State-of-the-Art and Emerging Technologies for Therapeutic Monoclonal Antibody Characterization Volume 1. Monoclonal Antibody Therapeutics: Structure, Function, and Regulatory Space 1176 ACS SYMPOSIUM SERIES State-of-the-Art and Emerging Technologies for Therapeutic Monoclonal Antibody Characterization Volume 1. Monoclonal Antibody Therapeutics: Structure, Function, and Regulatory Space John E. Schiel, Editor National Institute of Standards and Technology Gaithersburg, Maryland Darryl L. Davis, Editor Janssen Research and Development, LLC Spring House, Pennsylvania Oleg V. Borisov, Editor Novavax, Inc. Gaithersburg, Maryland AmericanChemicalSociety,Washington,DC DistributedinprintbyOxfordUniversityPress LibraryofCongressCataloging-in-PublicationData State-of-the-artandemergingtechnologiesfortherapeuticmonoclonalantibody characterization/JohnE.Schiel,editor,NationalInstituteofStandardsandTechnology, Gaithersburg,Maryland,DarrylL.Davis,editor,JanssenResearchandDevelopment,LLC, SpringHouse,Pennsylvania,OlegV.Borisov,editor,Novavax,Inc.,Gaithersburg, Maryland. volumescm.-- (ACSsymposiumseries;1176) Includesbibliographicalreferencesandindex. Contents:v.1.monoclonalantibodytherapeutics:structure,function,andregulatoryspace ISBN978-0-8412-3026-2 1. Monoclonalantibodies.2. Immunoglobulins--Therapeuticuse. I.Schiel,JohnE.,editor. II.Davis,DarrylL.,editor.III.Borisov,OlegV.,editor. QR186.85.S732014 616.07′98--dc23 2014040141 ThepaperusedinthispublicationmeetstheminimumrequirementsofAmericanNational Standard for Information Sciences—Permanence of Paper for Printed Library Materials, ANSIZ39.48n1984. Copyright©2014AmericanChemicalSociety DistributedinprintbyOxfordUniversityPress AllRightsReserved. ReprographiccopyingbeyondthatpermittedbySections107or108 oftheU.S.CopyrightActisallowedforinternaluseonly,providedthataper-chapterfeeof $40.25plus$0.75perpageispaidtotheCopyrightClearanceCenter,Inc.,222Rosewood Drive,Danvers,MA01923,USA.Republicationorreproductionforsaleofpagesinthis bookispermittedonlyunderlicensefromACS.Directtheseandotherpermissionrequests toACSCopyrightOffice,PublicationsDivision,115516thStreet,N.W.,Washington,DC 20036. Thecitationoftradenamesand/ornamesofmanufacturersinthispublicationisnottobe construedasanendorsementorasapprovalbyACSofthecommercialproductsorservices referenced herein; nor should the mere reference herein to any drawing, specification, chemicalprocess, orotherdataberegardedasalicenseorasaconveyanceofanyright or permission to the holder, reader, or any other person or corporation, to manufacture, reproduce,use,orsellanypatentedinventionorcopyrightedworkthatmayinanywaybe relatedthereto. Registerednames,trademarks,etc.,usedinthispublication,evenwithout specificindicationthereof,arenottobeconsideredunprotectedbylaw. PRINTEDINTHEUNITEDSTATESOFAMERICA Foreword The ACS Symposium Series was first published in 1974 to provide a mechanism for publishing symposia quickly in book form. The purpose of the series is to publish timely, comprehensive books developed from the ACS sponsoredsymposiabasedoncurrentscientificresearch. Occasionally,booksare developed from symposia sponsored by other organizations when the topic is of keeninteresttothechemistryaudience. Beforeagreeingtopublishabook,theproposedtableofcontentsisreviewed forappropriateandcomprehensivecoverageandforinteresttotheaudience. Some papersmaybeexcludedtobetterfocusthebook;othersmaybeaddedtoprovide comprehensiveness. When appropriate, overview or introductory chapters are added. Draftsofchaptersarepeer-reviewedpriortofinalacceptanceorrejection, andmanuscriptsarepreparedincamera-readyformat. As a rule, only original research papers and original review papers are included in the volumes. Verbatim reproductions of previous published papers arenotaccepted. ACSBooksDepartment Preface Monoclonal antibodies (mAbs) are an important class of therapeutic that has greatly expanded our ability to treat a variety of indications, including cancer, autoimmune disorders, and infectious diseases. The cost of developing these molecules and ensuring that they are fit for purpose is much higher than for small-molecule drugs. Although some of these costs are due in part to the nature of production, a major cost is incurred because of the complexity of the molecule itself. Extensive analytical testing regimes are needed for in-depth characterizationandtoensureproductstability,properin-processcontrols,safety, and efficacy. The next generation of product understanding will require highly complex, orthogonal technologies to elucidate interdependent structure-function relationships. Despite high development costs, the growth of mAb therapeutics continues to soar, with sales of mAb-based therapeutics accounting for ~$50 billion U.S. annually and for seven of the top-ten selling biologic drugs. In anticipation of patentexpiryforsevenmajormAbtherapeuticspriorto2020,theU.S.Foodand Drug Administration (FDA) released draft guidance on biosimilar approval in 2012. A landmark approval of the first mAb biosimilar occurred in 2013 when the European Commission approved two biosimilar versions of infliximab. It appearslikelythattheextensivepipelineofbiosimilarproductswillsoonbecome a commercial reality on a global scale. The need for critical assessment of therapeuticmAbcharacterizationisthereforeataprecipice,asitisexpectedthat analyticalandbiophysicalcharacterizationstrategieswillplayanever-increasing roleinbiosimilarityassessment. Regardless of the pathway to market, the pursuit of improved public health drives therapeutic development. Ultimately, assurance of public safety is of the highestpriority. Consideringtheentiretyofadrug’slifecycle,thereisnogreater need than for a suite of technologies capable of verifying mechanism of actions (MoAs), identity, and the product and process consistency of such life-saving medicines. Although characterization methods for mAbs continue to mature, a holisticapproachcombiningamultitudeofscientificbackgroundsisrequiredfor the characterization of various attributes of each individual drug candidate. To that end, a manufacturer-specific repository of each drug must be retained as a comparator to ensure consistent production over time. Although this approach is indispensable, it also limits the ability for cross-agency harmonization of industry best practices and limits collaboration across industry, government agencies, academia, and instrument manufacturers. The unique challenge of proteintherapeuticsresultedinaconsolidatedeffortbetweenindustry,academia, and federal agencies to identify a means to better progress from drug target to ix therapy. Agroupofforward-thinkingindividualstestifiedbeforetheU.S.House of Representatives Committee on Science and Technology in 2009 on behalf of the biotherapeutic community regarding the need for better tools and the role that standards can play. The seed was planted for a concerted effort toward the development of appropriate standards and has continued to grow through numerous workshops, seminars, and round-table discussions. Throughout this time, it has become clear that researchers and regulators share a passion for producingthehighestqualityproductsthroughcontrolledproductionandrobust characterization. Therigorsofbiotherapeuticdevelopmentandanalysishaveclearlyindicated aneedforcontrolovereverystageofdevelopment. Criticalevaluationofprocess steps and final product requires technique-specific standards to supplement the in-house repository of specific drug substances. Constant dialogue between industry,regulatorybodies,andstandardsorganizationshasidentifiedtheneedfor standardsandassociateddatatobetterdefinemethodperformance. Theinformal consortiumreferencedabove,alongwithyearsoftestingpotentialmethod-specific standards, has shown that a class-specific molecule that embodies all of the technicalchallengesofthatclassisnecessary. Therefore,anIgG1κwasselected as the premier target capable of covering the broadest range of applications and drug development targets. The mere presence of such a standard will not guaranteesuccess;itwilltaketheunifiedeffortofallinvolvedtoincorporatesuch a material into an already robust pipeline. The NIST mAb IgG1κ, as described throughout this series, is being introduced as a collaborative tool to critically evaluate current characterization strategies. The proposed reference material showspromiseasamechanismforacceleratingnext-generationtechnologyinto theroutinedevelopmentenvironment. Scientific and health care advances have arisen throughout history, due in parttobothdirectedscientificapproachesandasmalldoseofluck. Inevitably,it isthecollaborativeeffortofmanywhohaveadvancedthisfieldtoarefinedstate capable of meeting the global capacity and needs of the populous. The current book series represents a defining moment in the development of technologies forcharacterizingmAbs. Amultitudeofexpertsinthefieldhavecometogether around a single molecule for the first time to demonstrate both current and futurepracticesinvolvedinthecharacterizationofabiotherapeutic. Thecurrent series presents an open discussion of current best practices, a multitude of intuitive research, and a collaborative philosophy on where the field needs to move to satisfy future scientific and regulatory needs. Throughout this effort, a first-of-a-kind repository of regulatory considerations, experimental methods, anddata—aswellasawidelyavailable“reference”mAb—arenowavailableto industry,academia,regulatorypersonnel,andinstrumentmanufacturers. Wehope thatthiscompilationservesasabaselineformanyyearsoffuturecollaboration, continued development, and ultimately a routine analytical pipeline for rapid time-to-marketformAbtherapeutics. TheeditorsacknowledgeJaneLadnerforpreparationoftheNISTmAbmodel structurefeaturedonthecover. ThismodelwasbuiltasdescribedinChapter1of Volume3ofthisseries. x JohnE.Schiel ResearchChemist BiomolecularMeasurementDivision NationalInstituteofStandardsandTechnology Gaithersburg,Maryland20899,UnitedStates [email protected](e-mail) DarrylL.Davis AssociateScientificDirector JanssenResearchandDevelopment,LLC SpringHouse,Pennsyvania19002,UnitedStates [email protected](e-mail) OlegV.Borisov AssociateDirector Novavax,Inc. Gaithersburg,Maryland20878,UnitedStates [email protected](e-mail) xi Editors’ Biographies John E. Schiel Dr. John E. Schiel received his B.S. (2004) and Ph.D. (2009) in Chemistry from the University of Nebraska-Lincoln, and is currently a research chemist in the NIST Biomolecular Measurement Division. He is leading the LC- and MS-based biomanufacturing research efforts at NIST; developing a suite of fundamental measurement science, standards, and reference data to enable more accurate and confident characterization of product quality attributes. Dr. Schiel is also the technical project coordinator for the recombinant IgG1κ NIST monoclonalantibodyReferenceMaterial(NISTmAb)program. Heisanauthor of over 20 publications and recipient of numerous awards, including the ACS Division of Analytical Chemistry Fellowship, Bioanalysis Young Investigator Award,andUNLEarlyAchieverAward. Darryl L. Davis Dr. Darryl L. Davis holds a doctorate in Medicinal Chemistry from the Philadelphia College of Pharmacy and Science. His thesis focused on the use of MS in the characterization and quantitation of peptide phosphorylation. He started his career at J&J as a COSAT intern using MS to characterize the glycan linkages found on Remicade. Upon receiving his doctorate he accepted afull-timepositionwithintheBioanalyticalCharacterizationgroupatCentocor, aJ&Jcompany. SincejoiningJ&Jhehasheldawidevarietyofresponsibilities includingstartingandleadingseveralsub-groups,analyticalCMClead,member of CDTs, member of technology development teams for alternative production platformsandnewtechnologyandinnovationleadwithinanalyticaldevelopment. He has won several innovation awards within J&J for his work on automation andhigh-throughputanalysiswhichcontinuestobeacurrentfocus. Currentlyhe leadsananalyticalgroupwithinthediscoveryorganizationatJanssenR&D. Oleg V. Borisov Dr. Oleg V. Borisov earned a B.S. degree (with honors) in Chemistry at Moscow State University (1992), and received his Ph.D. in Chemistry from Wayne State University (1997), after which he completed his post-doctoral studiesatLawrenceBerkeleyNationalLaboratories(2000)andPacificNorthwest NationalLaboratories(2001). Hisbackgroundincludesexperiencewithanalytical methods for characterization of biotherapeutic proteins and vaccine products, with emphasis on liquid chromatography and mass spectrometry methods. ©2014AmericanChemicalSociety Dr. Borisov held positions at Genentech and Amgen with responsibilities that included protein characterization, testing improvement, leading innovation and CMC strategy teams. He is currently a Director at Novavax, Inc., developing methodsandstrategiesforanalysisandcharacterizationofrecombinantvaccines, based on nano- and virus-like particle technologies. His credits include several studentawards,abookchapter,andover25scientificpublications. 158