TECHNICAL GUIDELINES FOR MULTIFAMILY BUILDING ENERGY AUDITS Michael MacDonald With contributions from Mark Ternes Mini Malhotra Oak Ridge National Laboratory Date Published: April 2015 Based on a Draft Report Prepared for OAK RIDGE NATIONAL LABORATORY Oak Ridge, Tennessee And the US DEPARTMENT OF ENERGY Contents Page List of Figures .............................................................................................................................................. ix List of Tables ............................................................................................................................................... xi Foreword .................................................................................................................................................... xiii Use Considerations .................................................................................................................................... xiii Acknowledgements .................................................................................................................................... xiii Contributors ............................................................................................................................................... xiv Preface: Measures Table ............................................................................................................................ xiv 1. Introduction ........................................................................................................................................ 1-1 1.1 Multifamily Building Population Data .................................................................................... 1-1 1.2 Multifamily Building Energy Audit Objectives and Levels .................................................... 1-2 1.3 Multifamily Building Energy Audit Work Flow Process ........................................................ 1-2 1.4 Energy Auditor Qualifications and Responsibilities ................................................................ 1-4 1.5 Scope of the Report .................................................................................................................. 1-5 1.6 How to Use this Report ............................................................................................................ 1-5 1.7 Resources ................................................................................................................................. 1-5 2. Pre-Site Visit Activity ........................................................................................................................ 2-1 2.1 Owner Interviews ..................................................................................................................... 2-1 2.2 Stakeholder Meeting ................................................................................................................ 2-3 2.3 Historical Preservation ............................................................................................................. 2-3 2.4 Basic Building Data Collection and Analysis .......................................................................... 2-4 2.4.1 Building Data .............................................................................................................. 2-4 2.4.2 Space Types ................................................................................................................ 2-5 2.4.3 Site Plan and Diagrams ............................................................................................... 2-5 2.5 Sampling Plan and Requirements ............................................................................................ 2-6 2.5.1 Uncertainty .................................................................................................................. 2-7 2.5.2 Requirements in the Plan ............................................................................................ 2-7 2.5.3 Individual Buildings .................................................................................................... 2-7 2.5.4 Multiple Building Sites ............................................................................................... 2-9 2.6 Energy Use Data ...................................................................................................................... 2-9 2.6.1 Utility Data................................................................................................................ 2-10 2.6.2 Utility Bill Requirements .......................................................................................... 2-10 2.6.3 Sampling of Units ..................................................................................................... 2-11 2.6.4 Utility Bill Review .................................................................................................... 2-12 2.6.5 Bulk Fuels ................................................................................................................. 2-12 2.7 Water Use and Other Utility Analysis ................................................................................... 2-12 2.8 Preliminary Energy Analysis ................................................................................................. 2-12 2.8.1 Whole-Building Energy Benchmarking .................................................................... 2-13 2.8.2 Disaggregation of End Uses ...................................................................................... 2-20 2.9 References .............................................................................................................................. 2-23 3. Site Visit ............................................................................................................................................ 3-1 3.1 Data Collection Forms and Itemized Standards ....................................................................... 3-2 3.2 Verifying and Updating Data ................................................................................................... 3-2 3.3 Inspection, Testing, and Analysis ............................................................................................ 3-3 3.3.1 Maintenance Staff Interviews and Their Importance .................................................. 3-3 3.3.2 Sampling Analysis ...................................................................................................... 3-4 3.4 Resident Interviews .................................................................................................................. 3-5 iii 3.5 Tools and Functional Roles ...................................................................................................... 3-6 3.5.1 Tools ........................................................................................................................... 3-6 3.5.2 Functional Roles ......................................................................................................... 3-6 3.6 References ................................................................................................................................ 3-7 4. Post–Site Visit Modeling and Data Analysis ..................................................................................... 4-1 4.1 The IPMVP and Determination of Energy Savings ................................................................. 4-1 4.2 Level of Energy Audit.............................................................................................................. 4-2 4.3 Whole-Building Detailed Simulation Base-Case Model ......................................................... 4-3 4.4 Understanding ECM Analysis Tools ....................................................................................... 4-4 4.5 Understanding Complex Simulation Programs and Calibration .............................................. 4-5 4.5.1 Use of Shading Devices .............................................................................................. 4-5 4.5.2 Power Densities and Schedules ................................................................................... 4-6 4.5.3 Infiltration, Ventilation, and Exhaust Flows ............................................................... 4-8 4.5.4 Heating and Cooling Efficiencies and Controls .......................................................... 4-8 4.5.5 Indoor Temperatures ................................................................................................... 4-9 4.5.6 Fluid-Moving Systems ................................................................................................ 4-9 4.5.7 Final Calibration ......................................................................................................... 4-9 4.6 Savings Evaluation ................................................................................................................... 4-9 4.7 Additional Analyses ............................................................................................................... 4-10 4.8 References .............................................................................................................................. 4-10 5. Work Scope, Audit Report, and Next Steps ...................................................................................... 5-1 5.1 Energy Upgrade Process and Scope of this Report .................................................................. 5-2 5.2 Energy Audit Report ................................................................................................................ 5-2 5.2.1 Recommended Measures and Measure Packages ....................................................... 5-3 5.2.2 Basic Report Outline ................................................................................................... 5-3 5.3 Work Scope Generation ........................................................................................................... 5-4 5.4 Next Steps in the Energy Upgrade Process .............................................................................. 5-5 5.5 References ................................................................................................................................ 5-6 6. Appliances, Lighting, and Other Equipment ..................................................................................... 6-1 6.1 Understanding Baseloads ......................................................................................................... 6-1 6.1.1 Baseload Resources .................................................................................................... 6-3 6.1.2 Baseload Data from the 2009 RECS ........................................................................... 6-3 6.2 Occupancy and Staff Impacts .................................................................................................. 6-4 6.3 Evaluation and Opportunities ................................................................................................... 6-4 6.3.1 Lighting ....................................................................................................................... 6-4 6.3.2 Refrigerators ............................................................................................................... 6-6 6.3.3 Other Appliances and Equipment ............................................................................... 6-6 6.4 Data Gathering ......................................................................................................................... 6-7 6.4.1 Lighting ....................................................................................................................... 6-7 6.4.2 Refrigerators ............................................................................................................... 6-7 6.4.3 Other Equipment ......................................................................................................... 6-8 6.5 Challenges, Issues, and Pitfalls ................................................................................................ 6-8 6.6 Energy Audit Process ............................................................................................................... 6-9 6.6.1 Lighting ....................................................................................................................... 6-9 6.6.2 Refrigerators ............................................................................................................. 6-10 6.6.3 Other Equipment ....................................................................................................... 6-10 6.7 References .............................................................................................................................. 6-10 7. Building Enclosure ............................................................................................................................ 7-1 7.1 Background and Opportunities Overview ................................................................................ 7-2 7.1.1 Basic Insulation Measures .......................................................................................... 7-2 7.1.2 Thermal Bypasses ....................................................................................................... 7-3 iv 7.1.3 Airflow ........................................................................................................................ 7-4 7.1.4 Moisture Transfer ........................................................................................................ 7-6 7.1.5 Durability and Structural Issues .................................................................................. 7-8 7.1.6 Windows and Doors .................................................................................................... 7-8 7.2 Data Gathering ......................................................................................................................... 7-9 7.2.1 Interviews .................................................................................................................... 7-9 7.2.2 Inspections and Testing ............................................................................................... 7-9 7.2.3 Moisture and Water ................................................................................................... 7-11 7.2.4 Data for Energy Modeling ........................................................................................ 7-11 7.2.5 Quality of Construction ............................................................................................. 7-12 7.2.6 Instrumented Diagnostics .......................................................................................... 7-12 7.3 Challenges, Issues, and Pitfalls .............................................................................................. 7-13 7.4 Energy Audit Process ............................................................................................................. 7-14 7.4.1 General Considerations ............................................................................................. 7-14 7.4.2 Health and Safety Issues ........................................................................................... 7-15 7.4.3 Air and Vapor Barrier ............................................................................................... 7-15 7.4.4 Thermal Bypasses, Air Leakage, and Moisture Leakage .......................................... 7-16 7.4.5 Feasibility of Energy Conservation Measures .......................................................... 7-16 7.5 Codes and Standards .............................................................................................................. 7-16 7.6 References .............................................................................................................................. 7-17 8. Indoor Air Quality and Ventilation System ....................................................................................... 8-1 8.1 Low-Rise and High-Rise Differences ...................................................................................... 8-1 8.2 ASHRAE Standards 62.2 and 62.1 .......................................................................................... 8-2 8.3 Indoor Air Quality .................................................................................................................... 8-2 8.4 Multifamily Building IAQ Evaluation ..................................................................................... 8-4 8.5 Ventilation Systems ................................................................................................................. 8-4 8.6 Smoke and Fire Control ........................................................................................................... 8-5 8.7 Data Gathering and Opportunities ........................................................................................... 8-5 8.7.1 Standard 62.2 Method ................................................................................................. 8-5 8.7.2 Use of Standard 62.1 in Buildings over Three Stories ................................................ 8-7 8.7.3 Other Projects .............................................................................................................. 8-7 8.7.4 Basic Approach ........................................................................................................... 8-7 8.7.5 Opportunities ............................................................................................................... 8-8 8.7.6 Data for Energy Modeling .......................................................................................... 8-9 8.8 Challenges, Issues, and Pitfalls ................................................................................................ 8-9 8.9 Energy Audit Process ............................................................................................................... 8-9 8.10 Codes and Standards .............................................................................................................. 8-11 8.11 Other Resources ..................................................................................................................... 8-11 8.12 References .............................................................................................................................. 8-11 9. Centralized Heating and Cooling ....................................................................................................... 9-1 9.1 System Background ................................................................................................................. 9-4 9.1.1 Steam Systems Overview ........................................................................................... 9-4 9.1.2 Hot Water Systems Overview ..................................................................................... 9-5 9.1.3 Heat Pump Systems Overview .................................................................................... 9-5 9.1.4 Chilled Water Systems Overview ............................................................................... 9-6 9.1.5 Campus and District Steam Systems .......................................................................... 9-6 9.2 What is Efficiency and What are the Opportunities? ............................................................... 9-7 9.2.1 Heating Plants ............................................................................................................. 9-7 9.2.2 Hydronic Heat Pump Systems .................................................................................. 9-10 9.2.3 Chiller Plants ............................................................................................................. 9-11 9.3 Energy Audit of Steam Systems ............................................................................................ 9-13 v 9.3.1 Energy Audit Process ................................................................................................ 9-13 9.3.2 Evaluation and Measurement .................................................................................... 9-14 9.4 Energy Audit of Hot Water Systems ...................................................................................... 9-23 9.4.1 Energy Audit Process ................................................................................................ 9-24 9.4.2 Evaluation and Measurement .................................................................................... 9-25 9.5 Energy Audit of Hydronic Heat Pump Systems .................................................................... 9-31 9.6 Energy Audit of Central Chiller Plants .................................................................................. 9-32 9.7 Thermal Energy Storage and Isolated Zone Heat Pumps ...................................................... 9-34 9.8 Codes and Standards .............................................................................................................. 9-34 9.9 Additional Resources ............................................................................................................. 9-34 9.10 References .............................................................................................................................. 9-34 10. Local Heating and Cooling Systems ................................................................................................ 10-1 10.1 System Populations ................................................................................................................ 10-3 10.2 System Descriptions ............................................................................................................... 10-3 10.2.1 Furnaces and Unitary Air Conditioners .................................................................... 10-3 10.2.2 Heat Pumps ............................................................................................................... 10-4 10.2.3 Window Air Conditioners ......................................................................................... 10-5 10.2.4 Other Systems ........................................................................................................... 10-5 10.3 Evaluation and Opportunities ................................................................................................. 10-6 10.3.1 Energy Model Space Types ...................................................................................... 10-6 10.3.2 System Sizing............................................................................................................ 10-6 10.3.3 Heating Efficiency .................................................................................................... 10-6 10.3.4 Cooling Efficiency .................................................................................................... 10-8 10.3.5 Duct Efficiency ......................................................................................................... 10-8 10.3.6 Fan and Motor Efficiency ....................................................................................... 10-10 10.3.7 Thermostat Control Impacts.................................................................................... 10-11 10.3.8 Other Control Options ............................................................................................. 10-11 10.4 Data Gathering ..................................................................................................................... 10-11 10.4.1 Fan Motors .............................................................................................................. 10-12 10.4.2 Ducts ....................................................................................................................... 10-12 10.4.3 Furnaces .................................................................................................................. 10-13 10.4.4 Heat Pumps ............................................................................................................. 10-14 10.4.5 Other Heating Equipment ....................................................................................... 10-14 10.4.6 Cooling Equipment ................................................................................................. 10-14 10.4.7 Indoor Temperatures and Thermostats ................................................................... 10-15 10.5 Challenges, Issues, and Pitfalls ............................................................................................ 10-15 10.6 Energy Audit Process ........................................................................................................... 10-16 10.7 Codes and Standards ............................................................................................................ 10-17 10.8 Other Resources ................................................................................................................... 10-17 10.9 References ............................................................................................................................ 10-17 11. Domestic Hot Water ........................................................................................................................ 11-1 11.1 Hot Water Loads .................................................................................................................... 11-2 11.2 Water Heating Systems .......................................................................................................... 11-2 11.2.1 Heat Generation and Distribution ............................................................................. 11-3 11.3 Energy Audit Process ............................................................................................................. 11-3 11.4 Evaluation and Opportunities ................................................................................................. 11-5 11.5 Data Gathering ....................................................................................................................... 11-7 11.5.1 Interviews .................................................................................................................. 11-7 11.5.2 Safety Issues .............................................................................................................. 11-7 11.5.3 Outlet Water Temperature ........................................................................................ 11-8 11.5.4 DHW Generation Source and Centralized Devices .................................................. 11-8 vi 11.5.5 Centralized Distribution Systems .............................................................................. 11-8 11.6 Challenges and Special Issues ................................................................................................ 11-9 11.7 Evaluation Resources ............................................................................................................. 11-9 11.8 Codes and Standards ............................................................................................................ 11-10 11.9 References ............................................................................................................................ 11-10 12. Special Topics .................................................................................................................................. 12-1 12.1 Water Conservation................................................................................................................ 12-1 12.1.1 References ................................................................................................................. 12-2 12.2 Cold Water Supply ................................................................................................................. 12-2 12.2.1 Water Quality ............................................................................................................ 12-3 12.3 Landscape, Irrigation, and Outdoor Water Use ..................................................................... 12-4 12.3.1 References ................................................................................................................. 12-4 12.4 Solar Systems ......................................................................................................................... 12-5 12.4.1 Background and Scope ............................................................................................. 12-5 12.4.2 Solar Thermal Systems ............................................................................................. 12-5 12.4.3 Photovoltaic Systems ................................................................................................ 12-6 12.4.4 Evaluation and Opportunities.................................................................................... 12-7 12.4.5 Challenges, Issues, and Pitfalls ................................................................................. 12-8 12.4.6 Codes, Standards, and References ............................................................................ 12-8 12.5 Swimming Pools .................................................................................................................. 12-10 12.6 Cogeneration Systems .......................................................................................................... 12-10 12.6.1 References ............................................................................................................... 12-11 12.7 Central Campus Systems ..................................................................................................... 12-11 12.7.1 References ............................................................................................................... 12-12 12.8 Historical Buildings Issues ................................................................................................... 12-12 12.8.1 References ............................................................................................................... 12-13 vii
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