Stud y on the ACP Civil Society Forum Framework Contract BENEF 2009 Lot 7- Governance and Home Affairs EuropeAid/127054/C/SER/Multi Specific Contract n°2012/310569 FINAL REPORT – August 2013 Project financed by Project implemented by Italtrend C&T SpA European Union Governance~20 Consortium, in association with: AAM Management Information Consulting - Adam Smith International - Assemblée Nationale - Association Internationale des Maires Francophones - Centre for European Security Studies - Centre for Public Reform - Democracy Reporting International - France Coopération Internationale - G4S Risk Management Limited - GRM International - International Human Rights Network - International NGO Training and Research Centre - Internews Europe - IPS Institute – Italtrend - Prisonniers Sans Frontières - Risk & Co - Servicios Integrales de Contratación e Intermediación Dominus - Utrecht University. The content of this publication is the sole responsibility of the SOFRECO Governance ~ 20 Consortium and can in no way be taken to reflect the views of the European Union. The ACP Civil Society Forum Study Final Report Welmoed E. Koekebakker August, 2013 Study on the ACP Civil Society Forum Final Report Table of contents Acronyms ii Executive Summary iii 1. Introduction 1 2. Methodology 2 3. The ACP Civil Society Forum, ACP and EU 5 The ACP Civil Society Forum 5 ACP and ACP Civil Society Forum 5 Recognition of the pivotal role of Civil Society Organisations 5 The EU Policy Framework: strengthening support to CSOs 6 Civil Society Forums and EU support 7 4. Findings 8 A. The ACP Civil Society Forum 8 1. Organizational structure 8 2. Governance 9 3. Funding and relation to ACP 10 4. Genuine civil society representation 11 5. Activities 11 6. Modalities of communication and coordination with(in) the member associations 13 7. Representativeness 14 8. Overall Relevance of the Forum for its member organisations 15 B. The Member Organisations 15 1. ACP CSF Member organisations: characteristics 15 2. ACP CSF Member organisations: Governance, Management, Accountability 16 3. Member organisations: Priority areas, activities, impact dimensions 17 4. Analysis of relations among organisations 20 5. Analysis of relations with key national and external stakeholders 21 5. Conclusions 25 Annexes 1 1. Terms of Reference 1 2. Time schedule and Itinerary 5 3. List of Literature and Sources 8 4. List of persons interviewed 14 5. Inception Report, Study on the ACP CSF 16 6. Survey: Member organisations of the ACP CSF - Questionnaire 17 7. Inventory of Factsheets on ACP CSF Member organisations 18 8. Inventory of Best Practices, ACP CSF National Focal Points. Outcome from Survey 19 9. Impact Areas 24 10. Main Regional networks in which ACP CSF members collaborate 26 i Study on the ACP Civil Society Forum Final Report Map of the African, Caribbean and Pacific Group of States (ACP) member nations (June, 2013) Source: Wikimedia. ii Study on the ACP Civil Society Forum Final Report ACP Civil Society Forum: 3 Core Identities See Conclusions ACP Civil Society Forum: main activities of the member organisations see paragraph on ACP CSF member organisations i Study on the ACP Civil Society Forum Final Report ACRONYMS AAA Accra Agenda for Action – Agreement, Third High Level Forum on Aid Effectiveness, 2008 ACP Africa, Caribbean and Pacific Group of States ACP CSF Civil Society Forum of the Africa, Caribbean and Pacific Group of States Busan Agreement, Fourth High Level Forum on Aid Effectiveness, 2011 CARICOM Caribbean Community CARIFORUM ACP Subgroup of the 15 Caribbean states with the Dominican Republic CEDEAO Communauté Économique des États de l'Afrique de l'Ouest (ECOWAS) CEMAC Communauté Économique et Monétaire de l'Afrique Centrale CIVICUS World Alliance for Citizen Participation COMESA Common Market for Eastern and Southern Africa CONCORD European NGO Confederation for Relief and Development CS Civil Society CSF Civil Society Forum CSI Civil Society Index CSO Civil Society Organisation CSR Corporate Social Responsibility DAC Development Assistance Committee (OECD) DEVCO Development and Cooperation – Europeaid EACSOF East African Civil Society Organizations' Forum EC European Commission ECHO European Community Humanitarian Office ECOWAS Economic Community of West African States EDF European Development Fund EEAS European External Action Service EEC European Economic Community EESC European Economic and Social Committee EPA European Partnership Agreements EU European Union FOSCAO Forum des Organisations de la Société Civile de l’Afrique de l’Ouest FTA Free Trade Agreements GCAP Global Call to Action against Poverty GDP Gross domestic product IATI International Aid Transparency Initiative ICT Information communication technology IFP International Forum of national NGO Platforms INGO International non-governmental organisation JPA Joint Parliamentary Assembly MDGs Millennium Development Goals MTR Mid-term review NAO National Authorising Officer NGO Non-governmental organisation NSA Non-State Actor OECD Organisation for Economic Cooperation and Development Paris Agreement, Paris High Level Forum on Aid Effectiveness, 2005 PPP Public-private partnership RAO Regional Authorising Officer REPAOC Réseau des Plates-Formes d’ONG d’Afrique de l’Ouest et du Centre REPONGAC Réseau des Plates-Formes d’ONG d’Afrique Centrale PIANGO Pacific Islands Association of NGOs PRNGO Pacific Islands Regional Non-governmental Organizations SACU Southern African Customs Union SADC-CNGO Southern African Development Community - Council of Non-Governmental Organisations SDGs Sustainable development goals SME Small and Medium Enterprises ToR Terms of reference UEMOA West African Economic and Monetary Union WTO World Trade Organization ii Study on the ACP Civil Society Forum Final Report EXECUTIVE SUMMARY The ACP Civil Society Forum was established in 2001 to give effect to the Cotonou Agreement. The Cotonou Agreement stipulates that non-State actors including civil society organisations should be informed and consulted on ACP-EU cooperation policies and be involved in the political dialogue. The Cotonou Agreement mentions several specific areas of involvement of civil society organisations. In 2013 the ACP Secretariat and the European Commission commissioned a study on the ACP Civil Society Forum. The overall objective of this study is to provide the ACP Secretariat and the European Commission with information related to the ACP Civil Society Forum and its member organisations. Its Specific Objectives are: 1. Analysis of the internal structure of the Forum – a qualitative analysis 2. Inventory of the organisations with a fact sheet per member organisation. 3. Analysis of the relations among the organisations. 4. Analysis of the relations with key national and external stakeholders. This report presents the outcome of the study. It contains an in-depth analysis of the ACP Civil Society Forum – its structure, internal functioning, its strengths and weaknesses, communication, achievements, external and internal constraints. It contains a detailed analysis of the member organisations that form the constituencies of the Forum. Their interventions are highlighted, and successful examples of their interventions are compiled and documented in a separate ‘inventory of case studies of best practices’. Three research tools were the main sources of data collection: 1. a web based Survey; 2. Skype interviews with 43 member organisations, and 3. the production of the Inventory of Fact Sheets. These sources provided a wealth of information on the National Focal Points who, as is evidenced in the study, each in their respective national contexts play a pivotal role in strengthening Civil Society. METHODOLOGY This study made use of established methods for evaluation of Civil Society Forums. The tool and methods included: 1. Desk study 2. Interviews with ACP CSF management, 3. Field visits to member organisations in the 6 core regions, 4. Interviews / telephone discussions with 43 member organisations, 5. Interviews with 12 external stakeholders (Skype, email, field visits), 6. an in-depth web-based Survey, 7. Preparation of an Inventory of Fact Sheets for each member organisation. Triangulation of methods of data collection has been sought throughout the study. The study used a combination of qualitative and quantitative assessment methods. SURVEY The Survey covered 52 questions pertaining to the ACP CSF as well as to member organisations; they cover facts as well as perceptions; multiple-choice and open questions; quantitative as well as qualitative indicators. The questionnaire was made available in French and English. The Survey was distributed through the ACP CSF internet network. There were several obstacles impeding response to the Survey, mostly related to access to internet. It was particularly difficult to reach member organisations in the Pacific. Alternate ways were found to contact iii Study on the ACP Civil Society Forum Final Report organisations that did not respond. In spite of obstacles, most organisations successfully submitted the survey. Out of a potential response of 57 organisations, 49 responded to the survey. The response exceeds expectations (a minimum of 20 had been anticipated) and may be seen as an indicator for the level of motivation of the member organisations. FACT SHEETS One component of the Study is an Inventory of Fact sheets on all members organisations of the Forum, providing factual information on main characteristics of the organisations (internal structure, activities, communication, governance, accountability, and for each organization a case study of Best Practices). Fact sheets were prepared in English and French, depending on the preference of the member organisation. All communication took place in two languages. The Inventory is made available in two versions: one in English and one in French. 54 organisations have validated the factsheets. The Inventory of Fact Sheets on the ACP CSF Member organisations is an Annex to the main Report. KEY FINDINGS The ACP CSF and ‘Cotonou’ - The ACP Civil Society Forum reflects and embodies the spirit of the Cotonou Agreement. - Cotonou, The Paris Declaration, the Accra Agenda and the Busan Declaration explicitly refer to Civil Society Organisations as independent development actors in their own right. The ACP CSF and ACP - The ACP established the ACP Civil Society Forum as the official platform of the African, Caribbean and Pacific Civil Society Organisations and NGO Networks for the ACP-EU Cooperation since 2001, confirming the formal status of the ACP CSF as an “all-ACP Civil Society Forum”. - The ACP Secretariat presented the Plan of Action, Declaration and the Report of the first Forum to the ACP Council of Ministers through the Committee of Ambassadors and these documents were endorsed by the 27th ACP-EU Council of Ministers Meeting in June, 2002. - The ACP has taken charge of the ACP Civil Society Forum from the start. ACP Secretariat authorized, funded and (co-)organized the 3 Forum meetings that have taken place: 2001, 2006, 2009. The Forum meetings were funded through intra-ACP EDF funds. ACP Civil Society Forum - The performance of the ACP CSF shows a mixed picture, with, in terms of performance indicators, strength and progress in some areas (organizational structure, realizing genuine Civil Society membership, representativeness, communication network) and stagnation under-utilized potential in other areas (activities in relation to objectives, implementation of Forum meetings). Internal structure and management - Its internal structure is appropriate to its identity as an international network and to its objectives. - ACP Civil Society Forum member organisations are formally designated as the National Focal Points for the ACP CSF in their respective countries. - Since 2001, the ACP CSF has gradually developed its governance structure. This included, apart from an effective management structure, transparent guidelines on decision-making and democratic procedures for election of the chairperson and regional focal points. - The ACP CSF Bureau consists of a core team of highly qualified civil society leaders, knowledgeable in their particular sector of expertise, as confirmed by external stakeholders. - ACP CSF does not have a formal mechanism for exercising accountability. Online consultations are seen as a major channel for informing and consulting members, and this functions well. Lack of an enabling environment iv Study on the ACP Civil Society Forum Final Report - Though the ACP CSF was established with a clear mandate, right from the start the ACP CSF lacked a proper implementation mechanism. - Crucial in understanding the internal governance of the ACP CSF is its relation to the ACP. The ACP Secretariat authorizes the organization and funding of Forum meetings and decides on modalities of the meetings, not the ACP CSF. This has created a structure of dependency, the pros and cons of which have never been validated in an open manner between ACP, ACP CSF and EU. - Key informants identify this situation as a major external disincentive for the ACP CSF and they regard the ‘unbalanced ACP-ACP CSF relationship’ as not conducive to a vibrant ACP CSF. “The two should be given the opportunity to function as two independent entities in their own right”. - The ACP CSF management at present is not taking leadership. A major factor is that they are deprived of the resources and the environment enabling them to act. Other factors are: lack of a clear action plan that is endorsed by the ACP CSF constituency and on a more general level lack of a strategy on how to deal with the present impasse. Overall performance - While no funding has been available right from the start, the Forum achieved to implement activities. The ACP Civil Society Forum implemented 3 Forum meetings (2001, 2006, 2009) in collaboration with the ACO Secretariat. Discontinuity in Forum meetings is in the first place due to external factors – lack of an operational mechanism enabling ACP CSF to act. - Assessing the activities of the ACP CSF vis-à-vis planned activities is problematic because a framework for planning and reporting is lacking. This affects effectiveness and impact of the ACP CSF and points to a substantial management and performance problem of the Forum. - An assessment of activities in view of objectives demonstrates that the Forum has delivered on about half of its 5 objectives. There are obvious performance gaps. - The two main activities by 2013 are: - Participation in (ACP – EU) policy meetings and keeping the members informed on relevant ACP-EU activities through the online network. - Communication on regional policies on trade, development and poverty alleviation from a civil society perspective capitalizing on civil society expertise, with ACP CSF providing inputs and facilitating sharing of expertise. - The 2009 Forum endorsed the ACP CSF as a Forum of genuine civil society representatives. This is a major step towards realization of a genuine ACP Civil Society Forum. This study did not find a single evidence of a member organisation that does not qualify as a genuine Civil Society organisation. - Overall, how should the number, range and effectiveness of the activities implemented by the ACP CSF be qualified? In view of its lack of resources they are considerable. In view of ACP CSF’s mandate and potential its performance is weak. Modalities of communication and coordination - The ACP CSF yahoo network is the major communication mechanism for the ACP CS; it meant a qualitative leap forward in internal communication in the Forum. - The Legal Advisor and other Forum representatives participate in policy meetings and keep the members informed on relevant ACP-EU activities through the online network. Members regard this information as useful, and a majority has practically used it in their own activities. Representativeness - This study confirms the representativeness of the Forum, formally and substantially, in view of major indicators: 1. its support base, 2. qualitative indicators. Relevance - Overall, most members confirm that ACP Civil Society Forum is a relevant platform for its member organisations. The ACP CSF member organisations - The National Focal Points are prominent organisations in their own field of expertise. Many of them are playing a crucial role in strengthening democracy or they have played a role in the transition to democracy. A strong feature of the national focal points is their representativeness and their diversity. They are all (except one) officially registered in their own country. They are networks, umbrellas, and often membership organisations; representing ten to several hundreds of civil society organisations in their countries. v
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