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Sweet Thing OXFORD STUDIES IN MUSIC THEORY Series Editor Steven Rings Studies in Music with Text, David Lewin Metric Manipulations in Haydn and Mozart: Chamber Music for Strings, 1787–1791, Danuta Mirka Songs in Motion: Rhythm and Meter in the German Lied, Yonatan Malin A Geometry of Music: Harmony and Counterpoint in the Extended Common Practice, Dmitri Tymoczko In the Process of Becoming: Analytic and Philosophical Perspectives on Form in Early Nineteenth-Century Music, Janet Schmalfeldt Tonality and Transformation, Steven Rings Audacious Euphony: Chromatic Harmony and the Triad’s Second Nature, Richard Cohn Music as Discourse: Semiotic Adventures in Romantic Music, Kofi Agawu Beating Time and Measuring Music in the Early Modern Era, Roger Mathew Grant Mahler’s Symphonic Sonatas, Seth Monahan Pieces of Tradition: An Analysis of Contemporary Tonal Music, Daniel Harrison Music at Hand: Instruments, Bodies, and Cognition, Jonathan De Souza Foundations of Musical Grammar, Lawrence M. Zbikowski Organized Time: Rhythm, Tonality, and Form, Jason Yust Flow: The Rhythmic Voice in Rap Music, Mitchell Ohriner Performing Knowledge: Twentieth-Century Music in Analysis and Performance, Daphne Leong Enacting Musical Time: The Bodily Experience of New Music, Mariusz Kozak Hearing Homophony: Tonal Expectation at the Turn of the Seventeenth Century, Megan Kaes Long Form as Harmony in Rock Music, Drew Nobile Desire in Chromatic Harmony: A Psychodynamic Exploration of Fin de Siècle Tonality, Kenneth M. Smith A Blaze of Light in Every Word: Analyzing the Popular Singing Voice, Victoria Malewy Sweet Thing: The History and Musical Structure of a Shared American Vernacular Form, Nicholas Stoia Sweet Thing The History and Musical Structure of a Shared American Vernacular Form NICHOLAS STOIA 1 3 Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide. Oxford is a registered trade mark of Oxford University Press in the UK and certain other countries. Published in the United States of America by Oxford University Press 198 Madison Avenue, New York, NY 10016, United States of America. © Oxford University Press 2021 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, by license, or under terms agreed with the appropriate reproduction rights organization. Inquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above. You must not circulate this work in any other form and you must impose this same condition on any acquirer. Names: Stoia, Nicholas, author. Title: Sweet thing : the history and musical structure of a shared American vernacular form / Nicholas Stoia. Description: New York : Oxford University Press, 2021. | Includes bibliographical references and index. | Identifiers: LCCN 2020021059 | ISBN 9780190881979 (cloth) | ISBN 9780190881986 (pdf) | ISBN 9780190881993 (epub) Subjects: LCSH: Folk songs, English—United States—History and criticism. | Ballads, English—United States—History and criticism. | Hymns, English—United States—History and criticism. | Ragtime music—History and criticism. | Blues (Music)—History and criticism. Classification: LCC ML3551 .S76 2020 | DDC 782.42162/13—dc23 LC record available at https://lccn.loc.gov/2020021059 DOI: 10.1093/oso/9780190881979.001.0001 1 3 5 7 9 8 6 4 2 Printed by Integrated Books International, United States of America In memory of Ursula Catherine Mills 1919– 2012 Acknowledgments I am enormously grateful to Stephen Blum, not only for his initial sparking of my interest in this topic but also for his invaluable advice at several pivotal points in the development of this book. I would like to thank Suzanne Ryan and Steven Rings of Oxford University Press, not only for recognizing potential in this pro- ject but also— along with OUP’s Mary Horn, Andrew Maillet, Sean Decker, Amy Whitmer, and Melissa Yanuzzi, and copyeditor Molly Morrison— for guiding it through the various stages of production. Two anonymous reviewers at OUP pro- vided critical comments that helped me significantly strengthen the manuscript, for which I am grateful. I would also like to thank Philip Rupprecht, Kyle Adams, Mark Anson- Cartwright, Joseph Straus, Mark Spicer, Charles McGuire, Stacey Jocoy, and Caroline Stoia for their invaluable support and feedback at various points along the way. Finally, I would like to thank Laura Williams and Linda Purnell for their help in tracking down several rather obscure sources. Introduction When I was a kid, I was sometimes cajoled into singing “If You’re Happy and You Know It, Clap Your Hands.” Ironically, this song usually made me less happy than before, because I found the enforced hand clapping and foot stomping more con- ducive to indignation than to joy. Moreover, as the consummate red diaper baby, I was already more inclined to cast about suspiciously for the hidden purpose of this coerced happiness than to blindly submit to it through song: “No, fellow children! Do not clap your hands! Ask instead why they foist this blithe passivity upon you!” What I didn’t know at the time was that this song was burning a rhythmic and textual model into my subconscious that would subsequently resonate with many future encounters with the same pattern, and that this pattern had been pene- trating the minds of musicians and listeners for centuries. Indeed, I continued to encounter “If You’re Happy and You Know It” in later years, but in more reputable genres like rhythm and blues, rock and roll, rock, and punk. And, more impor- tantly, I encountered not the song itself, but rather its musical attributes. A beautiful example is Little Walter’s rhythm and blues song “My Babe,” from 1955. Although a world away in style and subject matter, it bears an uncanny resem- blance to “If You’re Happy and You Know It,” as can be seen when the two are placed one after the other: If you’re happy and you know it, clap your hands If you’re happy and you know it, clap your hands If you’re happy and you know it And you really want to show it If you’re happy and you know it, clap your hands My baby don’t stand no cheating, my babe Oh yeah, she don’t stand no cheating, my babe Oh yeah, she don’t stand no cheating She don’t stand none of that midnight creeping My babe, true little baby, my babe (Little Walter, “My Babe,” 1955) In both, the first line repeats in its entirety to form the second. Then the third line begins with the same content, but its closing fragment—“ clap your hands” in the children’s song and “my babe” in Walter’s— is dropped, and the remainder forms 2 SWEET THING part of an interior rhyming couplet, with rhymes, shown in bold, on “know it” and “show it” (in “If You’re Happy”) and on “cheating” and “creeping” (in “My Babe”). And in both songs, the closing line brings back the previously abandoned lyric (“clap your hands” and “my babe”). The reason for these similarities is that both songs are realizations of the same scheme: a preexisting musical structure that musicians use as a shared resource, which carries certain predetermined constraints and allowances with respect to text, rhythm, harmony, and melody. American vernacular musicians frequently rely on schemes to create songs, and among the most productive are familiar ground basses like the standard twelve-b ar blues scheme and the passamezzo moderno.1 Another is the “Sweet Thing” scheme, which is exemplified by both “If You’re Happy” and “My Babe,” and which is named for a group of song lyrics collected by John and Alan Lomax ([1941] 2000, 298– 99; 1947, 83, 106– 8). As several scholars have noted, this scheme has generated a large group of songs related through a pe- culiar stanzaic form.2 These include many songs from the early and mid-t wentieth century, including the blues songs “My Babe” and “Motherless Children,” the country songs “Peg and Awl” and “Crawdad Song,” the gospel songs “Pure Religion” and “This Train,” and countless others. It continued to generate songs in postwar popular music, including Ray Charles’s “I Got a Woman,” Buddy Holly’s “Early In the Morning,” Sam Cooke’s “Mean Old World,” the Beatles’ “One After 909,” and the Kinks’ “Apeman,” to name only a few. But unlike the standard twelve-b ar blues and the passamezzo moderno, which are clearly characterized by their harmonic progressions, harmonic rhythms, phrase rhythms, and couplet forms, the profusion of variation in text, rhythm, har- mony, and melody in realizations of the “Sweet Thing” scheme has made it difficult for scholars to define its musical parameters. Part of the reason for this abundance of variety is that, to a greater extent than most other schemes, the “Sweet Thing” scheme is the result of the intertwining of the various musical components of many different sources, some with very deep roots in the past. From the late eighteenth century through the early twentieth century, and through both oral and written transmission, the musical forms of these older sources penetrated many different genres of American vernacular music. With the advent of radio and the phono- graph, and the rise of the recording industry in the early twentieth century— and especially with the new and widespread circulation of blues, country, and gospel 1 Otto Gombosi (1944; 1946), Peter van der Merwe (1989, 198– 204), and John Ward (1994, 313– 15, 322– 23), among others, discuss the currency of the standard twelve-b ar blues and the passamezzo moderno as ground basses in American vernacular music. Like the eighteenth-c entury schemata discussed by Robert O. Gjerdingen (2007), these two schemes form part of a stock repertory employed by composers, but unlike many of those schemata they are characterized more by their root progressions than their bass lines, and their harmonic rhythms are among their defining attributes. They are closer in some ways to older patterns like the passamezzo antico—g round basses that support multiple discant tunes (Ward 1967, 47–4 8). 2 Scholars who have noted the poetic and musical similarities of songs generated by what I call the “Sweet Thing” scheme include Bertrand H. Bronson (1959–1 972, 1:143); Peter van der Merwe (1989, 23–2 4); Guthrie T. Meade 2002 (504– 6); D. K. Wilgus and Lynwood Montell (1968, 308); Timothy P. Lynch (2001, 103); and William H. Tallmadge (1995, 174–8 5), among others. Introduction 3 records from the early 1920s to the early 1940s—t he various components of these older forms grouped together and intertwined in different ways, resulting in a number of hybrids and textual, rhythmic, harmonic, and melodic variants.3 It is this cluster of twentieth- century variants that I call the “Sweet Thing” scheme. Defining the musical characteristics of this scheme in a way that is flexible enough to accom- modate its substantial variation and exploring the historical sources for its musical attributes are the subjects of this book. But before going into these historical sources, and the appearance of the scheme on early blues, country, and gospel recordings, it will be useful to briefly examine the general characteristics—a nd the elusiveness—o f the “Sweet Thing” scheme in several genres of postwar popular music with which many readers will be more familiar. *** The first four examples show lyric transcriptions from six songs in several different postwar popular genres, recorded over a span of thirty- seven years, from 1955 to 1992. Little Walter’s “My Babe” and Chuck Berry’s “Thirty Days” are rhythm and blues songs recorded in 1955. Patsy Cline’s “Yes, I Understand” (1959) is an example of country pop and the “Nashville Sound.” Bob Dylan’s “Honey, Just Allow Me One More Chance” was recorded in 1963, during the folk music revival. The Velvet Underground’s “I’m Waiting for the Man” (1967) is from the band’s early output, which had “an enormous effect on countless punk and indie bands in the decades to follow” (Cogan 2010, 346). And Tom Waits’s “Jesus Gonna Be Here” (1992) is an example of Waits’s increasingly experimental rock from the 1980s and 1990s. Given the separation of time and style between some of these recordings, the similarities between certain aspects of their musical structures are remarkable. For example, with respect to their poetic forms, all six songs use refrain syllables— small groups of syllables or short phrases or lines, repeated within each verse or in multiple verses, or in both. And in all six songs an interior rhyming couplet falls in the analogous place, just before the last line. Walter, for instance, uses the re- frain syllables “my babe” (Ex. 0.1, underlined), which conclude the first two lines and then become part of a refrain line that concludes each verse (“My babe, true little baby, my babe,” also underlined). (I use “refrain” to denote these lower-l evel repetitions, and “chorus” to denote a formal section with repeating music and lyrics.4) The transcription of the first two verses illustrates how the refrain syllables and refrain line recur in the second verse. In the first verse, the rhyming words of the interior couplet, shown in bold, are “cheating” and “creeping,” and in the second “love me” and “hug me.” 3 On the immense impact of the phonograph on blues composition, specifically, see, for example, Evans (1982, 115– 31). 4 In taking this approach, I follow John Covach’s definition of a chorus as a section of form “in which the lyrics remain constant each time it sounds” (2005, 67). Unless otherwise noted, the examples represent the opening verse or verses of a song. 4 SWEET THING Example 0.1. Poetic form in Little Walter’s “My Babe” (1955). Refrain syllables and refrain line underlined and rhyming syllables of the interior couplet in bold. Example 0.2. Poetic form in Chuck Berry’s “Thirty Days” (1955), second and fourth verses. Berry uses the refrain syllables “thirty days,” which also form part of the re- frain line “I’m gonna see that you’ll be back home in thirty days” (Ex. 0.2). This refrain line appears twice in its entirety in the second and fourth verses, which are transcribed in the example (the alternate verses use a different form). In Berry’s second verse, the rhyming words of the interior couplet are “hoodoo” and “suit you”; in the fourth, “-g ain’ ya” and “send ya.” Dylan uses the refrain syllables “Honey, just allow me one more chance,” which fall at the beginning of the first two lines and then at the end of the refrain line that closes each verse (the latter without the opening words “Honey, just”; Ex. 0.3[a] ). The first two verses of Dylan’s song illustrate how the refrain syllables recur in each

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