SpyingforthePeople Sincetheendofthecoldwar,theoperationsofsecretpoliceinformers have come under the media spotlight, and it is now common knowl- edgethatvastinternalnetworksofspiesintheSovietUnionandEast GermanyweredirectedbytheCommunistParty.Bycontrast,verylittle historicalinformationhasbeenavailableonthecovertoperationsofthe securityservicesinMaoZedong’sChina.However,asMichaelSchoen- hals reveals in this intriguing and sometimes sinister account, public security was a top priority for the founders of the People’s Republic, and agents were recruited from all levels of society to provide intelli- genceandferretout“counterrevolutionaries.”Onthebasisofhitherto classifiedarchivalrecords,thebooktellsthestoryofavastsurveillance and control apparatus through a detailed examination of the cultiva- tion and recruitment of agents, their training, and their operational activitiesacrossaneighteen-yearperiodfrom1949to1967.Theserev- elations add an entirely new dimension to modern China’s troubled social and political history. Although the story may be safely set in the past, the development of human sources to sustain an oppressive domesticorderisnothingifnoteerilyrelevanttostudentsofthepresent. Professor Michael Schoenhals has researched the politics and history of the People’s Republic of China for more than twenty-five years. NowatLundUniversity,hispublicationsonthesubjectincludeDoing Things with Words in Chinese Politics: Five Studies (1992) and, with Roderick MacFarquhar, Mao’s Last Revolution (2006). In 2003, the SwedishResearchCouncilawardedhimtheprestigious“researcherof excellence”title. Downloaded from https://www.cambridge.org/core. IP address: 139.227.245.222, on 15 Sep 2017 at 11:09:11, subject to the Cambridge Core terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9781139084765 Downloaded from https://www.cambridge.org/core. IP address: 139.227.245.222, on 15 Sep 2017 at 11:09:11, subject to the Cambridge Core terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9781139084765 Spying for the People Mao’s Secret Agents, 1949–1967 MICHAEL SCHOENHALS LundUniversity Downloaded from https://www.cambridge.org/core. IP address: 139.227.245.222, on 15 Sep 2017 at 11:09:11, subject to the Cambridge Core terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9781139084765 cambridgeuniversitypress Cambridge,NewYork,Melbourne,Madrid,CapeTown, Singapore,Sa˜oPaulo,Delhi,MexicoCity CambridgeUniversityPress 32AvenueoftheAmericas,NewYork,ny10013-2473,usa www.cambridge.org Informationonthistitle:www.cambridge.org/9781107603448 (cid:2)C MichaelSchoenhals2013 Thispublicationisincopyright.Subjecttostatutoryexception andtotheprovisionsofrelevantcollectivelicensingagreements, noreproductionofanypartmaytakeplacewithoutthewritten permissionofCambridgeUniversityPress. Firstpublished2013 PrintedintheUnitedStatesofAmerica AcatalogrecordforthispublicationisavailablefromtheBritishLibrary. LibraryofCongressCataloginginPublicationData Schoenhals,Michael. Spyingforthepeople:Mao’ssecretagents,1949–1967/MichaelSchoenhals. pagescm Includesbibliographicalreferencesandindex. 1.Intelligenceservice–China–History–20thcentury. 2.Secretservice–China– History–20thcentury. 3.Spies–China–History–20thcentury. 4.Domestic intelligence–China–History–20thcentury. 5.Internalsecurity–China–History– 20thcentury. I.Title jq1509.5.i6s36 2012 327.1251009′045–dc23 2012013901 isbn978-1-107-01787-0Hardback isbn978-1-107-60344-8Paperback CambridgeUniversityPresshasnoresponsibilityforthepersistenceoraccuracyofurls forexternalorthird-partyInternetWebsitesreferredtointhispublicationanddoesnot guaranteethatanycontentonsuchWebsitesis,orwillremain,accurateorappropriate. Downloaded from https://www.cambridge.org/core. IP address: 139.227.245.222, on 15 Sep 2017 at 11:09:11, subject to the Cambridge Core terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9781139084765 Contents Acknowledgments pagevii Abbreviations ix Introduction 1 BoneofContention 5 MissingDimension 9 1 PublicSecurity:TheInstitutionalFramework 15 ACentralPartyMinistry 17 SovietExpertise:UnwelcomeGuidance 24 ATaleofTwoMinisters 26 TheCMPS1stBureau:PreemptingSubversion 30 DirectorsofOperations:PrimusInterPares 34 TheCMPS2ndBureau:PreventingSabotage 38 EconomicProtection:“We’reAllAmateursatThis!” 43 Cooperation:AnElusiveGoal 46 2 AgentsbyCategory:Informers,Enablers,andGuardians 51 “IsItMoral,Then?ItIsHighlyMoral” 53 SecretInvestigationAgents 58 “BuildingUpResourcesOverTime”:OperatinginEthnic MinorityRegions 64 CaseAgents 68 CriticalAssetGuardians 76 RestrictionsonWheretoRunAgents 82 3 TheRecruitmentBase:WhereUtilityTrumpsClass 85 IdentifyingtheRecruitmentBase 87 TheBadGuys 88 TheBackwardGrayMasses 93 v Downloaded from https://www.cambridge.org/core. IP address: 139.227.245.222, on 15 Sep 2017 at 11:09:13, subject to the Cambridge Core terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9781139084765 vi Contents TheCCP’sActivistConstituency 97 GenderMatters:NoSexPlease,We’reChinese! 101 4 FindingtheRightPersonfortheJob:OperationalProfiling 110 RationaleandPurposefulEngagement 112 NervesandDiscretion:QualitiesofaGoodAgent 114 AQuestionofTrust 118 ExploitingArchives 121 AVisittotheGrassRoots 128 TappingAdditionalSources 132 5 Recruitment 138 PreparationIsKey 139 TheRecruitmentInterview 145 ThePowerLadder 148 ThePatrioticPitch:YourCountryNeedsYou! 152 TheGradualPitch:IThoughtYou’dNeverAsk 154 TheHardPitch:AnOfferYouCan’tRefuse 156 TheAgent’sPersonalFile 159 WhenRecruitmentFails 166 6 TrainingandTradecraft:BehindtheCovertFront 170 TrainingintheAcademy 172 TextbooksandExtracurricularReadingMatter 176 LearningontheJob 179 KeepingClandestinePremises 182 UsingSecretRendezvousPremises 189 CodedConversations 192 SecretWriting 195 GadgetsandGizmos:CovertTechnologies 197 CorruptionandComplaints 201 7 AgentRunning:BeijingRules 205 Direction 207 AgentBriefing 211 AgentDebriefing 217 CovertInformationandtheCourts 220 Control 222 AgentRewardsandWelfare 225 OrderlyTermination 227 Postscript 233 Bibliography 235 Index 259 Illustrationsfollowpage14. Downloaded from https://www.cambridge.org/core. IP address: 139.227.245.222, on 15 Sep 2017 at 11:09:13, subject to the Cambridge Core terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9781139084765 Acknowledgments Ihadnotmeanttowritethisbook.WhenIfirstapproachedtheSwedish Research Council for funding nearly a decade ago, I had a different book in mind – one that had been gestated on the basis of dossiers on members of the general public maintained by China’s Communist Party in the 1950s and 1960s. My plan was to perform an archaeological salvage operation, to fashion accounts of lives on file in an evolving – as I had come to think of it – dossier dictatorship. Much as I already knew what was in the dossiers, however, it quickly dawned on me that my understanding of their context of creation was woefully inadequate. Somehow,beforeIcouldconfidentlytellmystories,Ineededtodevelopa graspoftheMaoistsurveillancestate–thesystemthathadgeneratedso muchofmyrawdata.Creditforallowingmetobegintodevelopjustsuch agraspmustgototheanonymousfleamarketeerwhosoldmeatattered copyofthe1957LecturesontheSubjectofAgentWork.Fromitstitlein ChineseIwas,atthetime,notabletotellwhatthisnondescriptMinistry ofPublicSecuritybookletwasabout,butitwouldplayaseminalrolein theconceptionoftheresearchonwhichmyfindingswouldcometorest. ForacceptingmyChristopherColumbus–inspireddefense(“Admittedly, Your Majesties, I have failed to present you with a new route to India. However, I am able to offer you instead an entirely new continent”) of alineofinquiryresultinginabookverydifferentfromtheonetheyhad agreed to fund, I owe the board of directors of the Swedish Research Councilabigdebtofgratitude. For help in locating obscure titles already in the public domain, a specialthankstoAnn-SofiGreenandthehelpfulstaffofourlibraryhere atLundUniversity,andtothelibrariansattheUniversitiesServiceCentre vii Downloaded from https://www.cambridge.org/core. IP address: 139.227.245.222, on 15 Sep 2017 at 11:09:12, subject to the Cambridge Core terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9781139084765 viii Acknowledgments for China Studies at the Chinese University of Hong Kong. For critical commentsonselectedchapterdrafts,abigthanksgoestoJeremyBrown, David Chambers, and Timothy Cheek. Thanks also to Christopher P. Atwood, Hans van de Veen, and Claire Conceison for answering my questionsandtoIngalillBjo¨rkandCarlosTuestaSoldevillaformanaging my research funds and helping me with institutional contacts. For his invaluableclosereadingofmymanuscript,hishelpfulquerying,andhis meticulousediting,abigandveryspecialthankstoAlecForss.Fortheir professionalismandimmenselyappreciatededitorialsupport,aheartfelt thankstoMarigoldAcland,SarikaNarula,HelenGreenberg,andCamilla KnappatCambridgeUniversityPress. WorkonthisbookwassupportedbyresearchgrantsfromtheSwedish Research Council, Lund University’s Joint Faculties of Humanities and Theology, Carl Fredrik Lyngby’s Bequest in Support of Scientific ResearchintheFieldofSinology,theElisabethRausingMemorialFund, Gyllenstiernska Krapperupsstiftelsen, and the Socie´te´ Royale des Lettres deLund.Itsfirstchapterdraftswerewritteninthecongenialatmosphere of St. John’s College, Vancouver, where for six months in the winter of 2004–5itwasmypleasuretobehostedbySt.John’sCollegeandtheCen- terforChineseResearchattheInstituteofAsianResearch,Universityof BritishColumbia.Researchoninstrumentsofsocialcontrolandeveryday lifemorebroadlycontinuedduringmysixmonthsinthewinterof2005– 6 as a visiting scholar at the Contemporary China Research Institute, Chinese Academy of Social Sciences, Beijing. The final chapter revisions werecarriedoutinAugust2011–asanaffiliateoftheCentrod’Ateneo per la Promozione della Lingua e Cultura Italiana G. e C. Feltrinelli – underthegiantmagnoliatreeatVillaGiulia,Gargnano,Italy. Downloaded from https://www.cambridge.org/core. IP address: 139.227.245.222, on 15 Sep 2017 at 11:09:12, subject to the Cambridge Core terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9781139084765 Abbreviations CCP ChineseCommunistParty CMPS CentralMinistryofPublicSecurity CPSU CommunistPartyoftheSovietUnion CSAD CentralSocialAffairsDepartment KGB KomitetGosudarstvennoiBezopastnosti(Sovietsecurity andintelligenceservice1954–91) NEMPS NortheastMinistryofPublicSecurity NEPSC NortheastPublicSecurityConference NPSC NationalPublicSecurityConference PLA People’sLiberationArmy PRC People’sRepublicofChina ix Downloaded from https://www.cambridge.org/core. IP address: 139.227.245.222, on 15 Sep 2017 at 11:09:11, subject to the Cambridge Core terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9781139084765 Downloaded from https://www.cambridge.org/core. IP address: 139.227.245.222, on 15 Sep 2017 at 11:09:11, subject to the Cambridge Core terms of use, available at https://www.cambridge.org/core/terms. https://doi.org/10.1017/CBO9781139084765
Description: