Surgery, Science and Industry A Revolution in Fracture Care, 1950s–1990s Thomas Schlich Surgery, Science and Industry Science, Technology and Medicine inModern History General Editor:John V. Pickstone, Centre for the History of Science, Technology and Medicine, University of Manchester, England (www.man.ac.uk/CHSTM) One purpose of historical writing is to illuminate the present. At the start of the third millennium, science, technology and medicine are enormously important, yet their development is little studied. The reasons for this failure are as obvious as they are regrettable. Education in many countries, not least in Britain, draws deep divisions between the sciences and the humanities. Men and women who have been trained in science have too often been trained away from history, or from any sustained reflection on how societies work. Those educated in historical or social studies have usually learned so little of science that they remain thereafter suspicious, overawed, or both. Such a diagnosis is by no means novel, nor is it particularly original to suggest that good historical studies of science may be peculiarly important for understanding our present. Indeed this series could be seen as extending research undertaken over the last half- century. But much of that work has treated science, technology and medicine separately; this series aims to draw them together, partly because the three activities have become ever more intertwined. This breadth of focus and the stress on the rela- tionships of knowledge and practice are particularly appropriate in a series which will concentrate on modern history and on industrial societies. Furthermore, while much of the existing historical scholarship is on American topics, this series aims to be inter- national, encouraging studies on European material. The intention is to present science, technology and medicine as aspects of modern culture, analysing their economic, social and political aspects, but not neglecting the expert content which tends to distance them from other aspects of history. The books will investigate the uses and consequences of technical knowledge, and how it was shaped within particular economic, social and political structures. Such analyses should contribute to discussions of present dilemmas and to assessments of policy. ‘Science’ no longer appears to us as a triumphant agent of Enlightenment, breaking the shackles of tradition, enabling command over nature. But neither is it to be seen as merely oppressive and dangerous. Judgement requires information and careful analysis, just as intelligent policy-making requires a community of discourse between men and women trained in technical specialities and those who are not. This series is intended to supply analysis and to stimulate debate. Opinions will vary between authors; we claim only that the books are based on searching historical study of topics which are important, not least because they cut across conventional academic boundaries. They should appeal not just to historians, nor just to scientists, engineers and doctors, but to all who share the view that science, technology and medicine are far too important to be left out of history. Titles include: Roberta E. Bivins ACUPUNCTURE, EXPERTISE AND CROSS-CULTURAL MEDICINE Roger Cooter SURGERY AND SOCIETY IN PEACE AND WAR Orthopaedics and the Organization of Modern Medicine, 1880–1948 David Edgerton ENGLAND AND THE AEROPLANE An Essay on a Militant and Technological Nation Jean-Paul Gaudillière and Ilana Löwy (editors) THE INVISIBLE INDUSTRIALIST Manufacture and the Construction of Scientific Knowledge Thomas Schlich SURGERY, SCIENCE AND INDUSTRY A Revolution in Fracture Care, 1950s–1990s Crosbie Smith and Jon Agar (editors) MAKING SPACE FOR SCIENCE Territorial Themes in the Shaping of Knowledge Science, Technology and Medicine in Modern History Series Standing Order ISBN 0–333–71492–X hardcover Series Standing Order ISBN 0–333–80340–X paperback (outside North America only) You can receive future titles in this series as they are published by placing a standing order. Please contact your bookseller or, in case of difficulty, write to us at the address below with your name and address, the title of the series and one of the ISBNs quoted above. Customer Services Department, Macmillan Distribution Ltd, Houndmills, Basingstoke, Hampshire RG21 6XS, England Surgery, Science and Industry A Revolution in Fracture Care, 1950s–1990s Thomas Schlich © Thomas Schlich 2002 Softcover reprint of the hardcover 1st edition 2002 978-0-333-99305-7 All rights reserved. No reproduction, copy or transmission of this publication may be made without written permission. No paragraph of this publication may be reproduced, copied or transmitted save with written permission or in accordance with the provisions of the Copyright, Designs and Patents Act 1988, or under the terms of any licence permitting limited copying issued by the Copyright Licensing Agency, 90 Tottenham Court Road, London W1P 9HE. Any person who does any unauthorised act in relation to this publication may be liable to criminal prosecution and civil claims for damages. The author has asserted his right to be identified as the author of this work in accordance with the Copyright, Designs and Patents Act 1988. First published 2002 by PALGRAVE MACMILLAN Houndmills, Basingstoke, Hampshire RG21 6XS and 175 Fifth Avenue, New York, N.Y. 10010 Companies and representatives throughout the world PALGRAVE MACMILLAN is the new global academic imprint of St Martin’s Press LLC Scholarly and Reference Division and Palgrave Macmillan Ltd (formerly Macmillan Press Ltd). ISBN 978-1-349-43181-6 ISBN 978-0-230-51328-0 (eBook) DOI 10.1057/9780230513280 This book is printed on paper suitable for recycling and made from fully managed and sustained forest sources. A catalogue record for this book is available from the British Library. A catalogue record is available from the Library of Congress 10 9 8 7 6 5 4 3 2 1 11 10 09 08 07 06 05 04 03 02 Contents List of Figures vi Foreword by Ulrich Tröhler viii Acknowledgements x Introduction: The AO 1 Part I Setting Up a Network, 1950s–1970s 1 Dealing with Broken Bones 9 2 Starting the Network 28 3 A Symbiosis of Surgery, Science and Industry 46 4 ‘Tacit Knowledge’: Education and Training on a Face-to-Face Basis 65 5 Science and Surgery: Bones in the Laboratory 86 6 The Science of Surgery: Clinical Research 110 Part II Coping with Success, 1970s–1990s 7 Acceptance: The AO becomes Mainstream 141 8 Optimised Control: The AO’s Success in East Germany 169 9 The Long Road to Success: The AO in the US 180 10 Redefining Osteosynthesis: Another Revolution in Fracture Care 196 11 Control and Cooperation on a Global Scale: AO International and AO Foundation 218 Part III Conclusion Conclusion: Surgery, Science and Industry in Modern Medicine 239 Notes 260 Bibliography 310 Index 337 List of Figures 1. Systematic conservative treatment. 18 Lorenz Böhler, Technik der Knochenbruchbehandlung im Frieden und im Kriege(9th to 11th revised and augmented edition), Maudrich, Wien, 1943, vol. 1, p. 193. Reproduced courtesy of Wilhelm Maudrich Verlag, Vienna. 2. Nailing of the hip. 22 Lorenz Böhler and Wilhelm Jeschke, Operative Behandlung der Schenkelhalsbrüche und Schenkelhalspseudarthrosen und ihre Ergebnisse, Maudrich, Wien, 1938, pp. 124–5. Reproduced courtesy of Wilhelm Maudrich Verlag, Vienna. 3. Compression device. 50 M.E. Müller, M. Allgöwer and H. Willenegger, Manual der Osteosynthese.AO-Technik, Springer, Berlin, 1969, p. 31. Reproduced courtesy of M.E. Müller and Springer Verlag, Berlin. 4. X-rays, osteosynthesis. 51 M.E. Müller, M. Allgöwer and H. Willenegger, Technik der operativen Frakturenbehandlung, Springer, Berlin, 1963, p. 91. Reproduced courtesy of M.E. Müller and Springer Verlag, Berlin. 5. Instruments box. 52 M.E. Müller, M. Allgöwer and H. Willenegger, Technik der operativen Frakturenbehandlung, Springer, Berlin, 1963, p. 80. Reproduced courtesy of M.E. Müller and Springer Verlag, Berlin. 6. Corroded hip nails. 59 Lorenz Böhler, Technik der Knochenbruchbehandlung im Frieden und im Kriege(9th to 11th revised and augmented edition), Maudrich, Wien, 1943, vol. 2, p. 940. Reproduced courtesy of Wilhelm Maudrich Verlag, Vienna. 7. Faculty of the first AO course. 69 Reproduced courtesy of the AO Foundation, Davos. 8. Operating Room Personnel course. 75 Reproduced courtesy of the AO Foundation, Davos. 9. Hans Willenegger presents the AO Manual to Lorenz Böhler. 78 Photograph reproduced courtesy of the AO Foundation, Davos. 10. AO fellowships. 80 The statical data were kindly provided by Isabella Badrutt, AO-International, Davos. The chart was produced by Tobias Katzer, Institute for the History of Medicine, Freiburg. vi List of Figures vii 11. Perren’s experiment. 92 M.E. Müller, M. Allgöwer and H. Willenegger, Manual der Osteosynthese. AO-Technik, Springer, Berlin, 1969, p. 9. Reproduced courtesy of M.E. Müller and Springer Verlag, Berlin. 12. Primary bone healing. 103 M.E. Müller, M. Allgöwer and H. Willenegger, Manual der Osteosynthese. AO-Technik, Springer, Berlin 1969, p. 8. Reproduced courtesy of M.E. Müller and Springer Verlag, Berlin. 13. AO classification. 117 M.E. Müller, S. Nazarian, P. Koch and J. Schatzker, The Comprehensive Classification of Fractures of Long Bones, Springer, Berlin, Heidelberg, etc., 1990, p. 13. Reproduced courtesy of M.E. Müller and Springer Verlag, Berlin. 14. The diaphyseal fracture types. 118 M.E. Müller, S. Nazarian, P. Koch and J. Schatzker, The Comprehensive Classification of Fractures of Long Bones, Springer, Berlin, Heidelberg, etc., 1990, p. 15. Reproduced courtesy of M.E. Müller and Springer Verlag, Berlin. 15. AO documentation card. 126 M.E. Müller, M. Allgöwer and H. Willenegger, Technik der operativen Frakturenbehandlung, Springer, Berlin, 1963, p. 27. Reproduced courtesy of M.E. Müller and Springer Verlag, Berlin. 16. Conservative fracture treatment. 145 Cartoon by Otto Soglow, The New Yorker, 1939. Reproduced courtesy of Condé Last Rights and Permissions. 17. AO cooperation. 147 Reproduced courtesy of Urs Heim. 18. Tension band principle. 197 M.E. Müller, M. Allgöwer and H. Willenegger, Manual der Osteosynthese. AO-Technik, Springer, Berlin, 1969, p. 33. Reproduced courtesy of M.E. Müller and Springer Verlag, Berlin. 19. DCP. 202 M. Allgöwer, L. Kinzl, P. Matter, S.M. Perren and T. Rüedi, Die Dynamische Kompressionsplatte DCP, Springer, Berlin, 1973, pp. 26–7. Reproduced courtesy of Springer Verlag, Berlin. 20. Hans Willenegger. 226 Photograph reproduced courtesy of the AO Foundation, Davos. 21. AO Foundation 1984. 230 Diagram reproduced courtesy of the AO Foundation, Davos. 22. AO Foundation expenditures. 233 Chart reproduced courtesy of the AO Foundation, Davos. 23. AO Alumni Association members. 234 The statistical data were kindly provided by Esther Stoop, AO International, Davos. The chart was produced by Tobias Katzer, Institute for the History of Medicine, Freiburg. Foreword Interdependent collaboration between clinical medicine, laboratory science and industry is an increasingly prominent feature of post-World War II health care. The AO, an abbreviation originally standing for the Swiss Arbeitsgemeinschaft für Osteosynthesefragen founded in 1958, that is, the Association for the Study of Internal Fixation of Fractures (ASIF) as this worldwide organisation is now termed, seems to fit this development. From around 1960, the AO promoted the systematically organised treatment of a great variety of fractures with its own industrially produced and marketed plates, screws and instruments. Today, the AO system represents a sort of international gold standard. Albeit not new in the 1950s, many variants of such treatments before the AO had more often than not been considered as being a haphazard ‘injury superaddit to an injury’. Thus, the obvious questions are: How, where and why did this true revolution in fracture care come about? Was it ubiquitous and simultaneous? How is it to be explained in personal biographical, sociocultural and even political perspectives? How were unavoidable errors and opposition dealt with? Deeply rooted in their cultural soil, the less than half a dozen founders certainly had far-reaching visions; they also had complementary capabilities which made them strong as an association, and they were altruistically generous in financial matters. Yet, is this sufficient to explain the AO as a mutual win–win merger for surgical practitioners, laboratory scientists and producers alike for the benefit of patients? Are there similarities with developments in other (medical) fields? What are, in brief, the general and specific reasons for the AO’s incontestable success? These historical questions and answers have a bearing for our current and future practices. Thus, reading the AO’s history, chapter after chapter, as written by a young historian, is an exciting privilege for one who has known, as I have, the AO’s first 25 years fairly well from personal experiences as a student, scientist – and patient. When the truly engaging author opens new vistas, describes and analyses entire pictures, and solves some of the riddles involving the past 15 years of AO history, he is constantly leading one to understand its benevolent founders, their successors, and indeed parts of one’s own life, in an often unexpected context. At last, the changes that have transpired in medical culture over the past 40 years become tangible. A core issue is the evidence deemed sufficient to warrant changes: What criteria were needed for an innovation to be considered ‘better’ than a time- honoured treatment – and by whom? The answers are at times surprising. What makes for fascinating reading immediately raises further questions as viii Foreword ix to whether or in what respect our contemporary criteria are different, and, if (not) so, why. Two examples: the highly lauded physiological and pathophysiological concepts of bone formation and repair emerge to have played the role of satisfying the academic need for scientifically explaining the empirical success of osteosynthesis ex post rather than as a basis for specific techniques. And with all the clinical, statistical and laboratory evidence at hand to show and explain the excellent chance-to-risk ratio of operative fracture treatment, its success in daily practice has depended on human factors: the personal contact with colleagues, motivating and to some extent even controlling them within ‘the AO family’, and, above all, the trustworthiness of its protagonists have been essential. Suchpersonalqualitiesandseeminglyold-fashionedvirtuesare,thosewith surgery, science and industry careers should bear in mind, indispensable complementstothequestfornaked,quantified,objectivestandards;apursuit thatisrightlystressedinourtimes.Indeed,thebookmakesitscaseonhow theAOusedbothfactsandvirtuestocopewithitsownsuccessandthepartly self-induceddevelopmentsinthisemergingtrilateralfield.Itiscertainlyworth reflectinguponwhetherthismodelmightworkinthefutureandelsewhere. Well founded standards are to be strived for, certainly, in surgery as well as in history, but they are not enough to make patients – or readers – happy. Thanks to both his professional skills as a historian and his empathy when treating the apparently hitherto unique AO phenomenon, Thomas Schlich will succeed in making many readers and, perhaps, via the surgeons amongst them, many a patient happy. Ulrich Tröhler, MD, PhD, FRCP(Edin.) Professor of Medical History University of Freiburg/Germany March 2002