View metadata, citation and similar papers at core.ac.uk brought to you by CORE provided by PDXScholar Portland State University PDXScholar Dissertations and Theses Dissertations and Theses Winter 3-8-2013 Sustainable, Affordable Housing for Older Adults: A Case Study of Factors that Affect Development in Portland, Oregon Alan Kenneth DeLaTorre Portland State University Let us know how access to this document benefits you. Follow this and additional works at:http://pdxscholar.library.pdx.edu/open_access_etds Part of theGerontology Commons,Sustainability Commons, and theUrban Studies and Planning Commons Recommended Citation DeLaTorre, Alan Kenneth, "Sustainable, Affordable Housing for Older Adults: A Case Study of Factors that Affect Development in Portland, Oregon" (2013).Dissertations and Theses.Paper 714. 10.15760/etd.714 This Dissertation is brought to you for free and open access. It has been accepted for inclusion in Dissertations and Theses by an authorized administrator of PDXScholar. For more information, please [email protected]. Sustainable, Affordable Housing for Older Adults: A Case Study of Factors that Affect Development in Portland, Oregon by Alan Kenneth DeLaTorre A dissertation submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy in Urban Studies Dissertation Committee: Margaret B. Neal, Chair Nancy J. Chapman Paula C. Carder Ellen M. Bassett Marvin A. Kaiser Portland State University 2013 © 2013 Alan Kenneth DeLaTorre Abstract Portland, Oregon, is considered to be a leader in sustainable development. Government agencies, nonprofit organizations, and businesses have been innovators in policymaking and practice that is aimed at creating a more sustainable city. Despite population aging, little is known about how or whether planners and developers consider older persons in terms of sustainable development. Thus, this study examined the case of sustainable, affordable housing developed for low-income adults aged 55 and older. Interviews with 31 key informants were conducted in order to answer three research questions: What is the meaning of sustainable development in Portland, Oregon, as it pertains to affordable housing for an aging society? How and why has sustainable, affordable housing for older adults been developed in Portland? What are the policies that affect the availability and appropriateness of sustainable, affordable housing for older adults in Portland? The sample included individuals who influenced the creation of senior housing (e.g., urban planners, architects, nonprofit directors) and who were identified either because of their roles within local housing development or through snowball sampling. Six Portland-area developments provided the context for studying how and why sustainable, affordable housing for older adults was planned and created in the city. The findings suggested that introducing the topic of aging into the discourse of sustainable development will lead to a more robust meaning of the concept, which can aid future research, policy, and practice. Five elements characterizing sustainable housing for older adults were identified: physical accessibility; proximity to community services; i infrastructure that connects housing with services; healthy living environments; and high- quality social spaces in and near housing developments. The findings also pointed to the need for sustainable development practices to pay attention to social equity and the equitable distribution of affordable housing, including housing for older adults. Several insights into how sustainable, affordable housing for older adults developed in Portland were gained (e.g., using government subsidies; involving aging experts in integrated design processes; intersectoral partnerships that led to the city becoming an early adopter in greening its affordable housing), as well as why such housing was completed (e.g., there was a collective public-sector response to meet the need for creating sustainable, affordable housing; an emerging culture of sustainable development in Portland; urban and regional planning efforts have begun to address population aging). However, the amount of sustainable, affordable housing remains insufficient to meet Portland’s aging population. Reasons identified include: the absence of specific housing policy attuned to the needs of older adults in Portland; disconnects between housing and health care and supportive services; and lack of integration of older adults in the planning, design, and development processes. Room for innovation and improvement exists in regard to healthy, accessible, green, and affordable housing policies and the development of new models of housing for an aging population. Based on this research, 10 guiding principles of sustainable development for an aging society were proposed to inform future research, as well as planning and development efforts. ii Acknowledgments The completion of my graduate studies and this dissertation were made possible by the assistance of many people. I would like to express my deepest gratitude to my committee for their guidance and patience throughout the process. In particular, I would like to thank Dr. Margaret B. Neal, my chairperson and advisor, who has provided me with the instruction and support necessary to grow from a new graduate student into an emerging researcher and professional. I would also like to thank Drs. Nancy Chapman, Paula Carder, Ellen Bassett, Deborah Howe, and Marvin Kaiser who taught me a tremendous amount about research, teaching, and practice in the fields of gerontology, public health, and urban studies and planning. I also wish to thank the faculty and staff of the Institute on Aging, the Schools of Urban Studies and Planning and Community Health, and the College of Urban and Public Affairs, for their support and encouragement. I appreciate the meetings, conversations, phone calls, e-mails, advice, criticisms (both good and bad), and encouragements that have been offered. To all of the key-informant participants who were involved with this study, I would like to express my gratefulness for the time, suggestions, and expertise that you shared. Portland is a better place due to your contributions and efforts. Also, to my colleagues and collaborators involved with making sustainable, accessible, and age- friendly cities and communities throughout the world; you deserve recognition for your hard work and dedication. iii A very special thank you is due to my family and friends. First and foremost, I would like to thank my wife, Tomoko Kanai DeLaTorre, for your love and support. Even when it meant sacrificing days, nights, and weekends together, you have been my biggest supporter. I would also like to give my sincere appreciation to my grandparents who have been models of wisdom and experience throughout my life. My biggest regret is that my grandmother, Maria Reyes, was not alive to see me complete this journey. And to my sister, Michelle DeLaTorre, who is an inspiration and a fighter; you continue to amaze me. I would like to express my gratitude to my parents, Deborah Tye and Hector DeLaTorre. Without you I would not be here today and I want you to know that I love and respect you both and admire what you have done for our family. I would also like to say thank you to my friends and fellow students. Although communication and time spent together has had its ebbs and flows, you have encouraged and supported me through the good times and bad. Thank you all. Finally, I would like to acknowledge the older adults in Portland, the United States, and across the world. These men and women fulfill a critically important role in society and should be considered a resource and looked to for opportunities for improving our communities. Moving forward, let me not forget the importance of considering the good for society and serving communities in an attempt to make them better places for the generations to come. iv Table of Contents Abstract ................................................................................................................................ i Acknowledgments.............................................................................................................. iii List of Tables ................................................................................................................... viii List of Abbreviations ......................................................................................................... xi Chapter 1 Introduction ..........................................................................................................................1 Statement of the Problem ................................................................................................1 Purpose of this Study ......................................................................................................4 Theoretical Framework ...................................................................................................6 Research Questions .........................................................................................................9 Method ............................................................................................................................9 Delimitations .................................................................................................................11 Organization of the Document ......................................................................................12 Chapter 2 Review of the Literature ....................................................................................................14 Our Aging Society: Demographic Trends in the U.S., Oregon, and Portland ..............15 Additional Trends within the Aging Population of the U.S. ........................................21 Preparing for an Aging Society.....................................................................................30 Housing for Older Adults ..............................................................................................47 Sustainability and Sustainable Development ................................................................62 Sustainability and Older Adults ....................................................................................67 The Policy and Program Landscape for the Planning and Development of Sustainable, Affordable Housing for Older Adults in Portland ....................................71 Summary .....................................................................................................................104 Chapter 3 Methods............................................................................................................................106 Theoretical Framework ...............................................................................................107 Research Design: Conceptualization ..........................................................................110 Rationale for Using a Qualitative Case Study Approach ............................................113 Data Sources and Recruitment ....................................................................................115 Data Collection ...........................................................................................................118 Data Analysis: Development of Codes, Categories, and Themes ..............................119 v Chapter 4 An Overview of Sustainable, Affordable Housing for Older Adults in Portland ............124 Introduction .................................................................................................................124 The Commons .............................................................................................................128 Rosemont Court ..........................................................................................................129 Station Place Tower ....................................................................................................131 The Village at the Headwaters ....................................................................................133 Trenton Terrace ...........................................................................................................135 The Watershed ............................................................................................................137 Summary .....................................................................................................................150 Chapter 5 The Meaning of Sustainable, Affordable Housing for Older Adults ...............................153 Descriptions of Sustainable Development ..................................................................155 The Elements of Sustainable Housing and Environments for Older Adults ..............159 Further Expansion of the Meaning and Long-term Viability of Sustainable Development ...............................................................................................................175 Chapter 6 How and Why Sustainable, Affordable Housing for Older Adults Was Planned for and Developed .................................................................................................................182 The Roles and Contributions of Actors, Sectors, and Organizations in Projects .......184 Processes and Practices that Contribute to Projects ....................................................194 Why Sustainable, Affordable Housing for Older Adults has (and has not) Been Created ........................................................................................................................201 The Social and Cultural Aspects of Sustainable, Affordable Housing for Older Adults ..........................................................................................................................207 Why More Sustainable, Affordable Housing for Older Adults Has Not Been Created ........................................................................................................................218 Chapter 7 Understanding Current and Future Policies and Programs Associated with Sustainable, Affordable Housing for Older Adults..........................................................226 Overview .....................................................................................................................226 Overview of Data Analysis: Assessment of Policies and Programs that Affect Sustainable, Affordable Housing for Older Adults.....................................................227 Federal Policies ...........................................................................................................228 Oregon Policies ...........................................................................................................239 Regional Policies ........................................................................................................246 Portland Policies .........................................................................................................252 Non-geography-based Polices and Programs to Consider for the Future for Improving Sustainable, Affordable Housing for Older Adults ...................................278 Conclusion ..................................................................................................................288 vi Chapter 8 Discussion ........................................................................................................................289 Contributions...............................................................................................................289 Limitations of the Research ........................................................................................290 Summary and Implications of Major Findings ...........................................................293 The Meaning of Sustainable, Affordable Housing for Older Adults ..........................293 How and Why Sustainable, Affordable Housing for Older Adults was Planned and Developed ............................................................................................................300 Identified Policies that Have an Impact on Sustainable, Affordable Housing for Older Adults ................................................................................................................309 Proposed Guiding Principles of Sustainable Development for an Aging Society ......313 Future Research ..........................................................................................................320 Conclusion ..................................................................................................................324 References ........................................................................................................................327 Appendices .......................................................................................................................356 A. Regional Sustainable Development Initiatives Timeline .......................................356 B. Human Subjects Research Review Committee Application ..................................360 vii
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