i Taxonomic Nomenclature ii iii Taxonomic Nomenclature What’s in a Name – Theory and History Igor Ya. Pavlinov iv First edition published 2022 by CRC Press 6000 Broken Sound Parkway NW, Suite 300, Boca Raton, FL 33487-2742 and by CRC Press 2 Park Square, Milton Park, Abingdon, Oxon OX14 4RN © 2022 Igor Ya. Pavlinov CRC Press is an imprint of Taylor & Francis Group, LLC Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. 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Title: Taxonomic nomenclature: what’s in a name: theory and history / Igor Ya Pavlinov. Description: First edition. | Boca Raton: CRC Press, 2021. | Includes bibliographical references and index. | Summary: “This book a conceptual examination of the role of nomenclature in systematics. It is not just another “instruction for use” of the nomenclature codes. The goal is to review theoretical foundations of taxonomic nomenclature and historical development of its fundamental regulating features”– Provided by publisher. Identifiers: LCCN 2021023416 | ISBN 9781032015071 (hardback) | ISBN 9781032022437 (paperback) | ISBN 9781003182535 (ebook) Subjects: LCSH: Biology–Nomenclature. | Plants–Nomenclature. | Animals–Nomenclature. Classification: LCC QH83 .P395 2021 | DDC 578.01/2–dc23 LC record available at https://lccn.loc.gov/2021023416 ISBN: 978-1-032-01507-1 (hbk) ISBN: 978-1-032-02243-7 (pbk) ISBN: 978-1-003-18253-5 (ebk) DOI: 10.1201/9781003182535 Typeset in Times by Newgen Publishing UK v Things are so because they are called so. Chuang- tzu vi vii Contents Preface ......................................................................................................................ix Introduction ...............................................................................................................1 Theoretical Part Chapter 1 Taxonomic Theory and Nomenclature .................................................7 1.1 The Basics of Taxonomic Theory ..............................................7 1.2 How Does Taxonomic Theory Matter? ....................................11 1.3 Taxonomic Hierarchy: A Case Study .......................................15 Chapter 2 Basic Elements of a Theory of Nomenclature ....................................21 2.1 Basic Thesaurus .......................................................................22 2.1.1 Nomenclature Concepts, Systems, Codes ..................22 2.1.2 Nomenclatural Objects ...............................................24 2.1.3 Nomenclature Regulators ...........................................29 2.1.4 Nomenclatural Activity and Tasks ..............................33 2.2 To the Philosophy of T- Designators .........................................35 2.3 Basic Nomenclature Concepts .................................................42 Chapter 3 Basic Principles of Nomenclature ......................................................47 3.1 General Regulatory Principles .................................................49 3.2 Cognitive Principles .................................................................52 3.3 Linguistic Principles ................................................................57 3.4 Juridical Principles ...................................................................63 3.5 Taxonomic Principles ...............................................................76 3.6 Pragmatic and Other Principles ...............................................93 Historical Part Chapter 4 An Overview and the Beginning ........................................................97 4.1 Main Historical Trends and Stages ..........................................98 4.2 The Empirical Route ..............................................................100 4.2.1 Folk Nomenclature ...................................................101 4.2.2 Language of Proto- Systematics ................................103 vii viii viii Contents Chapter 5 The Essentialist Route ......................................................................115 5.1 Major Features .......................................................................115 5.2 Pre- Linnaean Stage ................................................................118 5.3 Linnaean Reform ...................................................................125 Chapter 6 The Nominalist Route ......................................................................135 6.1 Dawn of Nominalism .............................................................137 6.1.1 Adansonean Reform: A Failed Attempt ...................138 6.1.2 Affirmation of Binomial Nomenclature ...................139 6.2 The 19th Century: Basic Issues ..............................................144 6.2.1 Rank Fragmentation and Rank Dependence ............144 6.2.2 Priority vs. Usage .....................................................146 6.2.3 Circumscription vs. Characters vs. Types .................147 6.2.4 Classicality vs. Arbitrariness of Names ....................149 6.3 The 19th Century: Codification of Nomenclature .................150 6.3.1 First Codes ................................................................151 6.3.1.1 Botany .......................................................151 6.3.1.2 Zoology .....................................................156 6.3.2 The “Great Schism”: Multiplication of Codes .........161 6.3.2.1 Botany .......................................................161 6.3.2.2 Zoology .....................................................171 6.3.3 Prototypes of BioCode .............................................178 6.4 The 20th Century: Traditions and Innovations ......................182 6.4.1 Major Trends ............................................................182 6.4.2 Botany ......................................................................187 6.4.3 Zoology ....................................................................190 6.4.4 Microbiology ............................................................193 6.4.5 Cultivated Plants .......................................................194 6.5 Draft BioCode ........................................................................195 Chapter 7 The Conceptualist Route ..................................................................197 7.1 Rational- Logical Nomenclature .............................................198 7.2 Phylogenetic Nomenclature ...................................................202 Instead of Conclusion: A General Outlook ........................................................207 References .............................................................................................................211 Index ......................................................................................................................255 ix Preface Taxonomic nomenclature (often called biological, but this is not fully correct; see Introduction) constitutes an important part of the professional language of biological systematics. The latter describes the diversity of organisms by arranging them in taxa of various levels of generality and assigning them scientific names. These names serve as one of the important aids of communications both between taxonomists them- selves and between them and various users of taxonomic knowledge. The nomencla- ture manages all these names in a certain way by regulating how they are established, allocated, corrected, rejected, etc., with the principles and rules that are summarized by the rulebooks, usually called Rules, Laws, or Codes. This explains the great attention paid by systematists to various issues concerning taxonomic nomenclature. Its principles and rules have been being elaborated since the 16th century, when biological systematics began developing its scientific method together with its professional language. At present, it is still subject to the active public discussions aimed at its improvement, with participation of not only profes- sional systematic biologists but also philosophers, and the new Codes still appear, at least as projects (such as PhyloCode, BioCode, Linz ZooCode). The textbooks and manuals on biological systematics usually contain sections on nomenclature, and several books were published especially devoted to it. However, they are of empir- ical nature and mostly comment on the provisions and working principles of the current Codes. With this book, I would like to bring to your attention a substantively different look at taxonomic nomenclature. It is provided for by a general understanding that the latter, being a part of the professional language of systematics, cannot be considered outside the meaningful context imposed by the whole of systematics, not only empir- ical but also theoretical. My main objective is to consider in depth some ideas of what the nomenclature is as a specific linguistic system, how it is structured and functions in this capacity, how and why it develops, and how the nomenclature concepts and principles correlate with each other and with certain regulators “external” to them. In this regard, one of the important objectives of the exploration of taxonomic nomen- clature becomes consideration of certain general mechanisms that determine its basic structure and development. In particular, special emphasis is given to the “hidden” impact of the theoretical foundations of systematics on taxonomic nomenclature to make this impact more evident and thus explicitly interpretable. Such a wide-s cope largely conceptual consideration of taxonomic nomenclature allows the highlighting of the following important points in it that usually elude the attention of its explorers and interpreters bounded by a commonly accepted view: • The nomenclature principles and rules, as they are summarized by the Codes, were established on a precedence basis and therefore are purely empirical; so the whole of nomenclature needs thorough theoretical analysis. ix