Superconductivity of Metals and Cuprates Superconductivity of Metals and Cuprates J R Waldram Lecturer in Physics, Cavendish Laboratory Co-Director, IRC in Superconductivity Fellow, Pembroke College University of Cambridge Institute of Physics Publishing Bristol and Philadelphia © IOP Publishing Ltd 1996 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without the prior permission of the publisher. Multiple copying is permitted in accordance with the terms of licences issued by the Copyright Licensing Agency under the terms of its agreement with the Committee of Vice-Chancellors and Principals. British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library. ISBN 0 85274 335 1 hbk ISBN 0 85274 337 8 pbk Library of Congress Cátaloging-in-Publication Data Waldram, J. R. Superconductivity of metals and cuprates / J. R. Waldram. p. cm. Includes bibliographical references and index. ISBN 0-85274-335-1 (alk. paper). - - ISBN 0-85274-337-8 (pbk: alk. paper) 1. Superconductivity. I. Title. QC611.92.W35 1996 537.6'23 - - dc20 96-19055 CIP Published by Institute of Physics Publishing, wholly owned by The Institute of Physics, London Institute of Physics Publishing, Techno House, Redcliffe Way, Bristol BS1 6NX, UK US Editorial Office: Institute of Physics Publishing, The Public Ledger Building, Suite 1035, 150 South Independence Mall West, Philadelphia, PA 19106, USA Typeset in T^X using the IOP Bookmaker Macros Printed in the UK by J W Arrowsmith Ltd, Bristol This book is dedicated to the Staff and Students of the Royal Society Mond Laboratory Cambridge 1933-1973 Contents Preface xiii 1 Introduction 1 1.1 The aims of this book 1 1.2 The absence of electrical resistance 1 1.3 Thermal properties and the two-fluid model 3 1.4 Type I and type II superconductors 5 1.5 Other superconducting materials 6 1.6 The layout of this book 8 2 The superfluid 10 2.1 The two-fluid model in BCS theory 10 2.2 The supercurrent and the superfluid wavefunction 13 2.3 Introduction of the magnetic vector potential 15 2.4 The first London equation and perfect conductivity 17 2.5 The second London equation and perfect diamagnetism 18 2.6 The Meissner effect, flux trapping and flux quantization 21 2.7 Gauge transformations and the London gauge 24 2.8 Thermoelectric effects 26 2.9 The rotating superconductor 28 2.10 Other superfluid properties 30 3 The ideal phase transition 32 3.1 Field energy conventions 32 3.2 The thermodynamic critical field B 34 c 3.3 The critical field curve B(T) 35 C 3.4 Entropy and heat capacity 36 4 Ginzburg—Landau theory 39 4.1 The Landau theory of phase transitions 39 4.2 The Ginzburg-Landau free energy 43 4.3 The Ginzburg-Landau equations 44 viii Superconductivity 4.4 Penetration depth and coherence length 47 4.5 Microscopic expressions for the parameters 48 4.6 Dimensionless forms 49 4.7 Critical current density of a thin film 51 4.8 The Little-Parks effect 52 4.9 The NS boundary energy 54 4.10 The quantized flux line 56 4.11 Supercooling and the surface sheath 58 5 Superconducting states with internal magnetic flux 61 5.1 The macroscopic magnetization description 61 5.2 Samples with finite demagnetizing coefficient 63 5.3 The intermediate state of type I superconductors 65 5.4 The intermediate state in wires carrying currents 67 5.5 The mixed state of type II superconductors 70 5.6 The ideal mixed-state magnetization curve 73 5.7 Transport current and the H field in the mixed state 76 5.8 Driving force and dissipation in the mixed state 78 5.9 Pinning forces in the mixed state 80 5.10 Mixed-state critical current density as a function of B 84 5.11 Magnetization in the presence of flux pinning 86 5.12 Flux flow resistance 88 5.13 Hall and thermoelectric effects in the mixed state 89 6 Josephson effects 92 6.1 Weak links and the Josephson current-phase relation 92 6.2 Josephson effects in the voltage-source model 94 6.3 Josephson effects in the current-source model 96 6.4 Josephson inductance and the plasma resonance 100 6.5 The connection between Josephson phase and flux 101 6.6 Quantum interference between two weak links 103 6.7 Quantum interference within a single junction 105 6.8 Self-field effects in wide junctions 106 7 Groundwork of BCS theory 113 7.1 Picture of the attractive interaction 113 7.2 The attractive matrix element 115 7.3 The BCS ground state compared with the Fermi sea 118 7.4 The BCS ground state as a condensed pair state 119 7.5 Energetics of the BCS ground state 121 7.6 Pair excitations of the BCS state 124 7.7 Electron-like excitations of the BCS state 126 7.8 The BCS state at finite temperature 128 7.9 The weak-coupling limit 129 7.10 The isotope effect 131 Contents ix 8 BCS properties for weak coupling 134 8.1 Thermodynamic parameters 134 8.2 Further properties of the electron-like excitations 135 8.3 Scattering rates for electron-like excitations 136 8.4 Mean free path 139 8.5 Thermal conductivity 140 8.6 Acoustic attenuation 142 8.7 Effects visible in NMR 143 8.8 Tunnelling of normal excitations 146 8.9 Josephson operators in tunnelling theory 149 8.10 Theory of single-particle and Josephson tunnelling 150 9 The meaning of the order parameter 156 9.1 Off-diagonal long-range order for bosons 156 9.2 Occupation number and phase in the superfluid state 159 9.3 The pair function in BCS states 160 9.4 The amplitude of & and J in BCS theory 162 s 10 The non-local form of BCS theory 165 10.1 The Hamiltonian in terms of local operators 165 10.2 Electron-like excitations and the linear approximation 166 10.3 The local gap field and the Bogoliubov equations 168 10.4 The non-local equation for A(r) 169 10.5 The kernel in terms of thermal Green's functions 170 10.6 The BCS kernel 171 10.7 The dirty limit kernel 174 10.8 Ginzburg-Landau theory derived from non-local theory 176 10.9 Surface impedance and non-local electrodynamics 178 10.10 Size and T dependence of the penetration depth 181 10.11 Theory of the electromagnetic kernel 183 10.12 High-frequency conductivity and the two-fluid model 186 10.13 Summary of characteristic lengths 190 11 Further theory and properties 194 11.1 The proximity effect 194 11.2 Andréev reflection 198 11.3 Non-equilibrium states and relaxation times 202 11.4 Charge imbalance effects 204 11.5 Gap anisotropy 206 11.6 p- and d-wave superconductors 207 11.7 The effect of depairing interactions 209 11.8 The effect of scattering on the energy gap 212 11.9 Fermi-liquid theory and heavy-fermion superconductors 212 11.10 Theory of strong-coupling superconductors 215 11.11 Properties of strongly coupled superconductors 217