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GLOF MODELING USING REMOTE SENSING AND GROUND BASED MEASUREMENT TECHNIQUES 2013 Copyright by Indian institute of Remote Sensing Indian Space Research Organisation 2011-2013 i GLOF study Using Remote Sensing and Ground Based Measurement Techniques Thesis submitted to the Andhra University, Visakhapatnam in partial fulfilment of the requirement for the award of Master of Technology in Remote Sensing and GIS Submitted By: Bikram Pratap Banerjee Supervised By: Dr. Ajanta Goswami & Dr. S. K. Jain Indian Institute of Remote Sensing, ISRO, Dept. of Space, Govt. of India Dehradun – 248001 Uttarakhand, India July, 2013 GLOF MODELING USING REMOTE SENSING AND GROUND BASED MEASUREMENT TECHNIQUES 2013 Certification The Thesis Committee for Indian Institute of Remote Sensing – Andhra University Certifies that this is the approved version of the following thesis: GLOF study Using Remote Sensing and Ground Based Measurement Techniques APPROVED BY SUPERVISING COMMITTEE: Supervisor: (Dr. Ajanta Goswami, IIRS, ISRO, Dehradun) (Dr. Sanjay K Jani, NIH, Roorkee) iii Dedication I dedicate this thesis to my guide Dr. Ajanta Goswami. Since last fourteen months of the project duration he has been more than just a teacher. He has not only supervised the completion of this project work and thesis but also provided moral support in many situations. He has been always there as an elder brother tolerating much of my willful attitude with a smile. His concerned advice both in and outside academics has been of genuine help in making me a better person. This dedication is just a small respectful homage to him. GLOF MODELING USING REMOTE SENSING AND GROUND BASED MEASUREMENT TECHNIQUES 2013 Candidate’s Declaration I hereby declare that the work embodied in this dissertation entitled, “GLOF STUDY USING REMOTE SENSING AND GROUND BASED MEASUREMENT TECHNIQUES” in partial fulfillment of the requirement for the award of the degree of Master of Technology in Remote Sensing and Geographic Information System with applications in Geosciences in the Geosciences and Geohazard Department, Indian Institute of Remote Sensing, Dheradun, India is an authentic record of my own work carried out under the supervision of Dr. A. Goswami and Dr. S.K. Jain. The matter embodied in this dissertation has not been submitted by me for the award of any other degree. Date: July 24, 2013 (Bikram Pratap Banerjee) This is to certify that the above statement made by the candidate is correct to the best of our knowledge Dr. S.K. Jain Dr. A. Goswami Scientist-F Scientist-D Department of RS & GIS, Geosciences an Geohahard Department National Institute of Hydrology, Indian Institute of Remote Sensing, ISRO Roorkee, India Dheradun, India v Acknowledgements I wish to express my sincere gratitude to Dr. Y.V.N. Krishna Murthy, Director, Indian Institute of Remote Sensing and its former Director Dr. P.S. Roy for providing me an opportunity to pursue my project work on “GLOF MODELLING USING REMOTE SENSING AND GROUND BASED MEASUREMENT TECHNIQUES” in “Indian Institute of Remote Sensing”. I thank Andhra University for providing me the award of Masters of Technology in Remote Sensing and Geographic Information System. This project bears on imprint of many people. I sincerely thank my project guide Dr. A. Goswami, Geoscience and Geohazard Department, Institute of Remote Sensing, Dehradun and Dr. S.K. Jain, Department of RS & GIS, National Institute of Hydrology, Roorkee for guidance and encouragement in carrying out this project work I also wish to express my gratitude to the officials and other staff members of Indian Institute of Remote Sensing, Dehradun and National institute of Hydrology, Roorkee who rendered their help during the period of my project work. I would also like to forward my gratitude to Dr. Negi and Mr. Manavendra of IRDE, DRDO, Dehradun for allowing me to carry out the testing and calibration of the Robotic Sonar at their esteemed facility. I would also extend my heartfelt thanks to Dr. Ajeya Jha (SMIT, Department head, Sikkim), Mrs. Bharti Joshi (IFS, Forest Department, Sikkim), Mr. D. Bhaduri (IFS, Forest Department, Sikkim), Mr. Rajen Pradhan (ENVIS, Forest Department, Sikkim) and Mr. Uttam, (DESMI) for providing us with invaluable information. Last but not least I wish to avail myself of this opportunity, express a sense of gratitude and love to my friends - Anna, Ashish, Gaurav , Padhee, Raj, Tarul, Vanya, Vineet and my beloved parents for their manual support, strength, help and for everything. Place: Dehradun, India Date: 24 July 2013 GLOF MODELING USING REMOTE SENSING AND GROUND BASED MEASUREMENT TECHNIQUES 2013 Abstract Title: GLOF Study Using Remote Sensing and Ground Based Measurement Techniques By: Bikram Pratap Banerjee Indian Institute of Technology & Andhra University, 2013 Supervisor: Dr. Ajanta Goswami, IIRS, Dehradun, India & Dr. Sanjay K Jain, NIH, Roorkee, India Retreat of glaciers due to melting if ice often gives leads to formation of new glacial lakes and/or expansion of existing ones. This effect is more pronounced and severe in alpine conditions/regions of Himalaya. Due to increased rate of snow melt, water accumulation in these lakes has been rising rapidly. Burst or sudden discharge of large volumes of water along with debris from these lakes is the reason behind glacial lake outburst floods (GLOFs) in downstream valley resulting in massive damage to infrastructure (e.g. dams, hydropower plants, roads, residential areas, farms etc), natural resources (e.g. forests), fauna and human life. Therefore monitoring of these kinds of lakes in terms of their formation, expansion and vulnerability is important, and towards this the Earth Observation (EO) based techniques can be very useful. The present study is focused on accurate estimation of the volume of glacial lakes in Sikkim, India and simulation of dam breach conditions to generate a flood risk map. The first objective i.e. estimation of lake volume is essential to perform accurate simulations of dam breach and flood extent. Traditional approaches in this regard in Himalayan regions comprise of parametric models to derive lake volume form area of lake. In this case, reflected spectral intensity rationing method using high spatial resolution multispectral datasets to estimate lake depth and volume is being utilized. Further, an in-house designed, compact and handy Robotic-SONAR system is developed to obtain accurate depth of lakes in an automated manner. High altitude (~16,500ft), difficult terrain and extreme environmental conditions make the lakes completely inaccessible for on board bathymetry survey. At the same time Robotic ROVER eliminates the chances of human injuries and fatalities which cannot be ignored in case of on board survey. Bathymetry data of lake from Robotic-SONAR system will be used for calibrating the model for determining glacial lake depth using multispectral datasets. As a result, the output is more accurate compared with traditional parametric models. Once the proposed model is calibrated from bathymetry data for a particular region, accurate point depth data is generated. Dam breach conditions can then be simulated for disaster risk management integrating volume information, high resolution DEM and moraine constituent data form field survey. vii Table of Contents GLOF study Using Remote Sensing and Ground Based Measurement Techniques ............... ii Certification ........................................................................................................................... iii Dedication .............................................................................................................................. iv Candidate’s Declaration .......................................................................................................... v Acknowledgements ................................................................................................................ vi Abstract ................................................................................................................................. vii Table of Contents ................................................................................................................. viii List of Figures ........................................................................................................................ xi 1. INTRODUCTION ...................................................................................................................... 1 1.1. GENERAL .............................................................................................................. 1 1.2. GLOF – A GLACIER HAZARD ........................................................................... 3 1.3. GLOF INVENTORY .............................................................................................. 3 1.4. RS & GIS IN GLOF STUDY .................................................................................. 4 1.5. NEED OF GROUND BASED INSTRUMENTS ................................................... 4 1.6. RESEARCH OBJECTIVES .................................................................................... 4 1.7. RESEARCH QUESTIONS ..................................................................................... 4 1.8. LAYOUT OF CHAPTER ....................................................................................... 4 2. STUDY AREA ............................................................................................................................ 7 2.1. GENERAL .............................................................................................................. 7 2.2. CLIMATE ............................................................................................................... 7 2.3. FLORA & FAUNA ................................................................................................. 8 2.4. ECONOMIC IMPORTANCE OF GLACIER LAKES ........................................ 10 3. ROVER ..................................................................................................................................... 11 3.1. GENERAL ............................................................................................................ 11 3.2. SONAR AND BATHYMETRY ........................................................................... 11 3.3. THE ROBOTIC ROVER ...................................................................................... 14 3.4. COST REQUIREMENT FOR THE ROBOTIC ROVER ..................................... 14 3.5. THE COMPLETE REQUIREMENT OF THE ROBOTIC SONAR .................... 14 3.6. BUILDING THE MECHANICAL STRUCTURE ............................................... 15 3.6.1. Structural Design .................................................................................................... 15 3.6.2. Fabrication of the Design ....................................................................................... 17 3.7. DESIGN AND FABRICATION OF HARDWARE ............................................. 20 3.8. CONCLUSION: .................................................................................................... 24 4. DATA USED ............................................................................................................................. 25 GLOF MODELING USING REMOTE SENSING AND GROUND BASED MEASUREMENT TECHNIQUES 2013 4.1. Landsat MSS ......................................................................................................... 26 4.2. Landsat TM ........................................................................................................... 27 4.3. Landsat ETM+ ...................................................................................................... 28 4.4. ASTER DEM ........................................................................................................ 28 5. METHODOLOGY .................................................................................................................. 29 5.1. PRE-PROCESSING ............................................................................................. 29 5.1.1. Bad Scan Line Removal .......................................................................................... 29 5.1.2. Spectral Sharpening ................................................................................................ 30 5.2. CREATION OF DATABASE .............................................................................. 30 5.3. GLACIER IDENTIFICATION ............................................................................ 31 5.3.1. NDVI ....................................................................................................................... 31 5.3.2. Lake ........................................................................................................................ 32 5.3.3. Minimum Elevation ................................................................................................. 32 5.3.4. NDSI ....................................................................................................................... 32 5.3.5. Minimum Size ......................................................................................................... 33 5.4. GLACIAL LAKE MAPPING .............................................................................. 33 5.5. VULNERABLE LAKE SELECTION .................................................................. 34 5.5.1. Area of the Lakes .................................................................................................... 36 5.5.2. Slope ....................................................................................................................... 36 5.5.3. Glacier Ice Connectivity ......................................................................................... 36 5.5.4. Distance from the Outlet ......................................................................................... 37 5.5.5. Distance from the Settlement .................................................................................. 37 5.5.6. Growth in Lake Area .............................................................................................. 37 5.5.7. Distance from Hydropower Plants ......................................................................... 38 6. RESULTS AND DISCUSSIONS ............................................................................................ 39 6.1. GLACIER DETECTION ...................................................................................... 39 6.1.1. NDVI ....................................................................................................................... 39 6.1.2. Lake Region ............................................................................................................ 39 6.1.3. Minimum Elevation ................................................................................................. 39 6.1.4. Selected Region (RW) ............................................................................................. 39 6.1.5. NDSI ....................................................................................................................... 40 6.1.6. Minimum Size ......................................................................................................... 40 6.1.7. Glacier and Snow Map ........................................................................................... 40 6.2. MAPPED GLACIAL LAKES .............................................................................. 46 6.3. POTENTIALLY VULNERABLE LAKES .......................................................... 48 6.3.1. Area ........................................................................................................................ 48 6.3.2. Slope ....................................................................................................................... 48 ix 6.3.3. Glacial Lake Connectivity ....................................................................................... 48 6.3.4. Distance from Settlement ........................................................................................ 48 6.3.5. Growth in the lake ................................................................................................... 48 6.3.6. Distance from Hydropower Projects ....................................................................... 49 6.4. INCREASE IN THE NUMBER OF LAKES ....................................................... 53 6.5. INCREASE IN AREA OF LAKES ...................................................................... 53 6.6. TOPOGRAPHIC CONTROL ON GLACIAL LAKES ........................................ 53 7. CONCLUSION ......................................................................................................................... 61 8. REFERENCES ......................................................................................................................... 63 APPENDIX ......................................................................................................................................... 65

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Thesis submitted to the Andhra University, Visakhapatnam in partial fulfilment of the requirement for the award of Master of Technology in Remote Sensing and GIS. Submitted By: Bikram Pratap Banerjee. Supervised By: Dr. Ajanta Goswami. &. Dr. S. K. Jain. Indian Institute of Remote Sensing, ISRO,.
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