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Surface Modification Technologies XIII Proceedings of the Thirteenth International Conference on Surface Modification Technologies held in Singapore September 07-10, 1999 Editors (Proceedings). T. S. Sudarshan Materials Modification Inc. 2929-P1, Eskridge Road Fairfax, VA 22031 K. A. Khor School of Mechanical & Production Engineering Nanyang Technological University Singapore 639798 M. Jeandin Ecole des Mines de Paris Centre des Materiaux P.M.FOURT B.P.87, 91003 Evry Cedex, France /I-V-) ../~'-:J (~i~ THE-INSTITUTE-Or: MATERIAIS The Materials Information Society Copyright? 1999 by ASM International" All rights reserved Nopart ofthis book may bereproduced, stored inaretrieval system, ortransmitted, inany form orbyany means, electronic, mechanical, photocopying, recording, or otherwise, without the written permission of the copyright owner. First printing, October, 1999 This book is a collective effort involving technical specialists. It brings together a wealth of information from worldwide sources to help scientists, engineers, and technicians solve current and long-range problems. Great care istaken inthe compilation and production ofthis book, but itshould bemade clear that NO WARRANTIES, EXPRESS OR IMPLIED, INCLUDING, WITHOUT LIMITATION, WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE, ARE GIVEN IN CONNECTION WITH THIS PUBLICATION. Although this information is believed tobe accurate by ASM, ASM cannot guarantee that favorable results will be obtained from the use of this publication alone. This publication is intended for use by persons having technical skill, attheir sole discretion andrisk. Since the conditions ofproduct or material use are outside of ASM's control, ASM assumes no liability or obligation in connection with any use of this information. No Claim of any kind, whether or not based on negligence, shall be greater in amount than the purchase price of this product or publication inrespect of which damages are claimed. THE REMEDY HEREBY PROVIDED SHALL BE THE EXCLUSIVE AND SOLE REMEDY OF BUYER, AND IN NO EVENT SHALL EITHER PARTY BE LIABLE FOR SPECIAL, INDIRECT OR CONSEQUENTIAL DAMAGES WHETHER OR NOT CAUSED BY OR RESULTING FROM THE NEGLIGENCE OF SUCH PARTY. As with any material, evaluation of the material under end use conditions prior to specification is essential. Therefore, specific testing under actual conditions is recommended. Nothing contained in this book shall be construed as agrant of any right of manufacture, sale, use, or reproduction, inconnection with any method, process, apparatus, product, composition, or system, whether or not covered by letters patent, copyright, or trademark, and nothing contained in this book shall be construed as adefense against liability for such infringement. Comments, criticisms, and suggestions are invited, and should be forwarded to ASM International. Library of Congress Cataloging-in-Publication Data. ASM International Surface Modification Technologies, Volume 13 Includes bibliographical references and index. ISBN 0-87170-648-2 ASM International" Materials Park, OR 44073-0002 Published in cooperation with 10M Communications Ltd. 1Carlton House Terrace London SWI Y 5DB, U.K. 10M ISBN 1-86125-104-1 Typeset, printed, and bound in India by: Emptek Inc., 70 Littles Road, Scarborough, Ontario MIB 5E2, Canada Contents Foreword '" ix Hard Materials 1 Surface Oxidation of Steels at Low Oxygen Pressures and Elevated Temperatures, and its Impact on Gas Nitriding 3-11 BRIGITTEHAASE,MICHELESTILES,and JUANDONG Effect of Ar Ion Bombardment on the Surface Layer of Ion Nitrided Cr-Mo Low Carbon Steel 13-19 K.P. KHOO,R.I. URAO,I.Y. OSHIMA,and K.Y. TERAKADO Influence of Sputtering Parameters on Residual Stress of CoCrTaPt Magnetic Thin Film Coating 21-26 Y.H. LEE, L. Lu, and J.P. WANG Analysis of Structure and Properties of Diamond Like Carbon Films by Ion Beam Deposition ZHUPINGCHEN, AyO OLOFINJANA,and JOHNBELL ..................•.••...•....... ;.......•...................•••.....................•.........•........•..••.... 27-32 Microscopic Observation of Corrosion of Amorphous Carbon Coated Magnetic Recording Disks with CrN Interlayer 33-39 SAMZHANG,M.1. TAN, X.T. ZENG,I. ANNERGREN,H. XIE, P. HING, and W.L. NG Diamond Coating on WC-Co Tools 41-44 00.0 •••• 0•••••••••• 0••••••••••••••••••••• 0. 0••••••••• 0•••••••••• o.0••••••••••••••••••••••••••••• o•••••••••••••••••••••••••••••• JIANZHOU,RUNZHANGYUAN,JIANHUAWANG, BINGCHUMEl, and WEIHUAYu Growth of SiCN Films by Magnetron Sputtering 45-52 J. WEI, Y. GAO,D.H. ZHANG,P.HING, and Z.Q. Mo Formation of ~-C3N4 Grains by Sputtering 53-58 J. WEI and P. HING Potential of Duplex Treatment: Combining Plasma Nitriding with Carbon Nitride Films 59-69 Y.Q. Fu, N.L. LOH, B.B. YAN,J. WEI, and P. HING The Influence of FEP Additions on the Properties of WC-Co Coatings Obtained by Detonation Spray Coating .. 71-81 o••••••••••••• 0••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••• D. SEN,K.R.C. SOMARAJU,D. SRINIVASARAo, and G. SUNDARARAJAN Nucleation and Growth of Polycrystalline Diamond Particles on Ceramic Substrates by Microwave Plasma CVD 83-90 K. INDERJEET,S. RAMESH,and C.K. CHAKRABARTY Lasers/Surface Melting 91 Sintering Behavior of Nano-Ceramic Coatings 93-101 J.TH.M. DE HOSSON,J. HOOIJMANS,and R. POPMA Laser Surface Hardening of Steel by Low Power CO" Laser 103-107 NISARAHMAD,KHALILAHMADQURESHI,S. ATHARAB~ASJAFFRI,and MEHBOOBSARWAR Electrodeposition and Evaluation of Modified Surfaces 109 An Instrument for Measuring Instantaneous Value of Internal Stress of Electrodeposit 111-119 K.S. RAJAM,INDIRARAJAGOPAL,and S.R. RAJAGOPALAN The Effect of Pad Dimension on Growth of Flip Chip Electroless Nickel/Electroplated Solder Bump 121-126 K\vANG-LuNGLIN and HUEy-RuE TSAI vi Surface Modification Technologies XIII Crater Wear Mechanisms of TiN Coated High Speed Steel Tools 127-133 C.Y.H. LIM, S.C. LIM, and K.S. LEE Parametric Impact on the Microstructure and Wear Behavior of Laser Surface Alloyed Iron Boride Layers 135-144 S.M. SHARIFF,G. SUNDARARAJAN,and S.V. JOSHI Evaluation of The Abradable Performance of Clearance Control Coatings 145-150 B. VENKATARAMANJ,.K.N. MURTHY,and CH.V. SUBBARAO Rapid Tools with High Quality Surface Finish and Strength Using High-Temperature Epoxy Resin and Electroless Nickel Plating 151-156 FRANCISE.H. TAY,E.A. HAIDER,M. RAHMAN,lY. LEE, and TEDDYE.H. ONG Thermal Spray Techniques 157 Morphology of Oxide in Thermal Sprayed Metal Coatings 159-168 KENJIMURA~MI, NAOYAFUJITA,YUKOHANATATE,SHIN'ICHIROADACHI,and HIDEONAKAJIMA Thermal Shock Testing of Plasma Sprayed Discs 169-176 Y. Lu, H.W NG, and K.A. KHOR The Effect of Top Coat Sintering on Ceramic Spallation in Plasma-Sprayed Thermal Barrier Coatings 177-182 J.A. THOMPSON,W. JI, and T.W. CLYNE Comparison of Computer Modeling and Measurements in Plasma Spraying ofNi and Al0 183-188 2 3 Yu. BORISOV,I. KRIVTSUN,A. MUZHICHENKO,E.E. LUGSCHEIDER,and U. ERm A Process Control Methodology for D.C. Plasma Spraying 189-193 C.~. ANG, H.W. NG, S.C.M. Yu, and Y.C. LAM A Comparative Study of the Performance of Two Diverse Detonation Spray Systems 195-205 P. SARAVANANK, .R.C. SOMARAJU,D. SRINIVASARAo, V. SELVARAJANS,.V. JOSHI,and G. SUNDARARAJAN Nitride Coatings 207 Surface Oxidation of Aluminum Nitride Thin Films 209-215 YOSHIHISAWATANABE,YUJI HARA, TAKESHITOKUDA, NOBUAKIKITAZAWA,and YOSHIKAZUNAKAMURa Deposition of AIN Films by RF Reactive Magnetron Sputtering: Effect of Processing Parameters 217-224 J.C. OLIVEIRA,A. CAVALEIRO,and M.T. VIEIRA Evaluation of Modified Surfaces 225 Characterization of Gas and Liquid Nitrocarburizing Microstructure and its Influence on Wear and Mechanical Properties 227-233 NURIALLORCA-IsERN, FRANCISCOBORREGO,GUILLERMOGONZALEZ,and MONTSERRATESPANOL Microstructure and Mechanical Properties of PVD WC/C Coatings 235-240 NJ.M. CARVALHO,A. VAN DER BORDEN,J.TH.M. DE Hesson, and AJ. HUIS IN'T VELD Characterization of Sol-Gel Derived PZT Films Prepared at Low Temperatures 241-246 KUN'ICHI MIYAZAWA,JUNYAYANO, MASASHIKAGA, YOUSUKEITO, KUNIOITO, and RYUTAROMAEDA The Stability of Aluminide Coatings on Ni-Based Superalloy In-738 in Electrochemical Hot Corrosion Test 247-251 M. SAREMI,M. ZAMANI,and S. KHALICHI SrI/face Modification Technologies XIII vii Transparent Conducting Coatings: Applications, Materials, and Deposition Techniques .............................................. 253-256 S.H. KESHMIRI, M.M. BAGHERI MOHAGHEGHI, S. OJAGHI SHIR-MARD, and MAHMOOD REZAEE ROKN-ABADI Calculation of the Adhesive Strength by Using the Fracture Mechanical Test Methods ................................................ 257-261 H. SAUER and H. WEIB Influence of the Pulse Duration on the Application of Laser Shock Technique for the Debonding of Coating ................................................................................................................................................ 263-268 M. BOUSTIE, E. AUROUX, J.P. ROMAIN, and D. BERTHEAU Gelling-Induced Autophobicity Effects in Multi Layered Sol-Gel Coating Systems ..................................................... 269-275 Su NEE TAN, XIANTING ffi'lG, and BART FOKKINK Posters ............................................................................................, ................................................... , ................. 277 Adhesive Wear Resistance of HVOF Sprayed Cu Based Alloy Coating ........................................................................ 279-290 MITSUMASA SASAKI, TOMOKO MIYAZAKI, TADAOKI ARAKAWA, and RYOICHI URAO Preparation of Fluorinated Amorphous Carbon Nitride Films by Magnetron Sputtering .............................................. 291-298 HARUO YOKOMICHI Acoustic Emission Evaluation of Plasma Sprayed Functionally Graded Thermal Barrier Coatings ............................. 299-306 L. Fu, K.A. KHOR, H.W. NG, and T.N. TEO Wear and Friction of Diamond Coatings Deposited on Pure Titanium ........................................................................... 307-315 Y.Q. Fu, N.L. LOH, B.B. Y AN, C.Q. SUN, and P. HING Improvement of Interfacial Structure of Diamond Coating on Ti by Duplex Surface Engineering ............................................................................................................................................ 317-323 BlBo Y AN, NEE LAM LoH, YONGQING Fu, CHANG Q. SUN, and PETER HING Wear Resistance of Three Chromium-Based Coated JIS SKD61 Tool Steels ................................................................ 325-331 LIU-Ho CHIU, CHIH-Fu YANG, and PING-MING LIU Effect of Surface Modification on Room Temperature Tensile Properties of Fe-18AI and Fe-18AI-5Cr Alloys .................................................................................................................................... 333-337 Lru-Ho CHIU, PEE-YEw LEE, and CHIEH-LuNG CHANG Reactive Plasma Spray of Nickel Aluminide Coatings from Elemental Ni and Al Powders ......................................... 339-344 SACHIO OKl, TETsuRou KIMATA, AKIRA lKENAGA, and MAKOTO KAWAMOTO Surface Microstructure Effects of Single Crystal Tungsten After Nd: YAG Laser Irradiation ....................................... 345-351 Yun KAWAKAMI, SHINYA SASAKI, and EIICHI OZAWA Surface Modification of PTFE by Plasma Treatment ..................................................................................................... 353-358 C. LIU, S.M. GREEN, R.D. ARNELL, A.R. GIBBONS, L. REN, and J.TONG Effects of an Additive on the Corrosion Performance of Electroplated Zinc on Different Alloy Steels .................................................................................................................. 359-365 HYUNG-JOON KIM Subject Index ................................................................................................................................................................... 367-370 Author Index .................................................................................................................................................................. 378-383 Hard Materials Surface Oxidation of Steels at Low Oxygen Pressures and Elevated Temperatures, and its Impact on Gas Nitriding Brigitte Haase Hochschule Bremerhaven An der Karlstadt 8, D-27568 Bremerhaven, Germany Michele Stiles and Juan Dong Institut fOrWerkstofftechnik Badgasteiner Str. 3, D-28359 Bremen, Germany Abstract When this layer isformed spontaneously near room temperature, it is also thinner than 10nm. At elevated temperatures, i.e., during the heating inanitriding Low alloy steels arecovered with athin oxide layer containing furnace to 500 or 600°C, oxide layers tend to grow fast when Fe0 at the metal and Fe0 at the solid/atmosphere interface. It oxygen ispresent, even atlow partial pressures. The result isoxide 3 4 2 3 can be shown by means ofmodern surface analysis that these layers layers that, which are at least one order of magnitude thicker than are usually less than 10nm thick. The formation ofFe0 isheld to oxide layers formed atroom temperature, their thickness depending 3 4 be a precondition for the formation of Fe203, the latter being not only on oxygen partial pressure but also on kinetic parameters, responsible for corrosion protection and the slight passivity ofiron such asheating rate and time. and low alloy steels. Experimental investigations were carried out to study the Passivity canbesignificantly increased byincreasing chromium formation of oxide layers at different temperatures and oxygen concentration, i.e., in the case of stainless steels with chromium partial pressures, and their impact on subsequent nitrogen uptake contents exceeding 13wt.%. Stainless steels form anoxide layer at in an ammonia atmosphere. The objective ofthe investigation was the surface in which chromium oxides (i.e., Cr203) are enriched. to explain contradictory and irreproducible results in practical gas Surface Modification Technologies XIII Edited by T.S. Sudarshan, K.A. Khor, and M. Jeandin © ASM International, Materials Park, Ohio, 1999 3 4 Haase, Stiles, and Dong Table 1.Properties of the Iron Oxides2,3,4 Phase Structure 02-Lattice Formation Properties Fel_xO FCC (NaCI) FCC >570°C Antiferromagnetic F~04 Inverse-Spinel Vacuum Heat Treatment Highly Conductive, FCC Magnetite (AlMg04) of y-F~03 Antiferrimagnetic 2 a-Fez03 Heat Treatment of Corundum (Al0 HDP Antiferromagnetic Haematite 2 3) y-F~03 in Air y-F~03 Cautious Oxidation of Spinel FCC Ferrimagnetic Maghemite F~04 nitriding and, more generally, in heterogeneous surface treatment very different crystal structure and electrical properties. When processes in gas atmospheres at elevated temperatures. 'Y-Fe203is heat-treated at high temperature and made to undergo the transition to a-Fe0 it appears to lose almost 1.0Introduction 2 3, all of its sensitivity regarding reductive gases. This is the reason for Fe203not having attracted much attention asagas Real surface modification processes at elevated sensor.' temperatures take place in reactors or furnaces, which are Surface oxidation ofiron occurs atelevated temperatures heated toreaction temperature during aperiod, which depends even at low oxygen partial pressure. Oxide layers formed at onthe type and supplier ofthe reactor. In contrast tonitriding 300°C are easily one order of magnitude thicker than oxide reaction conditions, heating parameters are usually not well layers formed at RT, even after short oxidation times. Real defined. Reactions occurring during heating can influence world reactors and furnaces are likely to contain sufficient theresult ofthe surface modification process, especially when oxygen for oxide layer formation, especially during heating the process is controlled kinetically and by the composition to reaction temperature. This makes it probable that ofthe furnace gas atmosphere, heating time and rate influence thermochemical processes at elevated temperatures have to surface composition.' A reaction likely to occur in the deal with the reactivity ofiron oxide layers rather than that of presence of oxygen during heating is surface oxidation. A metal iron (steel). surface modification process, which may be influenced by Inthe case ofgas nitriding ofstainless steels, the problem prior surface oxidation, isthe gas nitriding process, consisting of passive oxide layers is well known. The composition of of ammonia dissociation and nitride formation at steel high-chromium steel oxide layers is rich with chromium surfaces. Gas nitriding usually takes place in ammonia at oxides, thus preventing notonly corrosion but alsothereaction temperatures between 500 and 580°C. with ammonia to form iron and chromium nitrides. Metals are very sensitive to surface oxidation. Nearly all Consequently, high-chromium steels are not easily nitrided metals and alloys are covered by athin oxide layer « 1anm) in ammonia. On the other hand, gas nitriding (not only) of which is formed at room temperature. Metal alloys can be stainless steels has been reported to be possible owing to the used asengineering materials because this oxide layer causes addition of small amounts of oxygen to the nitriding passivity and prevents them from further oxidation and atmosphere. This oxygen addition is said to be responsible corrosion. Oxide layers formed at steels are complex in for the formation of Fe304(magnetite), which promotes nitrogen uptake and nitride formation/' See Ref.7-10 for more structure and composition. Three different iron oxides are stable at temperatures and deeper information ongas nitriding and nitrocarburizing. between room temperature (RT) and nitriding temperature The influence of oxygen and of oxide layer formation on nitrogen uptake regarding·nitriding inammonia was studied of approximately 580°C; the Fe-II-oxide FeO (or Fe1_xO)is experimentally. Itwastheaimoftheinvestigation tobring some unstable at these temperatures and undergoes light in the sometimes contradictory findings regarding the disproportionation to form Fe and Fe304. Some information formation ofiron and chromium oxides and their nitridability. about the oxides isgiven inTable 1.2,3.4 There are two types of Fe203: a-Fe203, which has a 2.0 Methods corundum-type crystal structure, and y-Fe203, which has a spinel-type crystal structure. Conversion bet°ween these two types and magnetite, spinel-type crystal Fe3 4is carried out Experiments were carried out with different steels. This by processes of oxidation, reduction and transition. A report concentrates ontheresults ofonematerial, thehigh alloy reversible oxidation-reduction process can be used toconvert stainless steel X4CrNi18-10 (SS304), composition asgiven in between Fe304 and y-Fe203• The a andyphases ofFe203 have Table 2. Surface Oxidation of Steels at Low Oxygen Pressures and Elevated Temperatures, and its Impact on Gas Nitriding 5 Table 2.Specimen Material Composition, wt. % . Material Heat Treatment C Cr Ni Fe X4CrNi18-10 ~0.07 17- 19 8.5 - 10.5 Balance Solution-annealed Table 3.Oxygen Pressure in Various Atmospheres Atmosphere Oxygen Air Nitrogen Ammonia Addition p(02)lbar 1* 0.2* 1x 10-5** 1X 10-27** 'Measurement by mass spectrometry, "Measurement by oxygen sensor. Table 4.Specimen Treatment in the Furnace: Heating and Nitriding Heating Nitriding Conventional N2P(02) = lO-5bar 580°C, K = 10,2 h N Pre-oxidation Air, 300°C, 30 min. 520oe, K = 10,_4 h N Oxidation Air, 5?0°C, 10min. - Oxygen-Reduced N-33 vol.% NH3 580°C, K = 10,2 h 2 N 550°C, 20 min. Oxygen-Reduced N2-33vol.% NH3 Nz-32.6 vol.% NH3, - 2.3 vol.% air 550°C, 60 min. 550°C, 60 min., N-33 Oxygen-Reduced N-33 vol.% NH3 2 2 Nz-32.6 vol.% NH3, - 2.3 vol.% air vol.% NH3, KN= 10 Prior to treatment in the furnace, the specimens were analysis depends onelement specific sensitivity factors, sothose cleaned/degreased using acetone/ultrasound. Oxidation and error limits asgiven inTable 5are equally element specific. nitriding were performed in an inert quartz reactor. The Depth profiling was done using an argon ion sputter oxygen partial pressures in the various gas atmospheres are gun with a sputter current of 1 rnA. The sputtered surface given in Table 3. area was 4 x 3mm. The sputter rate depends onthe materials; Six different furnace processes were performed, with it is lower for ceramics and higher for metals. All depth different oxygen partial pressures at different temperatures profiles have been calculated using the sputter rate of Si02, i.e., 4 nml300 s. The sputter rate for steel is known to be during heating and nitriding. These processes are described slightly higher (5 nm/300 s). Though the examined in Table 4. specimens were covered with multi-component layers, the Prior to heating, the furnace was flushed with nitrogen sputter rates were assumed to be uniform. When sputtering and then with nitrogen /hydrogen, until oxygen could not be rough surfaces of composite materials, however, different detected any longer by mass spectrometry. Heating to sputter rates may increase the concentration error limit. nitriding temperature took about 40 min. Surface composition was analyzed qualitatively and 3.0 Results quantitatively using ESCA. The x-ray source was MgKa. The detection limit in photoelectron spectroscopy depends on the element examined but islower than 1at.%.Depth resolution is The composition of the clean stainless steel surface is about 1nm but depends on surface roughness. Quantitative illustrated bythe XPS depth profile ofFigure 1.The specimen 6 Haase, Stiles, and Dong 50 eft 40 ~ ctS c g 30 '-0 ctS - ~'- .•.•.•.. - c \ .•.•.•.. -.•.•.•.. ..........•...... Qg) \ ..... 20 \ .-.-._------.- o " o ==~~ ~~-------'-------------_ _ -. cr:-~--::-::-:.:.:0::.:-:":::: 10 ------------------- o~--~----~--~----~--~----~--~----~--~--~ o 2 4 6 8 10 Depth, nm Fig. 1: XPS depth profile of elements in a clean stainless steel surface. Table 5_Error Limits for Quantitative Elemental Analysis Element Specification Error Limit N - 5% 0 20 at.% 2% C Base Material 10% iscovered by athin sorption layer rich with carbon and oxygen detected throughout the analyzed depth of 300 nm, surface (1 nm), and an oxide layer containing iron and chromium hardness of the ammonia-treated specimen (385 HVO.5) is oxides. Oxygen was found throughout the analyzed depth of slightly higher than the substrate hardness (320 HVO.5).There 10 nm. No chromium enrichment could be detected at the was little nitrogen uptake considering the high chromium surface. content ofthe base material, and the thickness ofthe nitrogen After preoxidation inairfor 30min, surface composition containing layer is low, despite the relatively long nitriding has not changed significantly, as can be concluded from the time of2h.Disregarding nitrogen content, the depth profiles depth profiles of Figure 2. Carbon-rich sorption and oxide ofthe conventionally nitrided specimen resemble the profiles layers can still be found, their overall thickness is of Figure 2. approximately 10 nm. Chromium enrichment did not occur A zone of 150 nm depth is depleted of iron whereas at this temperature. chromium isenriched; besides, alotofoxygen isfound. Using However, surface composition is affected strongly after element peak analysis, it can be shown that chromium and 10 min of oxidation in air at 570°C, as shown in Figure 3. the remaining iron are bound as oxides, so that a thick Oxygen was detected throughout the analyzed depth of chromium oxide layer was formed atthis temperature, which 70 nm, chromium concentration is enhanced whereas there hasprevented themetal from nitrogen uptake andhas hindered is an iron depletion. The affected zone is thicker than 70 nm chromium nitride formation, owing to the thermodynamic and exceeds the oxide layers formed at lower temperatures stability of chromium oxide. Chromium nitride formation, byroughly one order ofmagnitude. Up toadepth ofmore than however, isessential for the high surface hardness ofnitrided 30nrnthe oxide layer consists mainly ofchromium oxides. high chromium stee1. The concentration profiles of Figure 4 were obtained This severe oxidation could have occurred only between when the stainless steel was nitrided conventionally i.e., 300 and 580°C, before ammonia was introduced into the heated innitrogen tonitriding temperature of580°C, followed reactor. Thus a relatively small partial pressure of oxygen by the ammonia heat treatment. Although nitrogen can be (less than 10-5 bar, see Tables 3 and 4)-is responsible for

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