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Superluminal self-interacting neutrino 2 Ernst Trojan 1 0 Moscow Institute of Physics and Technology 2 PO Box 3, Moscow, 125080, Russia n a J January 11, 2012 9 ] h p Abstract - p e The effect of nonlinear self-interaction can be associated with su- h perluminal velocity of neutrino. The power energy spectrum E = [ p+Cpa is derived from the nonlinear Dirac equation when interac- 1 tion term V = λ(ψ¯γ ψψ¯γµψ)a is added to the Lagrangian of a free µ v spin-1/2 particle. The superluminal velocity recorded by the OPERA 5 8 and MINOS collaborations is achieved when the coupling constants 0 are taken in the range a = 0.4÷1.18 and λ = −(0.5÷1.6)×10−4. 2 The self-interaction Lagrangian V = λψ¯γ ψψ¯γµψ with the coupling . µ 1 constant λ = −(0.7÷0.9)×10−4 yields the same result. Scalar inter- 0 2 action V = λ(ψ¯ψ)b and scalar-vector interaction λ ψ†ψ b+1/ ψ¯ψ b 1 cannot be responsible for the observed superluminal neutrino. : (cid:0) (cid:1) (cid:0) (cid:1) v i X 1 Introduction r a Neutrino was believed to be a massless spin-1/2 fermion with energy E = pc (1) and group velocity v = c equal to the speed of light c = 1 (in relativistic units). The modern theory expects, however, that neutrino has finite mass [1] m = m < 0.28eV (2) ν 1 that implies deviation from the energy spectrum (1) and velocity dE v = 6= 1 (3) dp Recent experiments of the OPERA Collaboration [2] revealed superluminal motion of neutrino with energy E = 17GeV at the average velocity v = 1+2.37×10−5 (4) while the the MINOS Collaboration detected velocity v = 1+5.1×10−5 (5) for the low energy neutrino with energy spectrum peaked at approximately E = 3GeV. Superluminal neutrino was also observed in supernova explosion SN1987a [4]. This fact is a serious puzzle to the researchers. Superluminal velocity (4) cannotbelongtoafreemassiveparticlewithenergyspectrumE = p2 +m2 whose velocity is always subluminal because p 1m2 1m2 v −1 = − ≃ − < 0 (6) 2 p2 2 E2 The tachyonic energy spectrum E = p2 −m2 results in velocity above the speed of light 1mp2 1m2 v −1 = ≃ > 0 (7) 2 p2 2E2 that does not exceed 3 × 10−22 even at maximum possible neutrino mass m (2) and E = 17GeV. Nevertheless, in the frames of the accuracy of measurements, the energy spectrum of superluminal neutrino of OPERA [2] and MINOS [3] can be fitted to a power law [5, 6, 7] E = p+Cpa (8) where the coefficients must be taken in the range [8] a = 0.40÷1.18 C = 4.15×10−4 ÷1.5×10−5 (9) and C = (2.2 ÷3.03)×10−5 if we choose a ≡ 1. Indeed, neutrino is not a free particle, but there are several interesting hypotheses to explain its superluminal motion [9]. 2 In the present paper we consider massive neutrino whose Lagrangian L = ψ¯(iγµ∂ −m)ψ +V ψ¯,ψ (10) µ includes nonlinear self-interaction term V ψ¯,ψ(cid:0) . T(cid:1)here is no additional interaction with external fields and the medium, while the superluminal ve- (cid:0) (cid:1) locity is hidden in the very nature of neutrino. We need to find the energy spectrum of nonlinear Dirac equation ∂V (iγµ∂ −m)ψ + = 0 (11) µ ¯ ∂ψ and check whether the Lagrangian (10) is adjustable to reproduce the super- luminal velocity (4)-(5) detected by the OPERA [2] and MINOS [3] collab- orations. 2 Effect of self-interaction Consider the Lagrangian (10) with a simple self-interaction term V ψ¯,ψ = λ ψ†ψ b+1 ψ† = ψ¯γ0 (12) b+1 (cid:0) (cid:1) (cid:0) (cid:1) The relevant Dirac equation (11) is written (iγµ∂ −m+F)ψ = 0 (13) µ where 0 F = γ ω (14) and ω = λ ψ†ψ b (15) The Dirac equation (13) at ω = 0 ha(cid:0)s we(cid:1)ll-known solution in the form of plane wave φ ~σ ·~p ψ = 0 exp(−iE t) χ = φ E = m2 +p2 (16) 0 0 0 0 0 χ0 E0 +m (cid:18) (cid:19) p Substituting stationary wave function ψ = ϕ(~r)exp(−iEt) (17) 3 in (13), we have equation (−iα~ ·∇+βm)ϕ = (E +ω)ϕ (18) where 0 α~ = β~γ β = γ = −γ (19) 0 Substituting a plane-wave bispinor φ ϕ = exp(ip~·~r) (20) χ (cid:18) (cid:19) in (18), we obtain a linear system of equations ~σ ·~pχ = (E +ω −m)φ (21) ~σ ·p~φ = (E +ω +m)χ that has solution if and only if E = m2 +p2 −ω (22) p where p = |p~|. We can estimate the energy spectrum (22) in the frames of mean-field approximation if we neglect correlations between the field operators in (15) and apply effective interaction ω ≃ ω = λnb (23) ∗ where n = ψ†ψ (24) is the particle number density. The (cid:10)latter(cid:11)can be adjusted as n = 1/V for 1 particle in volume V. For a many-particle system the quantity (24) is determined according to formula ∞ 2 n = f dqk (25) q k (2π) Z 0 where f is the distribution function in q-dimensional momentum space. The p latter is the Fermi-Dirac distribution function if it is an ideal gas in equilib- rium, however, the OPERA [2] and MINOS [3] collaborations considered a 4 neutrino beam with the energy peaked at k = p, and its distribution function corresponds to a delta-function k f = δ 1− (26) k p (cid:18) (cid:19) in 1-dimensional momentum space, so that the particle number density (25) is estimated so p n = (27) π and, according to (22) and (23), the energy spectrum is λ E = p2 +m2 −λnb = p2 +m2 − pb (28) πb p p 3 Vector self-interaction Consider more general form of vector self-interaction [10] V = λ ψ¯γ ψψ¯γνψ b+1 (29) ν b+1 (cid:0) (cid:1) corresponding to the Dirac equation (iγµ∂ −m+F)ψ = 0 (30) µ where F = λ ψ¯γ ψψ¯γνψ bγ ψ¯γµψ (31) ν µ At b = 1 it is no more than th(cid:0)e Heisenber(cid:1)g mo(cid:0)del of(cid:1)self-interaction [11] F = λγ ψ¯γµψ (32) µ When we consider 1-dimensional n(cid:0)eutrino(cid:1) beam, we take into account that gamma-matrices in (1+1)-dimensional representation [10] 1 0 0 i γ0 = γx = (33) 0 −1 i 0 (cid:18) (cid:19) (cid:18) (cid:19) satisfy standard commutation relations 1 0 {γ ,γ } = 2η η = (34) µ ν µν µν 0 −1 (cid:18) (cid:19) 5 Substituting stationary plane wave solution u ψ = exp(ip x−iEt) p~ = (p ,0,0) (35) v x x (cid:18) (cid:19) in the Dirac equation (45), we have [10] ip v = (E +ω −m)u x (36) −ip u = (E +ω +m)v x instead of (21), while ω = λ |u|2 +|v|2 b = λ ψ†ψ b (37) formally coincides with (15).(cid:0)The linear(cid:1)system(cid:0)(36)(cid:1)has solution if and only if condition (22) is satisfied. Again, applying the mean-field approximation ω ≃ ω = λ ψ†ψ b = λnb (38) ∗ we obtain the same formula for the en(cid:10)ergy(cid:11)spectrum (28) of a 1-dimensional neutrino beam. The group velocity is immediately calculated p λb v = − pb−1 (39) p2 +m2 πb that tends to p λb m2 v ≃ 1− pb−1 − (40) πb 2p2 intheultra-relativistic limit E ≃ p ≫ m. Thelattertermin(40) isnegligible even at the upper bound of neutrino mass (2), and superluminal velocity (4)- (5) can be explained by the second term if λb < 0. Indeed, the power energy spectrum (8) is compatible with (40) if b = a = 0.4÷1.18 (41) λ = −(0.5÷1.6)×10−4 (42) Particularly, the coupling constant may vary in the range λ = −(0.7÷0.9)×10−4 (43) when a = b = 1 that corresponds to the Heisenberg model (32). Therefore, the origin of superluminal velocity of neutrino [2, 3] can be associated with vector self-interaction (29) if the coupling constants are properly identified (41)-(42). 6 4 Scalar self-interaction Consider the Lagrangian (10) with scalar self-interaction λ ¯ b+1 V = ψψ (44) b+1 (cid:0) (cid:1) The Dirac equation (11) has the form (iγµ∂ −m+W)ψ = 0 (45) µ where ¯ b W = λ ψψ (46) Substituting stationary wave funct(cid:0)ion ψ(cid:1) = ϕ(~r)exp(−iEt) and the ef- fective mass m = m−W (47) ∗ in (45), we obtain equation (−iα~ ·∇+βm )ϕ = Eϕ (48) ∗ that has plane-wave solution φ ~σ ·p~ ϕ = exp(ip~·~r) χ = φ (49) χ E +m (cid:18) (cid:19) ∗ for a free particle with the energy spectrum E = p~2 +m2 (50) ∗ p and relevant group velocity 1 dm ∗ v = p+m (51) ∗ p2 +m2 dp ∗ (cid:18) (cid:19) p Solution (49) also implies m ψ¯ψ = kφk2 −kχk2 = ∗ψ†ψ (52) E where ψ†ψ = kφk2 +kχk2 (53) 7 Applying the mean-field approximation, we neglect correlations in (46) and use the effective interaction W ≃ W = λnb (54) ∗ s where m ¯ ∗ n = ψψ = n (55) s E is the scalar density and n is the p(cid:10)arti(cid:11)cle number density (24). For a many- particle system it is determined by formula ∞ 2 m (k) n = ∗ f dqk (56) s q k (2π) E(k) Z 0 The distribution function f of a neutrino beam with the energy peaked at k k = p is presented by a delta-function (26) in 1-dimensional momentum space, so that the scalar density (55) is estimated p m (p) ∗ n = (57) s π E(p) Substituting (54) and (57) in (47), we obtain self-consistent equation for the effective mass b p m (p) m (p) = m−λnb = m−λ ∗ (58) ∗ s "π (p2 +m2)# ∗ Consider the ultra–relativistic limit E ≃ pp≫ m . The energy (50) is ∗ reduced to m2 m2 mW W2 E = p+ ∗ = p+ − ∗ + ∗ (59) 2p 2p p 2p while the effective interaction (54) is reduced to λ W ≃ mb (60) ∗ πb ∗ and velocity (51) is estimated m2 v ≃ 1− ∗ (61) 2p2 Although the deviation from the speed of light may be visible at large W , ∗ the velocity (61) is subluminal at any choice of constants λ and b. Therefore, thescalarself-interactioncannotberesponsibleforthesuperluminal neutrino velocity. 8 5 Scalar-vector self-interaction Now consider a mixed variant of scalar-vector self-interaction in the form [12, 13] ψ†ψ b+1 V = λ (62) ¯ b (cid:0) ψψ(cid:1) that corresponds to the Dirac equation(cid:0) (cid:1) iγµ∂ −m+W +γ0ω ψ = 0 (63) µ where (cid:0) (cid:1) ψ†ψ b ψ†ψ b+1 ω = λ(b+1) W = −λb (64) ¯ b ¯ b+1 (cid:0)ψψ(cid:1) (cid:0)ψψ(cid:1) Substituting a stationary p(cid:0)lane(cid:1)wave solution (cid:0) (cid:1) φ ϕ = exp(ip~·~r −iEt) (65) χ (cid:18) (cid:19) and the effective mass (47) in (63), we have a linear system of equations for the spinors ~σ ·~pχ = (E +ω −m )φ ∗ (66) ~σ ·~pφ = (E +ω +m )χ ∗ that has solution ~σ ·p~ χ = φ (67) E +ω +m ∗ if and only if the particles has the energy spectrum E = m2 +p2 −ω (68) ∗ p where the effective mass is m = m−W (69) ∗ According to (65) and (67) we have ψ†ψ kφk2 +kχk2 m2 +p2 = = ∗ (70) ψ¯ψ kφk2 −kχk2 m p ∗ 9 and the effective mass (69) is determined by self-consistent equation (m2 +p2)b+1 ∗ m = m−λb (71) ∗ q mb+1 ∗ that is reduced to pb+1 m = m−λb (72) ∗ mb+1 ∗ in the ultra-relativistic limit p ≫ m , so that ∗ b+2 m m −m m′ = (m −m) ∗ (73) b+1 ∗ ∗ ∗ p (cid:20) (cid:21) The energy spectrum (68) is, then, reduced to m2 pb E ≃ p+ ∗ −λ(b+1) (74) 2p mb ∗ At large coupling constant λ, when m ≫ m (75) ∗ equation (73) implies b+1m m′ = ∗ (76) ∗ b+2 p and, according to equation (74), the neutrino velocity is subluminal m2 v ≃ 1− ∗ (77) 2p2 When m → m (78) ∗ equation (73) implies m′ → 0 and, according to equation (74), the neutrino ∗ velocity is also subluminal m2 v ≃ 1− (79) 2p2 When m ≪ m (80) ∗ 10

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