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Springer Theses Recognizing Outstanding Ph.D. Research David A. Petrone Stereoselective Heterocycle Synthesis via Alkene Difunctionalization Bulky Phosphine Ligands Enable Pd-Catalyzed Arylhalogenation, Arylcyanation and Diarylation Springer Theses Recognizing Outstanding Ph.D. Research Aims and Scope The series “Springer Theses” brings together a selection of the very best Ph.D. theses from around the world and across the physical sciences. Nominated and endorsed by two recognized specialists, each published volume has been selected foritsscientificexcellenceandthehighimpactofitscontentsforthepertinentfield of research. For greater accessibility to non-specialists, the published versions includeanextendedintroduction,aswellasaforewordbythestudent’ssupervisor explainingthespecialrelevanceoftheworkforthefield.Asawhole,theserieswill provide a valuable resource both for newcomers to the research fields described, and for other scientists seeking detailed background information on special questions. Finally, it provides an accredited documentation of the valuable contributions made by today’s younger generation of scientists. Theses are accepted into the series by invited nomination only and must fulfill all of the following criteria (cid:129) They must be written in good English. (cid:129) ThetopicshouldfallwithintheconfinesofChemistry,Physics,EarthSciences, Engineeringandrelatedinterdisciplinary fields such asMaterials,Nanoscience, Chemical Engineering, Complex Systems and Biophysics. (cid:129) The work reported in the thesis must represent a significant scientific advance. (cid:129) Ifthethesisincludespreviouslypublishedmaterial,permissiontoreproducethis must be gained from the respective copyright holder. (cid:129) They must have been examined and passed during the 12 months prior to nomination. (cid:129) Each thesis should include a foreword by the supervisor outlining the signifi- cance of its content. (cid:129) The theses should have a clearly defined structure including an introduction accessible to scientists not expert in that particular field. More information about this series at http://www.springer.com/series/8790 David A. Petrone Stereoselective Heterocycle Synthesis via Alkene Difunctionalization Bulky Phosphine Ligands Enable Pd-Catalyzed Arylhalogenation, Arylcyanation and Diarylation Doctoral Thesis accepted by the University of Toronto, Canada 123 Author Supervisor Dr. DavidA.Petrone Prof. Mark Lautens Laboratory for OrganicChemistry Department ofChemistry ETHZürich University of Toronto Zürich Toronto Switzerland Canada ISSN 2190-5053 ISSN 2190-5061 (electronic) SpringerTheses ISBN978-3-319-77506-7 ISBN978-3-319-77507-4 (eBook) https://doi.org/10.1007/978-3-319-77507-4 LibraryofCongressControlNumber:2018935860 ©SpringerInternationalPublishingAG,partofSpringerNature2018 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinor for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. Printedonacid-freepaper ThisSpringerimprintispublishedbytheregisteredcompanySpringerInternationalPublishingAG partofSpringerNature Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland ’ Supervisor s Foreword The synthesis of medicinally interesting molecules and novel materials has been dramatically impacted by the discovery of catalytic methods to make carbon– carbon and carbon–heteroatom bonds. The vast majority of these reactions follow closely related mechanistic pathways. By far, the most common and fundamental processes involve oxidative addition and reductive elimination as key steps in the catalyticcycle.Thesetworeactionsarecharacterizedbyachangeinoxidationstate of the metal and the cleavage (oxidative addition) or formation (reductive elimi- nation) of a bond of interest. The most common process, as it concerns carbon–halogen (C–X) bonds, is oxidative addition, which is then followed by reaction of the metal–halogen bond and subsequent reductive elimination to form a C–C or C–Y bond. The inverse reaction, namely reductive elimination to form a C–X bond, is far less thoroughly studied and is generally not the favored pathway. Early work by Hartwig and Milstein focused on stoichiometric reactions and uncovered key requirements for successfulC–Xreductivebondformation.Inparticular,stericallybulkyligandsand substrates were found to be essential to form C–Br bonds. In 2010 and 2011, Stephan Newman from our group demonstrated catalytic reversibleoxidative additionasakeystepintheformationofCsp2–BrandCsp3–I bonds using palladium catalysts coordinated to bulky ligands such as tBu P. In 3 addition,NewmandiscoveredthataC–CandC–Ibondcouldbeformedandcalled thisreactionacarboiodination.HisworksetthestageforthethesisworkofDavid Petrone. Chapter1ofthethesisinvestigatedthediasteroselectivityincarbohalogentation reactions to make novel heterocyclic products. Among the scaffolds prepared by this methodology were isochromans, chromans, and dihydroisoquinolines. Petrone then usedthe carboiodination reactionintheformal synthesis ofa natural product. Histargetwasanalkaloidknownas(+)-corynolineandhewasabletoprepareitin enantiomericallyanddiasteromericallyenrichedformusingaryliodinationasakey step. v vi Supervisor’sForeword Chapter 2 set out to address a particular challenge arising from the synthesis describedabove,namely,thedisplacementofaneopentylC–Ibondbycyanide.An alternative strategy was developed involving a carbocyanation rather than a car- boiodination. An improved yield and efficiency of the synthesis was achieved by adding cyanide as a nucleophile to the reaction. With the goal of carbocyanation achieved,PetroneextendedhisstudytoadditionofC–CNacrossaromaticsystems such as indoles, resulting in a dearomative carbocyanation. Dearomatic processes have become of increasing interest, but less was known about difunctionalization of the C=C of the indole. A particular challenge was the easy epimerization at the benzyliccyanidethatresultsfromthecarbocyanation.Fortunately,carefulchoiceof solvent and catalyst overcame this hurdle. Chapter 3 set out to generalize the carbofunctionalization of the indole, and a 1,2-arylation was achieved by combining carbopalladation with a Suzuki-type couplingtoformadiarylationoftheindolealkene.Arylboroxinesprovedtobethe idealnucleophilessothatcarbopalladationofthealkeneproceedsfasterthandirect Suzuki coupling. Chapter4highlightsaparticularlyimportantfindingwhenconsideringreversible oxidative addition of C–I bonds. Petrone prepared substrates with two aryl C–I bonds and, through a careful synthetic and mechanistic study, showed that each undergoes insertion by bulky Pd(0) complexes at a similar rate. By linking an acceptor in proximity to one of the aryl C–I bonds, it was possible to do a car- boiodination while leaving the other aryl C–I bond “untouched.” Of course that bond had also undergone reaction, but in a reversible fashion. In fact by adding a second acceptor (external), both C–I bonds could be orthogonally reacted. One underwentcarboiodination,andtheotheraHeckreaction.Thisstudydemonstrated the power of reversible oxidative addition in polyhalogenation compounds. Overall Petrone thesis built on a recent finding in the group and took the chemistry into completely new and unexpected ways. The potential of carbofunc- tionalization was revealed through synthetic and mechanistic work, and the reac- tions he discovered were applied to target molecules with biological activity. Toronto, Canada Mark Lautens February 2018 Preface My Ph.D. studies in the research group of Prof. Mark Lautens at the University of Torontofocusedonusingpalladiumcatalystsmodifiedbybulkyphosphineligands to promote the highly stereoselective formation of several classes of heterocycles. My initial venture into this research topic was initiated during study aimed to examine the stereoselective synthesis of chromans and isochromans via the cyclizationstrategywhichhasbeendesignated“arylohalogenation”throughoutthis thesis. This project was initiated by a talented post-doctoral fellow named Dr. Hasnain Malik who mentored me during my studies. The knowledge gained throughoutthisprojectledtoourgroup’smoregeneralinterestinthestereoselective syntheses of other classesof halogenated heterocycles. From here, in collaboration with Hyung Yoon and Dr. Harald Weinstabl, a highly scalable and asymmetric route to dihydroisoquinolinone scaffolds was developedusingthearyliodinationmethodology.Thisreactionwas laterutilizedin key step in our synthesis of the bioactive alkaloid natural product (+)-corynoline. The difficulties associated with a particular cyanation step within our validated synthetic route led to the development of an efficient and highly stereoselective arylcyanationreactionasasolution,whichminimizedtheuseofcostlyligandsand excessamountsoftoxiccyanatingreagents.Sincethearylcyanationreactionforms two carbon‒carbon bonds, all while incorporating a useful nitrile functional group handle, we aimed to expand the scope of this transformation to the preparation of fused indolines. With the assistance of Andy Yen and Nicolas Zeidan, an efficient and highly stereoselective preparation of fused indolines was accomplished using simple indole substrates in a dearomative process. This efficient dearomative difunctionalization concept was expanded to the stereoselective indole diarylation in a joint effort between myself and a visiting Japanese scholar named Dr. Masaru Kondo. Substrates that are functionalized with a carbon–halogen bond allow for a high degreeofregiocontrolincross-couplingreactionssincethemetalcatalysthasahigh propensity to activate the molecule via oxidative addition at this site. However, because of the potential for over-coupling, non-site elective coupling, and catalyst deactivation,syntheticplanningcanbecomechallengingwhenamoleculecontains vii viii Preface multiplecarbon–halogenbonds.AvisitingGermanstudentMatthiasLischkaandI developed a protocol to utilize diiodinated aromatic compounds in both a site-selective Pd-catalyzed intramolecular aryliodination and an intramolecular aryliodination/intermolecular Mizoroki-Heck reaction. These two processes relied on the unique ability of the judiciously chosen palladium catalyst to undergo reversible oxidative addition to aromatic carbon–halogen bonds, and this rare characteristic is what allows this reaction to proceed to high levels of conversion. In general, this thesis brings to light the true power of sterically hindering ligands beyond their commonplace in challenging cross-couplings. Their unique characteristics have opened up several new avenues regarding carbon–carbon and carbon‒halogen bond formation, and are surely to have continued and expanding impact on many fields which rely on catalysis to prepare molecules via the for- mation of bonds that would otherwise be difficult. Zürich, Switzerland David A. Petrone January 2018 Parts of this thesis have been published in the following journal articles: 1. “Modern Transition Metal-Catalyzed Carbon−Halogen Bond Formation,” Petrone, D.A.; Ye, J.; Lautens, M. Chem. Rev. 2016, 116, 8003–8104. 2.“Pd-CatalyzedDearomativeDiarylationofIndoles,”Petrone,D.A.;Kondo,M.; Zeidan, N.; Lautens, M. Chem. Eur. J. 2016, 22, 5684. 3. “Dearomative Indole Bisfunctionalization via a Diastereoselective Palladium-Catalyzed Arylcyanation,” Petrone, D.A.; Yen, A.; Zeidan, N.; Lautens, M. Org. Lett. 2015, 17, 4838–4841. 4.“Pd-CatalyzedCarboiodination:EarlyDevelopmentstoRecentAdvancements,” Petrone, D.A.*, Le, C.M.*; Newman, S.G.; Lautens, M., in New Trends in Cross-Coupling: Theory and Application, T. Colacot, Ed.; The Royal Society of Chemistry: Cambridge, 2015, chapter 7. *Equal contribution. 5. “Synergistic Steric Effects in the Pd-Catalyzed Alkyne Carbohalogenation: Synthesis of Tetrasubstituted Vinyl Halides,” Le, C.M.; Menzies, P.; Petrone, D. A.; Lautens, M.: Angew. Chem. Int. Ed. 2015, 54, 254–257. 6. “Diastereoselective Palladium-Catalyzed Arylcyanation/Heteroarylcyanation of Enantioenriched N-Allyl Carboxamides,” Yoon, H.*; Petrone, D.A.*; Lautens, M.: Org. Lett. 2014, 16, 6420–6423. *Equal contribution. 7. “Additive Effects in the Pd-Catalyzed Carboiodination of Chiral N-Allyl Carboxamides,” Petrone, D.A.; Yoon, H.; Weinstabl, H.; Lautens, M.: Angew. Chem. Int. Ed. 2014, 53, 7908–7912. 8. “Harnessing Reversible Oxidative Addition: Application of Diiodinated Aromatic Compounds in the Carboiodination Process,” Petrone, D.A.; Lischka, M.; Lautens, M.: Angew. Chem. Int. Ed. 2013, 52, 10635–10638. 9. “Functionalized Chromans and Isochromans via a Diastereoselective Pd-Catalyzed Carboiodination.” Petrone, D.A.; Malik, H.A.; Clemenceau, A.; Lautens, M.: Org. Lett. 2012, 14, 4806–4809. 10. “A Conjunctive Carboiodination: Indenes by a Double Carbopalladation– Reductive Elimination Domino Process.” Jia, X.; Petrone, D.A.; Lautens, M.: Angew. Chem. Int. Ed. 2012, 51, 9870–9872. ix

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This book investigates the use of palladium modified by bulky ligands as catalysts for new chemical transformations that rapidly assemble several classes of complex heterocyles. It documents the development of new chemical reactions involving carbon–carbon (C‒C) and carbon–halogen (C‒X) bond
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