Education S u p e r v i s i o n f o r Traditional methods of supervision and evaluation focus L on teachers’ inputs: their lesson plans, instruction, and e classroom management practices. But what matters most A is the outcome they achieve: learning. This book introduces r Performance-Based Supervision and Evaluation (PBSE), n a data-driven and teacher-directed approach proven to i n build educators’ analytical and instructional capacity to address the learning needs of their students. It’s a move g away from disconnected annual goals and outside-in improvement initiatives, and toward the full integration of teacher evaluation, strategic professional development, and school improvement planning. BROWSE EXCERPTS Supervision for Learning is an important resource for A FROM ASCD BOOKS: school leaders looking to s http://www.ascd.org/books • Honor the judgment of teachers while targeting el t i student performance in areas of essential knowledge n e and skills articulated in standards; • Association for Supervision and • Empower all teachers to use performance data as F Curriculum Development a the basis for instructional decisions and monitor r Alexandria, Virginia USA y the effectiveness of these decisions through n i action research; a r z • Develop meaningful collaborative relationships • with and among teachers; and R $27.95 U.S. • Acquire authentic evidence of teacher and ig a student growth. z i o Authors James M. Aseltine, Judith O. Faryniarz, and - D Anthony J. Rigazio-DiGilio explain the best-practice i G foundations of their approach and provide guidelines i l for its implementation. Sample artifacts and illustrative io vignettes bring the PBSE process to life, clarifying the supervisor’s role, the teachers’ responsibilities, and the students’ gains. You’ll also find a planning and monitoring tool that maps milestones within the development and evaluation cycle, along with strategies for reconciling this approach with district reporting requirements and budget realities. Association for Supervision and Curriculum Development Alexandria, Virginia USA Association for Supervision and Curriculum Development 1703 N. Beauregard St. • Alexandria, VA 22311-1714 USA Phone: 800-933-2723 or 703-578-9600 • Fax: 703-575-5400 Web site: www.ascd.org • E-mail: [email protected] Author guidelines: www.ascd.org/write Gene R. Carter, Executive Director; Nancy Modrak, Director of Publishing; Julie Houtz, Director of Book Editing & Production; Katie Martin, Project Manager; Shelley Kirby, Senior Graphic Designer; Barton Matheson Willse & Worthington, Typesetter; Vivian Coss, Production Specialist Copyright © 2006 by the Association for Supervision and Curriculum Development (ASCD). All rights reserved. No part of this publication may be reproduced or transmit- ted in any form or by any means, electronic or mechanical, including photocopy, record- ing, or any information storage and retrieval system, without permission from ASCD. Readers who wish to duplicate material copyrighted by ASCD may do so for a small fee by contacting the Copyright Clearance Center (CCC), 222 Rosewood Dr., Danvers, MA 01923, USA (phone: 978-750-8400; fax: 978-646-8600; Web: http://www.copyright.com). For requests to reprint rather than photocopy, contact ASCD’s permissions office: 703-578-9600 or [email protected]. Printed in the United States of America. Cover art copyright © 2006 by ASCD. ASCD publications present a variety of viewpoints. The views expressed or implied in this book should not be interpreted as official positions of the Association. All Web links in this book are correct as of the publication date below but may have become inactive or otherwise modified since that time. If you notice a deactivated or changed link, please e-mail [email protected] with the words “Link Update” in the subject line. In your message, please specify the Web link, the book title, and the page number on which the link appears. ASCD Member Book, No. FY06-7 (May 2006, P). ASCD Member Books mail to Premium (P), Comprehensive (C), and Regular (R) members on this schedule: Jan., PC; Feb., P; Apr., PCR; May, P; July, PC; Aug., P; Sept., PCR; Nov., PC; Dec., P. PAPERBACK ISBN-13: 978-1-4166-0327-6 ASCD product #106001 PAPERBACK ISBN-10: 1-4166-0327-1 Also available as an e-book through ebrary, netLibrary, and many online booksellers (see Books in Print for the ISBNs). Quantity discounts for the paperback edition only: 10–49 copies, 10%; 50+ copies, 15%; for 1,000 or more copies, call 800-933-2723, ext. 5634, or 703-575-5634. For desk copies: [email protected]. Library of Congress Cataloging-in-Publication Data Aseltine, James M. Supervision for learning : a performance-based approach to teacher development and school improvement / James M. Aseltine, Judith O. Faryniarz, and Anthony J. Rigazio-DiGilio. p. cm. Includes bibliographical references and index. ISBN-13: 978-1-4166-0327-6 (pbk. : alk. paper) ISBN-10: 1-4166-0327-1 (pbk. : alk. paper) 1. Teachers—Rating of—United States. 2. Teachers—In-service training—United States. I. Faryniarz, Judith O., 1951– II. Rigazio-DiGilio, Anthony J., 1952– III. Title. LB2838.A765 2006 371.203--dc22 2006003153 15 14 13 12 11 10 09 08 07 06 1 2 3 4 5 6 7 8 9 10 11 12 Jim dedicates this book to his loving wife, Barbara, and his daughters, Linda, Sue, and Pam. Their unending encouragement has sustained him through his many years of professional endeavor. Judith dedicates this book to her husband, Joe; to their children, Jennifer, Patrick, Cathy Jean, Chris, Cari, and Cori; to extended family; and to friends and colleagues who have inspired her work and recommitted it to the education of everyone’s children. Tony dedicates this book to Sandra, Elizabeth, and Nicholas, who remind him every day of what is important. Supervision for LEARNING Foreword by Jay McTighe ......................................................................... vii Acknowledgments ...................................................................................... x Introduction ................................................................................................. 1 1 Reconceptualizing Supervision and Evaluation .............................. 9 2 Getting Ready to Target Improvement ............................................ 21 3 Working Together to Initiate Teacher Development .................... 36 4 Creating Individual Professional Development Plans ................... 54 5 Differentiating Performance-Based Supervision and Evaluation ................................................................................... 64 6 Managing Performance-Based Supervision and Evaluation ......... 87 7 Pursuing Teacher Learning to Inform Instructional Interventions .................................................................................... 104 8 Evaluating Teacher Growth and Development ............................ 131 9 Developing Culture and Capacity in the Learning Community ....................................................................................... 156 10 Applying the Model to Administrators ......................................... 171 Epilogue .................................................................................................. 183 Appendix A: The Criteria of Excellence .............................................. 187 Appendix B: Sample Artifacts ............................................................... 197 References and Resources .................................................................... 232 Index ........................................................................................................ 236 About the Authors ................................................................................. 241 Foreword I clearly recall the ritual from my early experiences as a teacher. Twice a year, my principal would visit my classroom, sit in the back, and observe me at work for 20-odd minutes. While trying to appear “natural” and concentrate on my lesson, I could not help but notice him scrutinizing the room and making notations on his clipboard. A day or two later, I would receive a filled-in copy of the district’s Teacher Observation Form with some perfunctory com- ments (“Has good rapport with students”) and a SATISFACTORY rating stamped at the bottom of the page in purple ink. Don’t get me wrong: I liked my principal and he liked me. I never felt that the observation and evaluation process was adversarial; I just did not perceive these biannual “snapshots” to be a particu- larly worthwhile experience for either of us. The unspoken truth was that virtually all teachers in my school were certified as SATIS- FACTORY, provided that they weren’t the target of too many parental complaints and that they could be counted on to address the major- ity of behavior problems in the classroom instead of bumping them to the front office. For me, the most influential professional growth experiences occurred informally, as I picked the brain of an effective veteran teacher or when I had the opportunity to work with a colleague to co-plan an activity or a performance. In stark contrast, my “offi- cial” professional development experiences consisted primarily of large-scale events. My fellow staff members and I were herded into vii viii SUPERVISION FOR LEARNING the high school auditorium, where we spent the morning listening to a motivating speaker before breaking into afternoon workshops, the content of which was primarily determined by what volunteer leaders wished to offer. I fondly recall one very popular offering: a “Color Me Beautiful” seminar sponsored by an enterprising teacher who moonlighted as a wardrobe consultant! Fast forward 30-some years. Educators today are immersed in a decidedly different world. The emergence of content and perfor- mance standards, coupled with high-stakes accountability sys- tems, has shifted the professional focus from “inputs” and “pro- cess” to “results.” These not-so-subtle shifts affect nearly all facets of our work, including professional development, teacher evalua- tion, and approaches to improve school effectiveness. It is the current state of educational affairs that makes Super- vision for Learning such a timely and significant work. The authors marry the analytic insight of scholars with the practical wisdom of veteran educators as they first make the case for shifting to a “performance-based” model of supervision and evaluation and then show how it’s done. Supervision for Learning offers a refresh- ing alternative to the ritualistic and marginally effective evaluation practices that teachers and administrators have endured for years. And significantly, the book proposes a pathway toward true profes- sional development: one that honors the professionalism of teach- ers while concurrently targeting the achievement needs of learn- ers. Its focus on student achievement looks beyond the narrow tunnel of standardized test scores and toward a broader view of “data” inclusive of authentic student work and genuine accom- plishments on the part of teacher and student. Although their tone is optimistic, the authors do not shy away from the less than rosy realities faced by leaders in most schools. They tackle such challenges as resistant staff members and defi- cient teachers and offer concrete guidance, tools, and practical strategies to help everyone reap the benefits of this approach. Foreword ix This book deserves “must read” attention from school leaders at all levels who value the continuous learning of their staff and pursue continuous learning themselves. Follow the precepts and practices contained within these pages, and you will realize a more effective use of your supervisory energies while guiding true pro- fessional development in the service of student learning. Jay McTighe
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