STRATEGIES FOR SURVIVAL Cultural Behavior in an Ecological Context MICHAEL A JOCHIM Department of Anthropology University of California, Santa Barbara ACADEMIC PRESS A Subsidiary of Harcourt Brace Jovanovich, Publishers New York London Toronto Sydney San Francisco COPYRIGHT © 1981, BY ACADEMIC PRESS, INC. ALL RIGHTS RESERVED. NO PART OF THIS PUBLICATION MAY BE REPRODUCED OR TRANSMITTED IN ANY FORM OR BY ANY MEANS, ELECTRONIC OR MECHANICAL, INCLUDING PHOTOCOPY, RECORDING, OR ANY INFORMATION STORAGE AND RETRIEVAL SYSTEM, WITHOUT PERMISSION IN WRITING FROM THE PUBLISHER. ACADEMIC PRESS, INC. 111 Fifth Avenue, New York, New York 10003 United Kingdom Edition published by ACADEMIC PRESS, INC. (LONDON) LTD. 24/28 Oval Road, London NW1 7DX Library of Congress Cataloging in Publication Data Jochim, Michael A. Strategies for survival. Bibliography: p. Incluaes index. 1. Man—Influence of environment. 2. Human ecology. 3. Anthropo-geography. A. Ethnology. I. Title. GF51.J62 304.2 81-7887 ISBN 0-12-385460-1 AACR2 PRINTED IN THE UNITED STATES OF AMERICA 81 82 83 84 9 8 7 6 5 4 3 2 1 Illustrations Fig. 3.1. Seasonal weight changes of male roe deer and male chamois 40 Fig. 4.1. Latitudinal distribution of barren-ground caribou and anadromous fish 69 Fig. 4.2. Relationship between fat and protein contents of various foods 83 Fig. 4.3. Mean and extreme monthly rainfall, Maun, Botswana, 1951-1960 94 Fig. 4.4. Mean annual rainfall for two stations in the Australian Desert, 1951-1960 95 Fig. 4.5. Mean and extreme monthly rainfall, Alice Springs, Australia, 1951-1960 95 Fig. 4.6. Monthly probability of receiving no rain in the Australian and Kalahari Deserts 96 Fig. 4.7. Location of East African groups in relation to rainfall reliability 97 Fig. 4.8. Mean monthly rainfall in three stations in Amazonia, 1951-1960 99 Fig. 4.9. Location of !Kung and G/Wi San 108 Fig. 4.10. Location of Crée and Ojibwa 111 Fig. 5.1. The balance of hunter-gatherer sexual division of labor 132 Fig. 5.2. Seasonal availability of plant foods among the G/Wi San 144 Fig. 5.3. Seasonality of mean rainfall and agricultural work among the Karamojong 145 Fig. 5.4. Seasonality of mean rainfall, hunting, and agriculture among the Bisa 146 Fig. 5.5. Seasonality of subsistence and nonsubsistence activities among the Tlingit 147 Fig. 6.1. Determinants of tribal section size among camel pastoralists 158 Fig. 7.1. Determinants of strategies for correcting human-resource imbalances 195 vii Preface This book focuses on the ecological relationships between cultural behavior and its environmental context. It is addressed to all individuals interested in human-environmental interactions, including professional anthropologists and general students of human behavior. The proliferation of ecological studies within anthropology suggests the increasing emphasis given to the systemic context of behavior. The aim of this book is to develop a framework for examin- ing these relationships and for comparing diverse ecological studies within a coherent conceptual structure. Three general problems characterize much of the literature of ecological an- thropology. First, much of the work is strongly materialistic, emphasizing food procurement and exchange. As a result, much behavior often has been unnecessar- ily excluded from consideration, prompting a backlash of opinion stressing the ideological aspects of behavior as distinct and primary. Second, most studies are particularistic and lack a framework for cross-cultural comparison and generali- zation. What framework does exist takes the form of an emphasis on a few factors (such as energy, protein, and population pressure), and a limited set of assumptions (for example, minimization of effort or maximization of produc- tion). Third, much of the work in ecological anthropology addresses the effects of decisions rather than the processes of decision-making, and can anticipate only optimal behavior. There is little room for suboptimal or maladaptive behavior in most current explanations. This book is designed in part to address these problems. Specifically, it seeks to construct a general theoretical framework with which to examine the relation- ship between behavior and its environmental context. It seeks to include any aspect of behavior, to investigate the links between ideological and material factors, to broaden the view of relevant factors and possible assumptions, and to relate the processes of decision-making to their specific context in a manner allowing cross-cultural comparisons. In the process, certain popular forms of ecological explanation will be examined. In addition, specific behavioral exam- ix X Preface pies will be investigated in an attempt to explain patterns of similarities and differences. I wish to acknowledge my appreciation to countless colleagues who have provided such a stimulating context for the development of these ideas, and most importantly, to Marcy, who is necessary to my survival. Introduction Behavior and Ecology Problems and problem solving seem to emerge together with life. . . . Life is faced with the problems of survival from the very begin- ning. Indeed, we can describe life, if we like, as problem solving, and living organisms as the only problem-solving complexes in the universe [Popper 1974:272]. Much of human behavior can be viewed as problem solving. Whether "getting ahead" or "making do," people are constantly trying to solve the mundane problems of survival in their own terms. Many of these problems are rooted in the relationships between people and their natural and social environments. Cur- rent dangers of resource depletion, overpopulation, pollution, internal disorder, and international conflict are but special and magnified variants of similar prob- lems that have faced pygmies, peasants, pastoralists, and princes. The perception and context of each individual's problems may be unique or widely shared. Choices of solutions may abound or may be strictly limited by the recognized available means. Solutions may be considered planned or the product of habit and tradition. The choices may be made by each individual or by designated authorities. The goals guiding these choices may be culturally or individually specific. Human cultural diversity can be attributed largely to the varying mixes of these alternative options. Similar problems are faced by other animal species, and countless viable solutions in the form of morphology and behavior have been attained in the course of evolution through natural selection. The nature of these solutions and their relationship to the species' environmental interactions form the subject matter of evolutionary ecology. Consequently, any general ecological techniques and principles that describe common features of such solutions may be poten- tially applicable to humans. This is the thesis of ecological anthropology. Such an application may provide a broader understanding of human behavior and a new basis for comparing different human societies. The emphasis here will be on 1 2 Introduction the nature of certain problems and on the context, complexity, and processes of their solutions. Much of the discussion will concentrate on relatively small-scale societies of hunter-gatherers and horticulturalists. Larger and more complex societies face many similar problems, but may differ greatly in the nature and organization of solutions. These solutions, in turn, pose many additional prob- lems of their own that are unique to complex societies, and that will be discussed only briefly. Chapter 1 The Context of Ecology 1. ANTHROPOLOGY Ecology is the study of organisms in their natural and social settings and of their relationships to these settings. Humans are unique in that they are found in virtually all settings, and in addition, they can create their own cultural setting. In traditional anthropology, the focus has been on culture as learned norms of behavior, and the emphasis has been on culture as setting humans apart from other animals and the natural world. As a social science, anthropology has tried to explain aspects of culture, and since culture was considered to be a separate and distinct entity, the explanatory terms were also cultural. The im- mediate causes of cultural traits were seen as being cultural as well. But humans are animals. They do interact with the natural environment, and their behavior does seem to show some patterning in relation to patterns in the natural environment. The ecological approach in anthropology tries to widen the viewpoint of the discipline to include (and by contrast, often to emphasize) this human interaction with the environment. Cultural behavior is studied not so much for what it is (learned patterns of behavior) as for what it does (provides one means of adaptation). The ultimate goal of any science is to predict a phenomenon under study (to give the necessary and sufficient conditions for its occurrence) or to predict the consequences of a given set of conditions. To do this, first one has to explain a particular example of the phenomenon, that is, cite its cause. One might look for patterning or for correlations between events and then try to decide the nature and direction of causation. Ecological anthropology is generally at the stage of look- ing for such patterning or correlations. Only rarely are there simply patterns, and even more rarely can the specific nature of causation be determined. Two major themes stand out from numerous studies: (1) The complexity of relationships and patterns (2) The existence of functional alternatives to specific behavior or institutions 3 4 1. The Context of Ecology Recognizing these problems, ecological anthropology is clearly separate from older theories of environmental determinism. The importance of aspects of the natural environment is recognized, but by no means are these aspects seen as prime movers in determining human behavior. Ecological anthropology is an approach, not a set field or discipline. Its subject matter is as wide as that of anthropology—all people in all times. No fixed problem areas are defined. Any aspect of human behavior may be studied, since it may be directly or indirectly related to features of the natural or social envi- ronment. The emphasis may be on structure or function, but since ecology focuses on relationships, explanations should be dynamic and should stress pro- cesses. The value of this approach is that it adds to anthropology; it defines new problems and adds new classes of data as relevant to the study of human cultural behavior. 2. SYSTEMS Ecology is the study of relationships. All relationships can be regarded as transactions or exchanges of energy, matter, or information (Flannery 1972: 400). The goal of an ecological study is to describe, understand, and predict the nature of such transactions—their structure, function, maintenance, and alteration. For living organisms, such exchanges take place on various levels: within the cell, organ, whole organism, local population, community of differ- ent species, entire biotic province, and whole world. Ecology deals with only some of these levels, those above that of a single organism. The basic unit of study in ecology is the ecosystem, a set of interrelated species of organisms and their physical environment. An ecosystem is a real entity—a forest grove is a particular kind of environment with certain natural conditions of climate, topography, soil, a variety of plants, and a group of animals from the worms underground to the birds in the canopy, from the tiniest insects to the largest mammals. Here, all the organisms and factors are interacting. The ecosys- tem is extremely complex, and we can study only those aspects that we can observe and measure. Perhaps the greatest difficulty in studying any real ecosytem, however, is that we have to impose boundaries—often artificial—to define a unit of study that is manageable. In a real forest ecosystem, there are numerous interactions with materials and organisms from outside. Insects from adjacent fields may pass through and be eaten; forest birds may range far away in search of food; wind may carry sedi- ments and pollen from miles away; and rain and erosion are constantly removing materials. In other words, no real ecosystem is closed, and yet we often have to act as though it were—otherwise we would be tracing relationships forever. The simple fact that the sun is the ultimate source of energy for any ecosystem means 2. Systems 5 that the system is open and that we have to allow at least this input into our study unit. To some extent, the boundaries we set are determined by our problem of interest. If we want to investigate the entire forest ecosystem, then we would have to include the external factors mentioned. On the other hand, if the focus is on one species of bird, then we could probably narrow our system to those plants and animals with which it directly interacts; other factors could be viewed as constant or at least regular in their effects. This problem of boundary definition is directly related to our use of the concept of system. A system can be defined generally as a group of components or variables interrelated such that a change in one produces a change in all others. Using this concept, once we define those variables that we want to investigate, then we have to include others that can be determined to be related to them in a systematic way. For a study of forest mice, for example, we definitely would include their food resources and predators, but we might exclude, at least ini- tially, animals that feed on rodents other than mice. Note, however, that these other rodents may compete with mice for food, and their removal would affect the mouse population in important ways. This problem of boundary definition deserves emphasis because when we turn to human ecosystems, it becomes more complex, partly because we can observe more diverse interactions and may have greater difficulty in setting boundaries, and partly because humans establish cultural boundaries that may or may not coincide with any natural ones. This problem will be treated in more detail later. Simple recognition of human interactions with the environment is not, of course, the product of any new, revolutionary thinking by a few farsighted anthropologists. On the contrary, the relationship of humans to the environment has always been a major focus of human thought in the sciences and humanities. Within anthropology, too, these interactions have been central points of study (Hardesty 1977:1-17; Netting 1977:1-7). What is new, however, is the ecologi- cal conceptualization of these relationships, which is quite different from previ- ous extreme views. One extreme position was that of environmental determinism. In its strictest form, this held that the natural environment directly affects the psychology and work habits of people, and thus determines the nature and complexity of their culture. In this view, Southern Californians in their warm, benign climate would be lazy and pleasure-oriented, whereas New Englanders, living in a region with great climatic changes and cold winters, would be more industrious and rational. This view, needless to say, would find greater favor in New England. When such thinking went beyond regional caricatures and purported to explain human cultural development, it became more serious. Africa and South America, in this view, were dismissed from any mainstream of cultural elaboration by virtue of their tropical and subtropical climates and dense jungles. The excep-