Springer Series on Atomic, Optical, and Plasma Physics 73 Klavs Hansen Statistical Physics of Nanoparticles in the Gas Phase Second Edition Springer Series on Atomic, Optical, and Plasma Physics Volume 73 Editor-in-chief GordonW.F.Drake,DepartmentofPhysics,UniversityofWindsor,Windsor,ON, Canada Series editors JamesBabb,Harvard-SmithsonianCenterforAstrophysics,Cambridge,MA,USA Andre D. Bandrauk, Faculté des Sciences, Université de Sherbrooke, Sherbrooke, QC, Canada Klaus Bartschat, Department of Physics and Astronomy, Drake University, Des Moines, IA, USA Philip George Burke, School of Mathematics and Physics, Queen’s University, Belfast, UK Robert N. Compton, Knoxville, TN, USA Tom Gallagher, University of Virginia, Charlottesville, VA, USA Charles J. Joachain, Faculty of Science, Université Libre Bruxelles, Bruxelles, Belgium Peter Lambropoulos, FORTH, IESL, University of Crete, Iraklion, Crete, Greece Gerd Leuchs, Institut für Theoretische Physik I, Universität Erlangen-Nürnberg, Erlangen, Germany PierreMeystre, OpticalSciences Center, Universityof Arizona, Tucson, AZ,USA The Springer Series on Atomic, Optical, and Plasma Physics covers in a comprehensive manner theory and experiment in the entire field of atoms and molecules and their interaction with electromagnetic radiation. Books in the series provide a rich source of new ideas and techniques with wide applications in fields such as chemistry, materials science, astrophysics, surface science, plasma technology, advanced optics, aeronomy, and engineering. Laser physics is a particular connecting theme that has provided much of the continuing impetus for new developments in the field, such as quantum computation and Bose-Einstein condensation. The purpose of the series is to cover the gap between standard undergraduate textbooks and the research literature with emphasis on the fundamental ideas, methods, techniques, and results in the field. More information about this series at http://www.springer.com/series/411 Klavs Hansen Statistical Physics of Nanoparticles in the Gas Phase Second Edition 123 KlavsHansen Schoolof Science Tianjin University Tianjin, China ISSN 1615-5653 ISSN 2197-6791 (electronic) SpringerSeries onAtomic, Optical, andPlasma Physics ISBN978-3-319-90061-2 ISBN978-3-319-90062-9 (eBook) https://doi.org/10.1007/978-3-319-90062-9 LibraryofCongressControlNumber:2018944353 1stedition:©SpringerScience+BusinessMediaDordrecht2013 2ndedition:©SpringerInternationalPublishingAG,partofSpringerNature2018 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. 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Printedonacid-freepaper ThisSpringerimprintispublishedbytheregisteredcompanySpringerNatureSwitzerlandAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland To Stefan, Simon, Rasmus and Jakob Preface to the Second Edition Several changes have been made to the text in this second edition relative to the first,andnochapterhasbeenleftuntouchedintheprocess.Thechangesareoftwo types. One is an expansion of the scope of the material covered. The other is the introduction of new developments of the field. The revisions have resulted in two new chapters and several new sections. In addition to these changes, uncountably many minor changes have been made in figures and in the text to improve read- ability.Apartofthepreparationofthiseditionwasthecorrectionoftheerrorsand (mostly)misprintsspottedinthefirstedition.Duringthisprocess,itbecameclearto me that while two errors may cancel each other, mistakes never do. Happily, most mistakes were of minor importance. The idea behind the book remains unchanged: To provide a guided tour of a number of interesting phenomena in the field. A reader who compares this edition with the first will realize that occasionally the presentation has changed radically. Butalthoughtheflavormayhavechangedhereandthere,hopefullythenutritional value still makes it worth for the reader to consume the dish. I want to thank Takeshi Furukawa, Bernd von Issendorff, Vitali Zhaunerchyk, andMathiasWeberforprovidingillustrativeexperimentaldata;PetrSlavícĕkforan educational conversation on holy water at an Erice Workshop; and Hanna Vehkamäki for enlightening me on the first nucleation theorem. Corrections,suggestions,anderrorreportsarewelcomeandcanbemailedtome at [email protected]. Tianjin, China Klavs Hansen vii Preface to the First Edition This book is a developed version of lecture notes that were prepared for graduate students at the University of Gothenburg and Chalmers University of Technology. It aims to fulfill two needs. First of all, it should summarize some of the relevant literatureandprovideacollectionofresultsforanybodywhoworkswithstatistical aspects of nanoparticles. Thermal processes are ubiquitous and a proper under- standing of the field is necessary for a complete description of the physics of nanoparticles. It is therefore important to have collected a number of results that refer specifically to small particles and the special features they exhibit. Butamerecollectionofliteratureresultswouldlimittheusefulnessofthebook. A textbook which only reviewed literature results would run a serious risk of degenerating into a supermarket for shopping for the equation which seemed to fit some particular data set. The other purpose is therefore to derive results from scratch in a manner that allows the reader to follow the important steps in the derivation and to gain an understanding of the applicability and the limitations of the equations, both from the literature and of the homegrown variety. The term ‘homegrown’ does not carry any derogatory meaning. As with food, homemade maybeworseorbetterthandishessoldready-made.Andaswithfood,oneusually wants to know the ingredients before the dish is consumed. One important Leitmotifofthederivationspresentedhereistomakeitcleartothereaderwhatare physical assumptions and what are mathematical approximations. A calculation of somephysicalquantitymayatthesametimebeextremelyprecise,lessaccurateand completely unreliable. One should not confuse precision in the numerical estimate of the consequences of a model with the accuracy with which the model has been derived. And one should under no circumstances confuse the accuracy of a model calculation with its reliability. Withthesetwopurposesinmind,thematerialinthisbookisoftenpresentedin morethanonewayandsomeofitisredundantfromastrictlylogicalpointofview. Occasionally models are elaborated beyond the applicability to a real physical system. The purpose of this is mainly to explore the limits of the approximations and demonstrate the power of the methods. On the other hand, some problems are presented and solved with a degree of simplification which is not on par with the ix x PrefacetotheFirstEdition best available experimental data of specific systems. Readers should be equipped with the necessary tools to improve on the text and to provide their own solutions for specific systems. The text also contains subjects and subsections that are intendedtoprovideexamplesandillustrations.Itrustthatthereaderwillbeableto distinguish between fundamental results, applications and illustrative examples. Thebookhasastrongemphasisonmicrocanonicalphysics.Supportedparticles are veryrelevant for applications ofnanotechnology butfundamental properties of nanosystems are best studied free of the disturbing and frequently uncontrolled influence of a substrate. A large number of experiments have been and more will continuetobeperformedinmolecularbeams,iontrapsandstoragerings,forwhich the microcanonical description is the appropriate one. But since microcanonical propertiescanbeconvertedtocanonicalbyasimpleintegration,alsoworkerswho equilibrate their particles to a external heat bath will find useful results here. Booksonstatisticalphysicsarefullofequations.Remarkably,onecangetaway with very little advanced mathematics and yet describe a very wide range of observable phenomena. The number of equations is therefore not a measure of the level of mathematical sophistication the student is required to master. They are simplytheretoshowhowonegetsfrompointatopointb,andtoshowwhatpoint b looks like. After all, equations are economically expressed figures. This book also contains material which is covered in most basic courses on statistical physics.Experiencehasshownthat these skills often needtobebrushed up and that some recapitulation of subjects is necessary in practice. When the present text falls short of this target, the reader can consult the additional reading list in Appendix A. I have received a number of suggestions for the contents and corrections to the text that have helped immensely, from O. Echt (Chapters 1, 3, 7), V. V. Kresin (Chapter12),and fromstudents who havetaken mycourse.Butas thesole author of this manuscript I have no other to blame for its shortcomings. Perfectionismisonlythedesiretospendtimeadmiringyour(almost)completed work, and it is time to publish this volume. Readers will hopefully report sug- gestions, misprints, miscalculations and plain errors to me at klavs.hansen@- physics.gu.se. Gothenburg, Sweden Klavs Hansen Contents 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1 Basic Thermodynamic Concepts . . . . . . . . . . . . . . . . . . . . . . . 3 1.2 Ensembles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 1.3 The Microcanonical Ensemble. . . . . . . . . . . . . . . . . . . . . . . . . 10 1.4 The Level Density . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 1.5 Temperature and Boltzmann Factor . . . . . . . . . . . . . . . . . . . . . 14 1.6 The Canonical Ensemble. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.7 Mean Values in the Canonical Ensemble . . . . . . . . . . . . . . . . . 23 1.8 The Grand Canonical Ensemble. . . . . . . . . . . . . . . . . . . . . . . . 24 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 2 The Relation Between Classical and Quantum Statistics. . . . . . . . . 31 2.1 Fermi and Bose Statistics of Independent Particles . . . . . . . . . . 34 2.2 Classical Phase Space . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 2.3 A Few Elementary and Useful Results from Classical Statistical Mechanics. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 2.4 Semiclassical Calculations of Spectra. . . . . . . . . . . . . . . . . . . . 41 2.5 Quantum Corrections to Interatomic Potentials . . . . . . . . . . . . . 42 2.6 Classical Limits, Example 1: The Harmonic Oscillator . . . . . . . 45 2.7 Classical Limits, Example 2: A Free Particle . . . . . . . . . . . . . . 47 2.8 Classical Limits, Example 3: A Particle in the Earth Gravitational Field . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 3 Microcanonical Temperature . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 3.1 Definition. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 3.2 Finite Size Heat Bath . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56 3.3 Level Densities and Canonical Partition Functions . . . . . . . . . . 63 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68 xi