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Biological and Medical Physics, Biomedical Engineering Marek Procházka Surface- Enhanced Raman Spectroscopy Bioanalytical, Biomolecular and Medical Applications Surface-Enhanced Raman Spectroscopy BIOLOGICAL AND MEDICAL PHYSICS, BIOMEDICAL ENGINEERING Thefieldsofbiologicalandmedicalphysicsandbiomedicalengineeringarebroad,multidisciplinaryanddynamic. Theylieatthecrossroadsoffrontierresearchinphysics,biology,chemistry,andmedicine.TheBiologicaland MedicalPhysics,BiomedicalEngineeringSeriesisintendedtobecomprehensive,coveringabroadrangeoftopics importanttothestudyofthephysical,chemicalandbiologicalsciences.Itsgoalistoprovidescientistsand engineerswithtextbooks,monographs,andreferenceworkstoaddressthegrowingneedforinformation. Booksintheseriesemphasizeestablishedandemergentareasofscienceincludingmolecular,membrane,and mathematicalbiophysics;photosyntheticenergyharvestingandconversion;informationprocessing;physical principlesofgenetics;sensorycommunications;automatanetworks,neuralnetworks,andcellularautomata. Equallyimportantwillbecoverageofappliedaspectsofbiologicalandmedicalphysicsandbiomedicalengi- neeringsuchasmolecularelectroniccomponentsanddevices,biosensors,medicine,imaging,physicalprinciples ofrenewableenergyproduction,advancedprostheses,andenvironmentalcontrolandengineering. Editor-in-Chief: EliasGreenbaum,OakRidgeNationalLaboratory,OakRidge,Tennessee,USA EditorialBoard: MasuoAizawa,DepartmentofBioengineering, JudithHerzfeld,DepartmentofChemistry, TokyoInstituteofTechnology,Yokohama,Japan BrandeisUniversity,Waltham,Massachusetts,USA OlafS.Andersen,DepartmentofPhysiology, MarkS.Humayun,DohenyEyeInstitute, BiophysicsandMolecularMedicine, LosAngeles,California,USA CornellUniversity,NewYork,USA PierreJoliot,InstitutedeBiologie RobertH.Austin,DepartmentofPhysics, Physico-Chimique,FondationEdmond PrincetonUniversity,Princeton,NewJersey,USA deRothschild,Paris,France JamesBarber,DepartmentofBiochemistry, LajosKeszthelyi,InstituteofBiophysics,Hungarian ImperialCollegeofScience,Technology AcademyofSciences,Szeged,Hungary andMedicine,London,England RobertS.Knox,DepartmentofPhysics HowardC.Berg,DepartmentofMolecular andAstronomy,UniversityofRochester,Rochester, andCellularBiology,HarvardUniversity, NewYork,USA Cambridge,Massachusetts,USA AaronLewis,DepartmentofAppliedPhysics, VictorBloomfield,DepartmentofBiochemistry, HebrewUniversity,Jerusalem,Israel UniversityofMinnesota,St.Paul,Minnesota,USA StuartM.Lindsay,DepartmentofPhysics andAstronomy,ArizonaStateUniversity, RobertCallender,DepartmentofBiochemistry, Tempe,Arizona,USA AlbertEinsteinCollegeofMedicine, Bronx,NewYork,USA DavidMauzerall,RockefellerUniversity, NewYork,NewYork,USA BrittonChance,UniversityofPennsylvania DepartmentofBiochemistry/Biophysics EugenieV.Mielczarek,DepartmentofPhysics Philadelphia,USA andAstronomy,GeorgeMasonUniversity,Fairfax, Virginia,USA StevenChu,LawrenceBerkeleyNational MarkolfNiemz,MedicalFacultyMannheim, Laboratory,Berkeley,California,USA UniversityofHeidelberg,Mannheim,Germany LouisJ.DeFelice,DepartmentofPharmacology, V.AdrianParsegian,PhysicalScienceLaboratory, VanderbiltUniversity,Nashville,Tennessee,USA NationalInstitutesofHealth,Bethesda, JohannDeisenhofer,HowardHughesMedical Maryland,USA Institute,TheUniversityofTexas,Dallas, LindaS.Powers,UniversityofArizona, Texas,USA Tucson,Arizona,USA GeorgeFeher,DepartmentofPhysics, UniversityofCalifornia,SanDiego,LaJolla, EarlW.Prohofsky,DepartmentofPhysics, California,USA PurdueUniversity,WestLafayette,Indiana,USA HansFrauenfelder, AndrewRubin,DepartmentofBiophysics,Moscow LosAlamosNationalLaboratory, StateUniversity,Moscow,Russia LosAlamos,NewMexico,USA MichaelSeibert,NationalRenewableEnergy IvarGiaever,RensselaerPolytechnicInstitute, Laboratory,Golden,Colorado,USA Troy,NewYork,USA DavidThomas,DepartmentofBiochemistry, SolM.Gruner,CornellUniversity, UniversityofMinnesotaMedicalSchool, Ithaca,NewYork,USA Minneapolis,Minnesota,USA More information about this series at http://www.springer.com/series/3740 á Marek Proch zka Surface-Enhanced Raman Spectroscopy Bioanalytical, Biomolecular and Medical Applications 123 MarekProcházka Institute of Physics CharlesUniversity inPrague Prague 2 Czech Republic ISSN 1618-7210 ISSN 2197-5647 (electronic) Biological andMedical Physics,Biomedical Engineering ISBN978-3-319-23990-3 ISBN978-3-319-23992-7 (eBook) DOI 10.1007/978-3-319-23992-7 LibraryofCongressControlNumber:2015950036 SpringerChamHeidelbergNewYorkDordrechtLondon ©SpringerInternationalPublishingSwitzerland2016 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinor foranyerrorsoromissionsthatmayhavebeenmade. Printedonacid-freepaper SpringerInternationalPublishingAGSwitzerlandispartofSpringerScience+BusinessMedia (www.springer.com) This book is dedicated to Prof. Blanka Vlčková from the Department of Physical and Macromolecular Chemistry, Faculty of Science, Charles University in Prague, on the occasion of her jubilee. Preface About 40 years after its discovery, surface-enhanced Raman scattering (SERS) spectroscopyhasbecomeafullygrownspectroscopictechniqueandthenumberof applications in the chemical, material, and particularly in life sciences has been rapidlyexpanding.SeveralmonographscoveringSERStheoryandapplicationsare available, but a compact monograph written by one author and focused on bio-relatedSERSapplicationsismissing.Themotivationtocompilethisbookwas to provide the best possible overview of the bioanalytical, biomolecular and medical applications of SERS. Please regard this book primarily as a review of selected bio-related SERS applications reported during the past two decades. Of course, it was impossible to include all applications from the extensive SERS literature in one book. I must apologize to all colleagues whose work is not describedorcitedhere.Ihopethisbookwillbeusefulforstudentsandnewcomers with only little background in SERS spectroscopy as well as for experts who just need a quick overview of SERS applications with keyword “bio”. AsanM.Sc.studentatFacultyofMathematicsandPhysics,CharlesUniversity in Prague, I chose SERS spectroscopy as my research topic with very little knowledge about it and even less knowledge about how complicated it could be. During the twenty plus years that I have been working on SERS spectroscopy I have discovered how mysterious it is and at the same time what a fascinating researchfielditis.WhenIwasresearchingmaterialforthisbook,themostexciting thing for me was the appreciation I got from seeing the great amount of progress that has been made in SERS spectroscopy over the past two decades. I would like to thank two special persons/teachers: Prof. Blanka Vlčková from the Department of Physical and Macromolecular Chemistry, Faculty of Science, CharlesUniversityinPrague,apioneerofSERSinCzechRepublicandProf.Josef Štěpánek from the Institute of Physics, Faculty of Mathematics and Physics, Charles University in Prague. I was infected with their enthusiasm for scientific work and without them I would never have come to the position where I now find myself. vii viii Preface IthankalsomycolleaguesandstudentsfromDivisionofBiomolecularPhysics, Institute of Physics, Faculty of Mathematics and Physics, Charles University in Prague for encouraging me during my work on this book. In particular, I should mention those who helped me in the completion of this book. I thank Dr. Eva Kočišováforreadingthemanuscriptandhelpingwiththegraphics.IthankmyPh.D. students Mgr. Vlastimil Peksa for valuable comments on the manuscript and Mgr. Martin Šubr for reference database. I thank Dr. Vladimír Kopecký, Jr. for typog- raphy.Finally,IwouldliketothankMr.MarshallJohnsonforEnglisheditingofthis book. Please note that I used British English. Financial support from the Czech Science Foundation(Project number P205/13/20110S) isalso greatlyappreciated. Prague, June 2015 Marek Procházka Contents 1 Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 2 Basics of Raman Scattering (RS) Spectroscopy . . . . . . . . . . . . . . . 7 2.1 Short History of Raman Effect. . . . . . . . . . . . . . . . . . . . . . . . . 7 2.2 Basic Theory of RS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 2.3 Molecular Vibrations and Their Raman Activity. . . . . . . . . . . . . 12 2.4 Raman Experiment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 2.5 Raman Spectroscopy for Biomolecular Studies. . . . . . . . . . . . . . 17 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 3 Basics of Surface-Enhanced Raman Scattering (SERS). . . . . . . . . . 21 3.1 SERS Mechanisms. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 3.1.1 EM Mechanism of SERS . . . . . . . . . . . . . . . . . . . . . . . 22 3.1.2 Chemical (Molecular) Mechanism of SERS. . . . . . . . . . . 24 3.2 SERS EFs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 3.3 SM-SERS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 3.4 SERS-Active Substrates . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 3.4.1 Metallic NP Hydrosols. . . . . . . . . . . . . . . . . . . . . . . . . 30 3.4.2 NPs and Nanostructures on Planar Supports Prepared by Bottom-Up Techniques. . . . . . . . . . . . . . . . 34 3.4.3 Nanostructures Fabricated Using Nanolithographic (Top-Down) Techniques. . . . . . . . . . . . . . . . . . . . . . . . 37 3.4.4 Highly Ordered Metallic Nanostructures Fabricated by Template Techniques. . . . . . . . . . . . . . . . . . . . . . . . 39 3.4.5 Commercially Available Substrates . . . . . . . . . . . . . . . . 47 3.5 Practical Aspects of SERS. . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 3.6 Related Enhanced Techniques . . . . . . . . . . . . . . . . . . . . . . . . . 50 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 ix x Contents 4 Bioanalytical SERS Applications. . . . . . . . . . . . . . . . . . . . . . . . . . 61 4.1 Quantitative SERS Methods. . . . . . . . . . . . . . . . . . . . . . . . . . . 61 4.1.1 SERS-Active Substrates for Quantitative SERS . . . . . . . . 61 4.1.2 Internal Intensity Standards for Quantitative SERS. . . . . . 65 4.1.3 Sensitivity and Specificity of SERS Sensor. . . . . . . . . . . 68 4.2 SERS Sensing of Pharmaceuticals and Drugs. . . . . . . . . . . . . . . 70 4.2.1 SERS Sensing of Pharmaceuticals . . . . . . . . . . . . . . . . . 70 4.2.2 SERS Sensing of Drugs . . . . . . . . . . . . . . . . . . . . . . . . 72 4.3 SERS Sensing of Pollutants, Food Contaminants and Food Additives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 77 4.3.1 SERS Sensing of Pollutants and Pesticides . . . . . . . . . . . 77 4.3.2 SERS Sensing of Melamine . . . . . . . . . . . . . . . . . . . . . 82 4.3.3 SERS Sensing of Food Colourants. . . . . . . . . . . . . . . . . 84 4.4 SERS Identification of Biowarfare Agent Anthrax . . . . . . . . . . . 86 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87 5 Biomolecular SERS Applications. . . . . . . . . . . . . . . . . . . . . . . . . . 93 5.1 SERS Biomolecular Detection Schemes . . . . . . . . . . . . . . . . . . 93 5.2 Nucleic Acids (NAs) and Their Components . . . . . . . . . . . . . . . 95 5.2.1 Intrinsic Detection of NAs . . . . . . . . . . . . . . . . . . . . . . 96 5.2.2 Intrinsic NA Detection Using Hybridization . . . . . . . . . . 98 5.2.3 Intrinsic NA Detection Using TERS. . . . . . . . . . . . . . . . 100 5.2.4 Extrinsic Detection of NAs. . . . . . . . . . . . . . . . . . . . . . 100 5.2.5 Extrinsic NA Detection Using Hybridization. . . . . . . . . . 102 5.3 Proteins and Their Components . . . . . . . . . . . . . . . . . . . . . . . . 104 5.3.1 Intrinsic Detection of Proteins. . . . . . . . . . . . . . . . . . . . 104 5.3.2 Extrinsic Detection of Proteins. . . . . . . . . . . . . . . . . . . . 108 5.3.3 Immunoassays. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109 5.4 Lipids and Membranes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120 6 SERS Investigations of Cells, Viruses and Microorganisms. . . . . . . 127 6.1 Intracellular SERS Investigations . . . . . . . . . . . . . . . . . . . . . . . 127 6.1.1 Intracellular SERS Detection Strategies. . . . . . . . . . . . . . 127 6.1.2 Delivery of the Metallic NPs Inside the Cells . . . . . . . . . 129 6.1.3 Chemical Probing in Cells by Intrinsic SERS Spectra. . . . 131 6.1.4 Chemical Probing in Cells Using SERS Tags with RRMs. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 134 6.1.5 Endosomal pH Monitored by SERS. . . . . . . . . . . . . . . . 137 6.1.6 Intracellular SERS Using Tip-like Substrates. . . . . . . . . . 139 6.1.7 Experimental Aspects of Intracellular SERS Studies. . . . . 140 6.2 Detection and Identification of Viruses and Microorganisms . . . . 141 6.2.1 Detection and Identification of Viruses. . . . . . . . . . . . . . 141

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