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SYSTEM ENGINEERING ANALYSIS, DESIGN, AND DEVELOPMENT WILEY SERIES IN SYSTEMS ENGINEERING AND MANAGEMENT Andrew P. Sage, Editor A complete list of the titles in this series appears at the end of this volume. SYSTEM ENGINEERING ANALYSIS, DESIGN, AND DEVELOPMENT Concepts, Principles, and Practices CHARLESS.WASSON ©2004– 2016WassonStrategics,LLCAllrightsReserved PublishedbyJohnWiley&Sons,Inc.,Hoboken,NewJersey PublishedsimultaneouslyinCanada Nopartofthispublicationmaybereproduced,storedinaretrievalsystem,ortransmittedinanyformorbyanymeans,electronic,mechanical,photocopying, recording,scanning,orotherwise,exceptaspermittedunderSection107or108ofthe1976UnitedStatesCopyrightAct,withouteitherthepriorwritten permissionofthePublisher,orauthorizationthroughpaymentoftheappropriateper-copyfeetotheCopyrightClearanceCenter,Inc.,222RosewoodDrive, Danvers,MA01923,(978)750-8400,fax(978)750-4470,oronthewebatwww.copyright.com.RequeststothePublisherforpermissionshouldbe addressedtothePermissionsDepartment,JohnWiley&Sons,Inc.,111RiverStreet,Hoboken,NJ07030,(201)748-6011,fax(201)748-6008,oronlineat http://www.wiley.com/go/permission. LimitofLiability/DisclaimerofWarranty:Whilethepublisherandauthorhaveusedtheirbesteffortsinpreparingthisbook,theymakenorepresentationsor warrantieswithrespecttotheaccuracyorcompletenessofthecontentsofthisbookandspecificallydisclaimanyimpliedwarrantiesofmerchantabilityor fitnessforaparticularpurpose.Nowarrantymaybecreatedorextendedbysalesrepresentativesorwrittensalesmaterials.Theadviceandstrategies containedhereinmaynotbesuitableforyoursituation.Youshouldconsultwithaprofessionalwhereappropriate.Neitherthepublishernorauthorshallbe liableforanylossofprofitoranyothercommercialdamages,includingbutnotlimitedtospecial,incidental,consequential,orotherdamages. Theconcepts,principles,methodologies,diagrams,orprocessescreatedbytheauthoranddisclosedhereinmaynotbeusedasthefoundation,infrastructure, ordevelopmentofsoftwareproductsandtoolsofanykind,marketingortrainingmaterials,orserviceswithoutthepriorwrittenpermissionorlicensingof WassonStrategics,LLC.Forgeneralinformationonourotherproductsandservicesorfortechnicalsupport,pleasecontactourCustomerCareDepartment withintheUnitedStatesat(800)762-2974,outsidetheUnitedStatesat(317)572-3993orfax(317)572-4002. Wileyalsopublishesitsbooksinavarietyofelectronicformats.Somecontentthatappearsinprintmaynotbeavailableinelectronicformats.Formore informationaboutWileyproducts,visitourwebsiteatwww.wiley.com. LibraryofCongressCataloging-in-PublicationData: Wasson,CharlesS.,1948- Systemengineeringanalysis,design,anddevelopment:concepts,principles,andpractices/CharlesS.Wasson. pagescm Revisededitionof:Systemanalysis,design,anddevelopment.Hoboken,N.J.:Wiley-Interscience,2005. Includesbibliographicalreferencesandindex. ISBN978-1-118-44226-5(cloth) 1.Systemdesign.2.Systemanalysis.I.Title. QA76.9.S88W3732015 003–dc23 2014018409 CoverimagecourtesyofiStockphoto©cgtoolbox Typesetin10/12ptTimesLTStdbySPiGlobal,Chennai,India PrintedintheUnitedStatesofAmerica 10987654321 1 2016 CONTENTS FOREWORD xv PREFACETOTHESECONDEDITION xvii ABOUTTHECOMPANIONWEBSITE xxi INTRODUCTION—HOWTOUSETHISTEXT xxiii 1 Systems,Engineering,andSystemsEngineering 1 1.1 DefinitionsofKeyTerms, 2 1.2 ApproachtothisChapter, 2 1.3 WhatisaSystem?, 3 1.4 LearningtoRecognizeTypesofSystems, 7 1.5 WhatisSE?, 8 1.6 SystemVersusSystemsEngineering, 12 1.7 SE:HistoricalNotes, 13 1.8 SystemsThinkingandSE, 13 1.9 ChapterSummary, 15 1.10 ChapterExercises, 15 1.11 References, 16 2 TheEvolvingStateofSEPractice-ChallengesandOpportunities 17 2.1 DefinitionsofKeyTerms, 19 2.2 ApproachtothisChapter, 20 2.3 TheStateofSEandSystemDevelopmentPerformance, 20 2.4 UnderstandingtheProblem:RootCauseAnalysis, 24 2.5 Industry,Government,Academic,Professional,andStandardsOrganizations Solutions, 27 2.6 DefiningtheProblem, 32 2.7 EngineeringEducationChallengesandOpportunities, 42 2.8 ChapterSummary, 43 2.9 ChapterExercises, 46 2.10 References, 46 vi CONTENTS PARTI SYSTEMENGINEERINGANDANALYSISCONCEPTS 49 3 SystemAttributes,Properties,andCharacteristics 51 3.1 DefinitionofKeyTerms, 51 3.2 AnalyticalRepresentationofaSystem, 53 3.3 SystemStakeholders:UserandEndUserRoles, 55 3.4 SystemAttributes, 56 3.5 SystemProperties, 56 3.6 SystemCharacteristics, 60 3.7 TheSystem’sStateofEquilibriumandtheBalanceofPower, 61 3.8 System/ProductLifeCycleConcepts, 64 3.9 SystemAcceptability:ChallengesforAchievingSuccess, 71 3.10 ChapterSummary, 74 3.11 ChapterExercises, 74 3.12 References, 75 4 UserEnterpriseRoles,Missions,andSystemApplications 76 4.1 DefinitionsofKeyTerms, 76 4.2 ApproachtothisChapter, 77 4.3 UserRolesandMissions, 78 4.4 UnderstandingandDefiningUserMissions, 83 4.5 UnderstandingtheUser’sProblem,Opportunity,andSolution Spaces, 88 4.6 ChapterSummary, 97 4.7 ChapterExercises, 97 4.8 References, 98 5 UserNeeds,MissionAnalysis,UseCases,andScenarios 99 5.1 DefinitionsofKeyTerms, 100 5.2 ApproachtothisChapter, 101 5.3 Commercial/ConsumerProductVersusContractSystemDevelopment, 101 5.4 UserOperationalNeedsIdentification, 103 5.5 MissionAnalysis, 107 5.6 MissionOperationalEffectiveness, 114 5.7 DefiningMissionandSystemUCsandScenarios, 117 5.8 ChapterSummary, 127 5.9 ChapterExercises, 127 5.10 References, 128 6 SystemConceptsFormulationandDevelopment 129 6.1 DefinitionsofKeyTerms, 129 6.2 ConceptualizationofSystemOperations, 131 6.3 TheSystemOperationsModel, 131 6.4 FormulatingandDevelopingtheSystemConcepts, 138 6.5 ChapterSummary, 144 6.6 ChapterExercises, 145 6.7 References, 145 7 SystemCommandandControl(C2)-Phases,Modes,andStates ofOperation 147 7.1 DefinitionsofKeyTerms, 148 7.2 ApproachtothisChapter, 149 CONTENTS vii 7.3 SystemPhasesofOperation, 150 7.4 IntroductiontoSystemModesandStates, 151 7.5 EnterprisePerspective—EngineeredSystemStates, 154 7.6 EngineeringPerspective—ModesandStates, 157 7.7 ApplyingPhases,Modes,andStatesofOperation, 168 7.8 ModesandStatesConstraints, 169 7.9 ChapterSummary, 172 7.10 ChapterExercises, 172 7.11 References, 173 8 SystemLevelsofAbstraction,Semantics,andElements 174 8.1 DefinitionsofKeyTerms, 174 8.2 EstablishingandBoundingtheSystem’sContext, 175 8.3 SystemLevelsofAbstractionandSemantics, 176 8.4 SystemDecompositionVersusIntegrationEntityRelationships, 181 8.5 Logical–PhysicalEntityRelationship(ER)Concepts, 183 8.6 ArchitecturalSystemElementConcepts, 186 8.7 ChapterSummary, 196 8.8 ChapterExercises, 196 8.9 References, 197 9 ArchitecturalFrameworksoftheSOIandItsOperatingEnvironment 198 9.1 DefinitionsofKeyTerms, 198 9.2 ApproachtothisChapter, 199 9.3 IntroductiontotheSOIArchitecture, 199 9.4 UnderstandingtheOEArchitecture, 201 9.5 OtherArchitecturalFrameworks, 209 9.6 UnderstandingTheSystemThreatEnvironment, 209 9.7 SOIInterfaces, 211 9.8 ChapterSummary, 218 9.9 ChapterExercises, 218 9.10 References, 218 10 ModelingMissionSystemandEnablingSystemOperations 219 10.1 DefinitionsofKeyTerms, 219 10.2 ApproachtothisChapter, 219 10.3 TheSystemBehavioralResponseModel, 220 10.4 SystemCommand&Control(C2)InteractionConstructs, 221 10.5 ModelingSystemControlFlowandDataFlowOperations, 225 10.6 ModelingMissionSystemandEnablingSystemOperations, 230 10.7 ModelinganOperationalCapability, 235 10.8 NestedOperationalCycles, 241 10.9 Model-BasedSystemsEngineering(MBSE), 241 10.10 ChapterSummary, 243 10.11 ChapterExercises, 243 10.12 References, 243 11 AnalyticalProblem-SolvingandSolutionDevelopmentSynthesis 245 11.1 DefinitionsofKeyTerms, 245 11.2 PartI:SystemEngineeringandAnalysisConcepts Synthesis, 245 11.3 ShiftingtoaNewSystemsEngineeringParadigm, 246 viii CONTENTS 11.4 TheFourDomainSolutionsMethodology, 248 11.5 ChapterSummary, 251 11.6 References, 254 PARTII SYSTEMENGINEERINGANDDEVELOPMENT PRACTICES 255 12 IntroductiontoSystemDevelopmentStrategies 257 12.1 DefinitionsofKeyTerms, 258 12.2 ApproachtothisChapter, 259 12.3 SystemDevelopmentWorkflowStrategy, 260 12.4 Multi-LevelSystemsDesignandDevelopmentStrategy, 262 12.5 ChapterSummary, 268 12.6 ChapterExercises, 268 12.7 References, 269 13 SystemVerificationandValidation(V&V)Strategy 270 13.1 DefinitionsofKeyTerms, 270 13.2 ApproachtothisChapter, 272 13.3 SystemV&VConceptsOverview, 275 13.4 SystemVerificationPractices, 278 13.5 SystemValidationPractices, 283 13.6 ApplyingV&VtotheSystemDevelopmentWorkflowProcesses, 285 13.7 IndependentVerification&Validation(IV&V), 290 13.8 ChapterSummary, 291 13.9 ChapterExercises, 292 13.10 References, 292 14 TheWassonSystemsEngineeringProcess 293 14.1 DefinitionsofKeyTerms, 293 14.2 ApproachtothisChapter, 294 14.3 EvolutionofSEProcesses, 294 14.4 TheWassonSEProcessModel, 296 14.5 WassonSEProcessModelCharacteristics, 306 14.6 ApplicationoftheWassonSEProcessModel, 310 14.7 TheStrengthoftheWassonSEProcessModel, 311 14.8 ChapterSummary, 311 14.9 ChapterExercises, 312 14.10 References, 312 15 SystemDevelopmentProcessModels 313 15.1 DefinitionsofKeyTerms, 314 15.2 IntroductiontotheSystemDevelopmentModels, 315 15.3 WaterfallDevelopmentStrategyandModel, 316 15.4 “V”SystemDevelopmentStrategyandModel, 318 15.5 SpiralDevelopmentStrategyandModel, 322 15.6 IterativeandIncrementalDevelopmentModel, 324 15.7 EvolutionaryDevelopmentStrategyandModel, 325 15.8 AgileDevelopmentStrategyandModel, 326 15.9 SelectionofSystemVersusComponentDevelopment Models, 341

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Praise for the first edition: “This excellent text will be useful to every system engineer (SE) regardless of the domain. It covers ALL relevant SE material and does so in a very clear, methodical fashion. The breadth and depth of the author's presentation of SE principles and practices is outst
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