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Systems Approaches to Management This page intentionally left blank Systems Approaches to Management MICHAEL C. JACKSON University of Hull Hull, United Kingdom KLUWER ACADEMIC PUBLISHERS NEW YORK,BOSTON, DORDRECHT, LONDON, MOSCOW eBookISBN: 0-306-47465-4 Print ISBN: 0-306-46500-0 ©2002 Kluwer Academic Publishers NewYork, Boston, Dordrecht, London, Moscow Print ©2000 Kluwer Academic/Plenum Publishers New York All rights reserved No part of this eBook maybe reproducedor transmitted inanyform or byanymeans,electronic, mechanical, recording, or otherwise, without written consent from the Publisher Created in the United States of America Visit Kluwer Online at: http://kluweronline.com and Kluwer's eBookstore at: http://ebooks.kluweronline.com For some people, when you say "Timbuktu" it is like the end of the world, but that is not true. I am from Timbuktu, and I can tell you we are right at the heart of the world. Ali Farka Toure This page intentionally left blank PREFACE It is nearly ten years since my book Systems Methodologyfor the Management Sciences was published. The intention at that time was to seek to recover for systems thinking the dominant role it had once played in the development of the management sciences; for example, in organization theory and operational research. That dominance had been lost, it was argued, for two reasons. Many academics continued to associate systems thinking with an unfashionable functionalism and rejected it for that reason. Many practitioners had lost faith because the systems movement seemed to be tearing itself apart as factions variously championed systems analysis, cybernetics, soft systems thinking, critical systems thinking and so forth. Systems Methodology for the Management Sciences had modest success in rebuilding confidence in systems thinking in both the academic and practitioner communities. To academics it demonstrated that systems ideas had much to contribute in interpretive and radical, as well as in functionalist discourse. Systems thinking could exist in and support more than one paradigm and indeed had succumbed to its own disputes between paradigms - the source of the very infighting that troubled practitioners. To practitioners the book brought the message that diversity was a sign of strength in the systems movement and not an indication of weakness. It did this by demonstrating the complementary role that various systems methodologies could play in the overall task of managerial decision making and problem management. Systems Methodology for the Management Sciences was a book that sought to develop the systems approach as a whole rather than to advocate a particular version of systems thinking against others. As such it contributed to the growing maturity of the systems movement. At the same time, of course, other developments have also impacted on systems thinking and helped to take the systems movement forward. The work of Maturana and Varela on “autopoietic systems” has become of increasing significance in a variety of different fields. Senge’s combination of system dynamics with aspects of soft systems thinking, in The Fifth Discipline, captured the imagination of practitioners who helped propel it to the top of the best-seller charts. The impact of chaos and complexity theory has been felt in many disciplines and the insights that can be derived for management practice have started to be applied in organizations. And while these newer developments have appeared to monopolize the attention of commentators, it is true that significant progress has also been made in some of the already existing research programs in the field. Soft operational research became more widely accepted and “softer” versions of cybernetics and system dynamics were proposed. Soft systems methodology was reconceptualized to have a “Mode 2” as well as “Mode 1” usage, and was extended to the domain of information vii viii PREFACE systems. Critical systems thinking came of age, severing its automatic connection to an emancipatory approach and further encouraging pluralism and multi-methodology use. Across much of the systems domain postmodernism forced a rethinking that began to effect practice as well as theory. In these circumstances it is not surprising that there is a need for a new version of the book. This must take account of later arrivals in the systems arena, like chaos and complexity theory, chart progress over the last ten years in those research traditions which existed in 1991, and reflect on those developments in systems thinking that Systems Methodologyfor the Management Sciences itself had a modest part in bringing about. In producing this new version I have tried to maintain and enhance what I believe are seen as the merits of the original book. These go back to the intention behind that volume. If systems thinking is to recapture a hegemonic role with respect to the management sciences it has to be theoretically and methodologically coherent in a world beyond functionalism, where a multitude of paradigms and discourses compete. If systems thinking is to be widely employed by managers and decision-makers then it must offer them clear and non- contradictory advice on how its findings can be put to use. The aims of the new book remain, therefore, to provide theoretical and methodological coherence to systems thinking, and to do so in a manner which enhances the practical relevance of the ideas. Of course the new book also sees changes both to the material covered and its arrangement. The book has been thoroughly up-dated to offer an account of the main strands of systems thinking as they stand at the beginning of the new millennium. The structure of the book has also been altered so that, in line with changes in my understanding of the different systems approaches and what they can contribute to systems thinking generally, the significance of the material is more clearly and accurately represented. My guide to rearranging the structure has been the new account of critical systems thinking which I set out in Part III. The book also has a change in name, reflecting some continuity with Systems Methodology for the Management Sciences but also the considerable rethinking and almost entire rewriting that has been necessary. It is certainly about “systems” and celebrates the power of systems ideas in both theory and practice. It remains much concerned with “methodology” as the way of ensuring a fruitful relationship between theory and practice. It is not only about methodology however. The social and systems theories, which have been incorporated in the variety of methodologies that exist, are documented at length and so are many of the models, tools and techniques which are made use of in systems methodologies. The phrase “Systems Approaches” is preferred to “Systems Methodology” to capture this more inclusive concern. The second part of the title of the original book could also prove misleading. To declare that the new book is “for the management sciences” would suggest that its audience is limited to that group of experts who seek to employ “science” in the service of managers. The readership of the original book was much broader than this as it was found to be accessible to students and informed practitioners as well as to academics and specialist consultants and management scientists. In the new book the scope is broader still and the aim is to appeal to a still wider audience. Systems thinking can be and is used by experts but much of it can be made available for managers undertaking their everyday tasks. The new name Systems Approaches to Management hopefully makes this clear. Even then it is necessary to insist that management is interpreted in the broadest possible sense. Systems thinking can be employed by radicals seeking to change the world and, given a particular postmoderntinge, by those seeking simply to have fun in organizations. This book caters for these individualsjust as much as for managers seeking to improve the efficiency and effectiveness of large organizations. Whichever category you identify with, I hope you will find inspiring and helpful what Systems Approaches to Management holds in store. PREFACE ix The author is grateful to the following for their permission to reproduce previously published material: Abacus, for Figure 4.5. Harper Collins, for Figures 4.6, 4.7 and 4.8. McGraw-Hill, for parts of Critical Systems Thinking and Information Systems Research (Jackson, in Mingers and Gill, eds., 1997), used in Chapter 12. The Operational Research Society, for Figure 8.1. Random House, for Figures 6.8 and 6.9. Sage, for Figure 6.14. Stockton Press, for parts of Towards Coherent Pluralism in Management Science (Jackson, 1999), used in Chapter 11. John Wiley, for parts of Creative Problem Solving: Total Systems Intervention (Flood and Jackson, 1991), used in Chapters 10 and 11; and for Figures 2.1, 6.3, 6.6, 7.5, 7.15, 12.1, 12.2, 12.4 and 12,5. Then there are some essential acknowledgements. Peter Checkland, Bob Flood and Paul Keys were mentioned in the previous book and their influence over the form and content of this book remains strong. As well as pursuing my research I have, over the last ten years, sought to build systems research groups, management departments, schools and faculties at Hull, and Lincolnshire and Humberside Universities; been editor of Systems Research and Behavioral Science and editor (and then associate editor) of Systemic Practice and Action Research; and acted as Chair of the UK Systems Society and President of the International Federation for Systems Research. Thanks to all who made these things possible and shared the endeavors - especially Russ Ackoff, Bela Banathy, Keith Ellis, Amanda Gregory, Gerald Midgley, Doreen Osuch and Zhu Zhichang. I am grateful to the students who helped me develop the ideas and worked on some of the projects reported in the book, particularly Mary Ashton, Alvaro Carrizosa, D.P. Dash, Steve Green, Giles Hindle, Luisa Garcia, Nasser Jabari, Bridget Mears-Young, Andres Mejia, Clemencia Morales, Maria Ortegon, Roberto Palacios and Gokhan Torlak. Special thanks are due to Catherine Gaskell who did much of the basic research for the new material in the book and Alison Parker who finished the research and tidied up the text. Ted Geerling helped with the proof reading. Doreen Gibbs word-processed the manuscript and helped me organize and enjoy my working life. She is a model of efficiency, effectiveness and good humor. I dedicate the volume to my wife Pauline and sons, Christopher and Richard, all of whom have made sacrifices so that it could be finished. Mike C. Jackson University of Hull

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Systems Thinking is a new paradigm set to revolutionize management practice in the 21st century. Systems Approaches to Management is the most comprehensive guide available to the application of this new paradigm in the field of management. It, + Traces the emergence of holistic thinking in disciplin
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