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Advances in Polymer Science 279 Maria Laura Di Lorenzo René Androsch Editors Synthesis, Structure and Properties of Poly(lactic acid) 279 Advances in Polymer Science Editorial Board: A. Abe, Yokohama, Kanagawa, Japan A.-C. Albertsson, Stockholm, Sweden G.W. Coates, Ithaca, NY, USA J. Genzer, Raleigh, NC, USA S. Kobayashi, Kyoto, Japan K.-S. Lee, Daejeon, South Korea L. Leibler, Paris, France T.E. Long, Blacksburg, VA, USA M. M€oller, Aachen, Germany O. Okay, Istanbul, Turkey V. Percec, Philadelphia, PA, USA B.Z. Tang, Hong Kong, China E.M. Terentjev, Cambridge, UK P. Theato, Hamburg, Germany M.J. Vicent, Valencia, Spain B. Voit, Dresden, Germany U. Wiesner, Ithaca, NY, USA X. Zhang, Beijing, China Aims and Scope TheseriesAdvancesinPolymerSciencepresentscriticalreviewsofthepresentand futuretrendsinpolymerandbiopolymerscience.Itcoversallareasofresearchin polymerandbiopolymerscienceincludingchemistry,physicalchemistry,physics, materialscience. The thematic volumes are addressed to scientists, whether at universities or in industry,whowishtokeepabreastoftheimportantadvancesinthecoveredtopics. AdvancesinPolymerScienceenjoysalongstandingtraditionandgoodreputa- tioninitscommunity.Eachvolumeisdedicatedtoacurrenttopic,andeachreview critically surveys one aspect of that topic, to place it within the context of the volume.Thevolumestypicallysummarizethesignificantdevelopmentsofthelast 5to10yearsanddiscussthemcritically,presentingselectedexamples,explaining and illustrating the important principles, and bringing together many important referencesofprimaryliterature.Onthatbasis,futureresearchdirectionsinthearea canbediscussed.AdvancesinPolymerSciencevolumesthusareimportantrefer- ences for every polymer scientist, as well as for other scientists interested in polymerscience-asanintroductiontoaneighboringfield,orasacompilationof detailedinformationforthespecialist. Review articles for the individual volumes are invited by the volume editors. Singlecontributionscanbespeciallycommissioned. Readership:Polymerscientists,orscientistsinrelatedfieldsinterestedinpoly- merandbiopolymerscience,atuniversitiesorinindustry,graduatestudents. Specialoffer: For all clients with a standing order we offer the electronic form of Advances in PolymerSciencefreeofcharge. Moreinformationaboutthisseriesathttp://www.springer.com/series/12 Maria Laura Di Lorenzo • Rene´ Androsch Editors Synthesis, Structure and Properties of Poly(lactic acid) With contributions by (cid:1) (cid:1) (cid:1) M.A. Abdel-Rahman R. Androsch A.B. Biernesser (cid:1) (cid:1) (cid:1) J.A. Byers A. Czerniecka-Kubicka K.R. Delle Chiaie (cid:1) (cid:1) (cid:1) M.L. Di Lorenzo S. Domenek V. Ducruet (cid:1) (cid:1) (cid:1) (cid:1) S. Fernandes-Nassar G. Gorrasi A. Kaur J.A. Kehl (cid:1) (cid:1) (cid:1) (cid:1) (cid:1) Y. Kimura B. Lotz K. Masutani R. Pantani M. Pyda (cid:1) (cid:1) (cid:1) M.C. Righetti C. Schick K. Sonomoto J. Tan Editors MariaLauraDiLorenzo Rene´Androsch InstituteofPolymers,Composites InterdisciplinaryCenterforTransfer-Oriented andBiomaterials ResearchinNaturalSciences NationalResearchCouncil MartinLutherUniversityHalle-Wittenberg Pozzuoli(NA),Italy Halle/S.,Germany ISSN0065-3195 ISSN1436-5030 (electronic) AdvancesinPolymerScience ISBN978-3-319-64229-1 ISBN 978-3-319-64230-7 (eBook) https://doi.org/10.1007/978-3-319-64230-7 LibraryofCongressControlNumber:2017952941 ©SpringerInternationalPublishingAG2018 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilarmethodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexempt fromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationinthis book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained hereinor for anyerrors oromissionsthat may havebeenmade. Thepublisher remainsneutralwith regardtojurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. Printedonacid-freepaper ThisSpringerimprintispublishedbySpringerNature TheregisteredcompanyisSpringerInternationalPublishingAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Preface Poly (L-lactic acid) (PLLA) is a thermoplastic aliphatic polyester of steadily increasing importance, since it is produced from annually renewable resources, withpotentialtoreplacetraditionalpetroleum-basedpolymericmaterials.PLLAis acompostableandbiocompatible/bioresorbablepolymerusedfordisposableprod- ucts,forbiomedicalapplications,forpackagingfilm,intheautomotiveindustry,for electronicdevicecomponents,andformanyotherapplications.Amongthevarious polymers produced from short-term renewable resources, PLLA has received the most attention in recent years, with global suppliers now able to produce several kilotonsperyear. Thisvolumeprovidesstate-of-the-artknowledgeaboutPLLA,fromsynthesisto structure to ultimate properties. An introductory chapter presents a general over- viewofthevarioustypesofpoly(lacticacid),whosechainstructurecanbetailored tocontroltheprocessingbehavior/rheology,thestructureformationfromthemelt or solution, and, with that, the properties. The next two chapters summarize synthesisroutes.Themonomer,lacticacid,isproducedfromrenewableresources. Recent advancements, prospects, and limitations of lactic acid production via biomass refining and other fermentation processes are detailed in the chapter “Biorefinery-Based Lactic Acid Fermentation: Microbial Production of Pure Monomer Product,” together with an overview of separation and purification techniques needed to obtain purified lactic acid monomer. The different synthesis routesdevelopedtoproducePLLAfromthepurifiedmonomerarereviewedinthe chapter“CatalyticSystemsfortheProductionofPoly(lacticacid).”Thereempha- sisisplacedonthedevelopmentofcatalystsforthering-openingpolymerizationof lactide,whichisusedforthesynthesisofhigh-molar-massPLLA.Hydrolysisand biodegradation of PLLA are thoroughly discussed in the chapter “Hydrolysis and BiodegradationofPoly(lacticacid).”Hydrolyticdegradationisthemostimportant route to control biodegradation of PLLA, and the main factors that influence the hydrolyticdegradationofPLLA–includingtemperature,pHvalue,semicrystalline morphology, and molar mass – are considered and analyzed. Moreover, an over- viewofbiodegradationincompostingconditionsisalsoprovided. v vi Preface The next four chapters focus on the structure and thermal properties of PLLA. The thermodynamic properties of PLLA are presented in the chapter “Thermal PropertiesandThermodynamicsofPoly(L-lacticacid).”Thechapter“Amorphous FractionsofPoly(lactic acid)” summarizes thephysical propertiesofthedifferent amorphous fractions in semicrystalline PLLA, including both the mobile and the rigidamorphousfractions,aswellasthephysicalpropertiesofamorphousPLLA. The crystallization kinetics of PLLA is reviewed in the chapter “Kinetics of Nucleation and Growth of Crystals of Poly(L-lactic acid).” Here the effects of molarmassandopticalpurityonthekineticsofthenucleationandgrowthofPLLA crystals are covered. The crystal polymorphism and morphology of PLLA are addressed in the chapter “Crystal Polymorphism and Morphology ofPolylactides.” PLLA can develop a variety of crystal structures and morphologies, which can be attained not only by imposing a specific thermomechanical history on the melt, as formostsemicrystallinepolymers,butalsobychangingthemoleculararchitecture, due to the availability of L- and D-stereoisomers and the formation of a stereocomplex–arareoccurrenceinpolymers. Thevolumeendswithachapterthatdetailstherheologyandthemechanicaland barrier properties of PLLA. PLLA is a rather rigid polymer with a poor melt strength, which can be improved by proper design of the polymer chain. At room temperature,PLLAisbrittle,andanumberofstrategiescurrentlyusedtotoughen PLLAarereviewed.ThebarrierpropertiesofPLLAarealsodiscussed,withspecial attention given to gases and vapors that are of importance for a number of applicationsofthispolymer. Editingthisvolumeaboutthesynthesis,structure,andpropertiesofPLLAonly became possible with the excellent contributions from the authors of the various chapters. We want to express our sincere gratitude to them for sharing their scientific points of view on the different aspects of PLLA. We are also equally thankfultothemanycolleagueswhoactivelyparticipatedinthereviewprocessand investedtimeandefforttoreviseandcommentoneachchapter. Being aware that science and research are permanently ongoing processes, we hopethatthisbookisconsideredusefulforbothstudentsandscientistsinindustry and academia, providing a base to gain knowledge about the present state of research, as well as to develop new ideas for understanding the link between the moleculararchitecture,thesupermolecularstructure,andthefinalpropertiesofone ofthemostchallengingpolymersofrecentdecades. Pozzuoli,Italy MariaLauraDiLorenzo Halle/Saale,Germany Rene´ Androsch Contents PresentSituationandFuturePerspectivesofPoly(lacticacid). . . . . . . 1 KazunariMasutaniandYoshiharuKimura Biorefinery-BasedLacticAcidFermentation:MicrobialProduction ofPureMonomerProduct. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 JiamingTan,MohamedAliAbdel-Rahman,andKenjiSonomoto CatalyticSystemsfortheProductionofPoly(lacticacid). . . . . . . . . . . 67 JefferyA.Byers,AshleyB.Biernesser,KaylaR.DelleChiaie,AmanKaur, andJeffreyA.Kehl HydrolysisandBiodegradationofPoly(lacticacid). . . . . . . . . . . . . . . 119 GiulianaGorrasiandRobertoPantani ThermalPropertiesandThermodynamicsofPoly(L-lacticacid). . . . . 153 MarekPydaandAnnaCzerniecka-Kubicka AmorphousFractionsofPoly(lacticacid). . . . . . . . . . . . . . . . . . . . . . 195 MariaCristinaRighetti KineticsofNucleationandGrowthofCrystalsofPoly(L-lacticacid). . . 235 Rene´ Androsch,ChristophSchick,andMariaLauraDiLorenzo CrystalPolymorphismandMorphologyofPolylactides. . . . . . . . . . . 273 BernardLotz Rheology,MechanicalProperties,andBarrier PropertiesofPoly(lacticacid). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 303 SandraDomenek,SamiraFernandes-Nassar,andVioletteDucruet Index. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 343 vii AdvPolymSci(2018)279:1–26 DOI:10.1007/12_2016_16 ©SpringerInternationalPublishingAG2017 Publishedonline:25May2017 Present Situation and Future Perspectives of Poly(lactic acid) KazunariMasutaniandYoshiharuKimura Abstract Of the biobased polymers developed to date, poly(L-lactide) (PLLA) is the most widely used in many application fields because of its excellent cost– property balance. However, PLLA is slightly inferior to conventional petroleum- basedpolymersintermsofthermalresistanceandfunctionality.Variousmodified polylactides (PLAs consisting of enantiomeric D- and L-lactide units in different sequences and ratios) have recently been proposed and should expand the market for these polymers. The new developments involve polymers of high melting temperature (high-T polymers) based on stereocomplex-type PLAs (sc-PLA) m and stereoblock-type PLAs (sb-PLA) as well as those of high glass transition temperature(high-T polymers)obtainedbyunitmodificationandpolymerblend- g ing.Variousspecialtyderivativeshavingexcellentflexibilityandfunctionalityhave also been developed by controlled crystallization, polymer blending, organic– inorganic hybridization, and copolymerization. The molecular weight, terminal groups, copolymer composition, and functionalities must be precisely controlled toenable control ofthe propertiesofthese PLA polymers.Ordinary PLLA, being biodegradable, is widely used in commodity and agricultural fields as well as biomedicalfields,mainlyintheformofafilmorasanon-wovenfabric.Thenew specialty and high-performance PLA polymers can be used as functional and durable materials. Especially interesting is the applicability of PLLA polymers to 3Dprinting,particularlyinfuseddepositionmanufacturing(FDM). Keywords Biobsed polymers (cid:129) Poly(lactic acid) (cid:129) Stereoblock polylactides (cid:129) Stereocomplexedpolylactides K.Masutani(*)andY.Kimura CenterforFiberandTextileScience,KyotoInstituteofTechnology,Hashigami-cho, Matsugasaki,Kyoto606-8585,Japan e-mail:[email protected];[email protected] 2 K.MasutaniandY.Kimura Contents 1 PolylactidesasBiodegradableandBiobasedPolymers..................................... 2 2 IndustrializationofPLLA.................................................................... 5 2.1 StructuralVarietyofPLAPolymers................................................... 5 2.2 ManufacturingofPLLA................................................................ 6 3 MacromolecularandMaterialDesignofPLAPolymers................................... 8 3.1 ControllingtheCrystallizationofPLLAforHigherPerformance................... 9 3.2 StereocomplexedPolylactidesasHigh-T Polymers................................. 12 m 3.3 StereoblockPolylactides............................................................... 12 3.4 High-T PLAPolymers................................................................. 14 g 3.5 FlexiblePLAPolymers................................................................ 16 3.6 Hybrid-PLAPolymers.................................................................. 17 3.7 PEG-PLACopolymersUndergoingSol–GelTransition.............................. 18 4 ApplicationofPLAandFutureTrend....................................................... 19 4.1 PLLAResinsforFDM................................................................. 20 4.2 FutureTrend............................................................................ 21 5 Summary...................................................................................... 22 References........................................................................................ 22 1 Polylactides as Biodegradable and Biobased Polymers Polymericmaterialsderivedfrombiomassresourcesarecalledbiobasedpolymers. These polymers have been attracting attention as renewable materials that can replace conventional polymeric materials, which are synthesized from fossil resources and not sustainable [1, 2]. Some of the biobased polymers currently produced were once developed as bioabsorbable polymers for medical use [3] and as biodegradable plastics for waste management [4]. Bioabsorbable polymers arenowcontributingtothedevelopmentoftissueengineering,whereasbiodegrad- ableplasticsareutilizedaspackagingmaterialsandagriculturalmulchingfilmsthat canbeassimilatedintotheenvironmentorartificialcompostingsystems.Biobased polymers should have a much wider spectrum of application than traditional polymers. Table 1 compares the historical classification of bioabsorbable, biodegradable, andbiobasedpolymers.Inthefirstgeneration,bioabsorbablepolymerssuchaspoly (glycolide) (PGA) and poly(L-lactide) (PLLA) were utilized for fabrication of sutures, prostheses [6], and scaffolds for tissue engineering [7]. In the second generation, biodegradable polymers such as poly(3-hydroxyalkanoates) (PHA), poly(butylenesuccinate)(PBS),andPLLAweredevelopedtoreplace commodity plastics for short-life applications involving daily appliances and garbage bags. Oil-based copolymers such as poly(butylene adipate/terephthalate) (PBAT) and poly(ethylene adipate/terephthalate) (PBET) are also included in this category. In fact, the biodegradability of PLLA materials was confirmed by the composting experiments established by the International Organization for Standardization (ISO). The standard ISO 14855 stipulates that a test sample must be assimilated to a degree higher than 70 wt% after composting at 58(cid:1)C for 6 months as a

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The series Advances in Polymer Science presents critical reviews of the present and future trends in polymer and biopolymer science. It covers all areas of research in polymer and biopolymer science including chemistry, physical chemistry, physics, material science.The thematic volumes are addressed
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