PRINT CMYK PROCESS COLOURS Cyan Magenta Yellow Black 15mm spine Open UP Study Skills Stepping Stones to Achieving your Doctorate: By focusing on your viva from the start • What criteria are used to assess the scholarly merit of a thesis? V S • What is the level of conceptualization that is expected in doctoral e theses? rn te • How can you prepare to defend your thesis? o p • What is the most effective route to achieving your doctorate? n p T The starting point to achieving your doctorate is to appreciate how ra in your thesis will be examined. The criteria that examiners use, the ff g o questions they ask in vivas and their reports provide templates against rd S Stepping Stones which theses are judged. So, why not start from this endpoint as you a t plan, undertake, write and defend your research? o n d n This book focuses specifically on how you, as a doctoral candidate, S e can raise your level of thinking about your chosen topic. Doing so will h s to Achieving improve the quality of your research and ultimately contribute to o s t knowledge. It also explores the nature of conceptualization which is h o sought by examiners in theses. For candidates, the book provides L A those essential characteristics of doctorateness that examiners expect e s c to find in your thesis. h your Doctorate h e m i The book will also appeal to supervisors, examiners and those who e conduct workshops for doctoral candidates and supervisors. v i n This practical book includes extracts from theses, examiner reports g By focusing on your viva from and cameo accounts from doctoral examiners, supervisors and candidates. It also contains numerous visual models that explain y o relationships and processes for you to apply and use in your the start u doctoral journey. r Based upon contemporary practice, Stepping Stones to Achieving D your Doctorate is an essential tool for doctoral candidates, supervisors o and examiners. c t o Professor Vernon Trafford and Dr. Shosh Leshem have collaborated r on researching into, and publishing on, the nature of doctorateness a since 2002. Vernon is Professor of Education at the Faculty of Education, t e Anglia Ruskin University, UK. Shosh is Head of Teacher Training at Oranim Academic College of Education, Israel, and also lectures in TEFL at the Faculty of Teaching, Haifa University. ISBN-13: 978-033522543-9 ISBN-10: 033522543-8 Vernon Trafford and Shosh Leshem Cyan Magenta Yellow Black Stepping Stones to Achieving your Doctorate Stepping Stones to Achieving your Doctorate Focusing on your Viva from the Start Vernon Trafford and Shosh Leshem Open University Press McGraw-Hill Education McGraw-Hill House Shoppenhangers Road Maidenhead Berkshire England SL6 2QL email: [email protected] world wide web: www.openup.co.uk and Two Penn Plaza, New York, NY 10121-2289, USA First published 2008 Copyright © The authors 2008 All rights reserved. Except for the quotation of short passages for the purposes of criticism and review, no part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form, or by any means, electronic, mechanical, photocopying, recording or otherwise, without the prior permission of the publisher or a licence from the Copyright Licensing Agency Limited. Details of such licences (for reprographic reproduction) may be obtained from the Copyright Licensing Agency Ltd of Saffron House, 6–10 Kirby Street, London, EC1N 8TS. A catalogue record of this book is available from the British Library ISBN-13: 978 0 335 22543 9 (pb) 978 0 335 22542 2 (hb) ISBN-10: 0 335 22543 6 (pb) 0 335 22542 X (hb) Library of Congress Cataloguing-in-Publication Data CIP data applied for Typeset by RefineCatch Limited, Bungay, Suffolk Printed in the UK by Bell and Bain Ltd, Glasgow Fictitious names of companies, products, people, characters and/or data that may be used herein (in case studies or in examples) are not intended to represent any real individual, company, product or event. Our book is dedicated to Fran, Eira, Ansal and Nina and Menahem, Elad, Yair and Michal Contents List of examples xi List of figures xiii List of tables xiv List of tasks xv Acknowledgements xvi 1 Introduction 1 Reasons for writing the book 2 Purposes of the book 3 Terms used in the book 4 Readership for the book 5 What the book does not do 6 Sources of our evidence 7 Structure of the book 8 A final comment 10 2 The end is where we start from 11 Introduction 11 Visualising the doctoral journey 12 What is your research all about? 14 Focus of questions 18 Type and use of questions 21 Looking back and ahead 24 Appendix 2.1: A successful submission and defence 25 Appendix 2.2: An unsuccessful submission and defence 29 3 What is doctorateness? 33 Introduction 33 Doctorates are different 34 The difference is doctorateness 35 Demonstrating doctorateness 40 Reflecting on doctorateness 51 Looking back and ahead 52 viii CONTENTS 4 Architecture of the doctoral thesis 53 Introduction 53 Creating a visual strategy 54 Significance of structure 54 Producing an architecture 57 Using the architecture 59 Looking back and ahead 66 5 Exploiting the literature 67 Introduction 67 What is meant by ‘the literature’? 68 Engaging with the literature 72 Stages in exploiting the literature 75 Developing theoretical perspectives 78 Developing your conceptual frameworks 84 Looking back and ahead 87 6 Thinking about research design 89 Introduction 89 Functions of research design 90 Decisions are followed by more decisions 93 Ethical considerations 100 Linking back to earlier chapters 101 Auditing your research design 103 Looking back and ahead 104 Appendix 6.1: Explaining ethical considerations 105 Appendix 6.2: Linking the conceptual framework with research design 107 7 What’s in a word? 109 Introduction 109 Recognise responsibilities for the text 110 Examining what has been written 114 Conveying meaning 116 Creating and using titles 120 Producing text 122 Looking back and ahead 126 8 How to conclude your thesis in one chapter 127 Introduction 127 Before the conclusions chapter 128 CONTENTS ix Conclusions are just conclusions 130 Hidden scope of the conclusions chapter 133 So, what should be included in the chapter? 138 Overview of the conclusions chapter 145 Looking back and ahead 146 9 The abstract 147 Introduction 147 Significance of abstracts 147 Visualising the abstract 149 Drafting the abstract 150 Why not market your thesis? 152 Looking back and ahead 153 10 The magic circle: putting it all together 156 Introduction 156 Impressions count 157 Integration and cohesion 160 The rolling audit 167 Completing the audit instrument 168 Strategic overview 169 Looking back and ahead 172 Appendix 10.1: Positive and negative features of theses 173 Appendix 10.2: Audit instrument 177 11 Preparing for the viva 180 Introduction 180 Understanding the administrative arrangements 181 Visualising the viva strategically 187 Preparing for your viva 191 Using ‘mock’ vivas 197 Looking back and ahead 199 12 Dynamics of the doctoral viva 200 Introduction 200 The under-researched doctoral viva 201 Research-based evidence about vivas 202 On the day 203 Understanding the roles of those attending your viva 207 Getting into the viva room 211 Looking at the examiners 214
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