality and Alcohol Abuse................................... 17 1. Extraversion-Introversion.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 1.1. Clinical Alcoholic Personality Reasearch . . . . . . . . . . . . . . . . . . . . 17 1.1.1. Trait Measures . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . 17 1.1.2. State Measures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 1.1.3. Alcohol Effects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 1.2. Prealcoholic Personality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 1.2.1. Longitudinal Studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 1.2.2. High-Risk Studies. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 . . 2. Psychoticism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 2.1. Clinical Alcoholic Personality Research . . . . . . . . .. . . . . . . . . . . . . 31 2.1.1. Trait Measures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 2.1.2. Clinical Diagnoses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34 2.1.3. Antisocial Behaviors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 2.1.4. Cognitive Functioning. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36 2.2. Prealcoholic Personality. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 2.2.1. LongitudinalResearch . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . 37 2.2.2. High R- isk Studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 3. Neuroticism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 3.1. Clinical Alcoholic Personality Research . . . . . . . . . . . . . . . . . . . . 44 3.1.1. Trait Measures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 ix X Contents 3.1.2. Clinical Diagnoses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 3.1.3. State Measures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52 3.2. Prealcoholic Personality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 3.2.1. Longitudinal Studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 3.2.2. High-Risk Studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54 3.2.3. Cross-Sectional Studies of Young Heavy Drinkers . . . . . . . . . 56 4. Ego Strength . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 4.1. Clinical Alcoholic Personality Research . . . . . . . . . . . . . . . . . . . . . . 58 4.1.1. Trait Measures. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58 4.1.2. Clinical Diagnoses . . . . . . . . . . . . . . . . . . . .. . .. .. .. . . . . . . . . . . . 60 4.1.3. Alcohol Effects on Self-Concept . . . . . . . . . . . . . . . . . . . . . . 61 4.2. Prealcoholic Personality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 4.2.1. Longitudinal Studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 1 4.2.2. High-Risk Studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62 5. Field Dedpendence-Independence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64 5.1. Clinical Alcohol Personality Research. . . . . . . . . . . . . . . . . . . . . . . . . 64 5.2. Prealcoholic Personality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 5.2.1. High-Risk Studies. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 6. Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67 PART II. THE WINNIPEG HEALTH AND DRINKING SURVEY 3. Methodology .......................................................... 71 1. Objectives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 2. Wave 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 2.1. Eligibility. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 2.2 Finding the Sample . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72 2.2.1. Response Rates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72 2.2.2. Refusal Rates by Each of the Six Age/Gender Cel.ls . . . . . . 73 2.3. Sample Description . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74 2.3.1. Age . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74 2.3.2. Gender . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74 2.3.3. Marital Status . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76 2.3.4. Ethnicity and Racial Origins . . . . . . . . . . . . . . . . . . . . . . . . . 77 2.3.5. Language . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77 2.3.6. Religion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77 2.3.7. Education . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78 2.4. Measures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78 2.4.1. Personality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78 2.4.2. Alcohol Use Measures . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80

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