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PRELIMS 29/11/02 11:34 AM Page 1 SPINOZA’S THEOLOGICO-POLITICAL TREATISE This book presents the first accessible analysis of Spinoza’s Tractatus Theologico- politicus, situating the work in the context of Spinoza’s general philosophy and its 17th-century historical background. According to Spinoza it is impossible for a being to be infinitely perfect and to have a legislative will. This idea, demonstrated in the Ethics, is presupposed and further elaborated in the Tractatus Theologico-politicus. It implies not only that on the level of truth all revealed religion is false, but also that all authority is of human origin and that all obedience is rooted in a political structure. The consequences for ‘authority’ as it is used in a religious context are explored: the authority of Scripture, the authority of particular interpretations of Scripture, and the authority of the Church. Verbeek also explores the work of two other philosophers of the period – Hobbes and Descartes – to highlight certain peculiarities of Spinoza’s position, and to show the contrasts between their theories. PRELIMS 29/11/02 11:34 AM Page 3 Spinoza’s Theologico-political Treatise Exploring ‘the Will of God’ THEO VERBEEK Utrecht University, The Netherlands PRELIMS 29/11/02 11:34 AM Page 4 First published 2003 by Ashgate Publishing Published 2016 by Routledge 2 Park Square, Milton Park, Abingdon, Oxon OX14 4RN 711 Third Avenue, New York, NY 10017, USA Routledge is an imprint of the Taylor & Francis Group, an informa business Copyright ©2003 Theo Verbeek The author has asserted his moral right under the Copyright, Designs and Patents Act, 1988, to be identified as the author of this work. All rights reserved. No part of this book may be reprinted or reproduced or utilised in any form or by any electronic, mechanical, or other means, now known or hereafter invented,including photocopying and recording, or in any information storage or retrieval system, without permission in writing from the publishers. Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. British Library Cataloguing in Publication Data Verbeek, Theo Spinoza’s theologico-political treatise : exploring ‘the will of God’ 1. Spinoza, Benedictus de, 1632-1677. Tractatus theologico-politicus 2. Philosophy and religion I. Title. 199.4'92 Library of Congress Cataloging-in-Publication Data Verbeek, Theo, 1945- Spinoza’sTheologico-politicaltreatise:exploring‘thewillofGod’/Theo Verbeek. p. cm. Includes bibliographical references and index. ISBN 0-7546-0493-4 1. Spinoza, Benedictus de, 1632-1677. Tractatus theologico-politicus. 2. God–Will–History of doctrines–17th century. I. Title. B3985.Z7 V47 2002 199'.492–dc21 2001053620 ISBN 9780754604938 (hbk) ISBN 9781138263536 (pbk) Typeset by Express Typesetters. PRELIMS 29/11/02 11:34 AM Page 5 Contents Foreword vii Author’s Note viii Introduction 1 1 Religion and Truth 17 2 ‘The Will of God’ 43 3 ‘The Word of God’ 67 4 The Impossibility of Theology 93 5 ‘Government by God’ 121 6 The Freedom to Philosophize: Descartes and Spinoza 151 Epilogue 181 Bibliography 187 Index 197 PRELIMS 29/11/02 11:34 AM Page 7 Foreword For all the too many years that I have been working on this book there were various people who in sharing with me their thoughts on Spinoza and commenting on earlier drafts have greatly contributed to its final form. In alphabetical order they are: Erik- Jan Bos, Wiep van Bunge, Sarah Hutton, Jonathan Israel, Cees Leijenhorst, Pierre- François Moreau, Han van Ruler, Karl Schuhmann, Leen Spruit and Piet Steenbakkers. If it did not look ungrateful to them I would add that they bear no responsibility whatsoever for the result. What I mean to say is that I might have avoided the errors left in it if I had listened to them more carefully. I also recall with great pleasure the various occasions that provided me with an opportunity to present my argument and quite often to considerably modify it: a colloquium at Marsh’s Library (Dublin) in the summer of 1994; a seminar at the Istituto Italiano per gli Studi Filosofici (Naples) and a colloquium on toleration organized by the University of Chicago, both in the spring of 1996; the annual meeting of the Vereniging ‘Het Spinozahuis’ in Rijnsburg in May 1998; a colloquium organized in November 1998 in Milan (CRS) by Luisa Simonutti, on determinism and freedom in English and Dutch thought of the 17th century (‘Dal necessario al possibile’); a conference of the British Society of the History of Philosophy, organized at Keele University in March 1999 on philosophical reactions to Christianity in modern thought; and a colloquium on Spinoza’s Theologico-political treatise, organized by the cultural representatives of France, Germany, Great Britain, Italy and Spain, at the Maison Descartes (Amsterdam) in November 1999 to celebrate in a truly European spirit the new critical edition of that work by Fokke Akkerman and Pierre-François Moreau (Paris: PUF, 1999). Guest lectures on the subject were given at the Leiden-Utrecht Zeno Research Institute in Philosophy, the Erasmus University (Rotterdam) and the École Normale Supérieure (Fontenay). I take great pleasure in thanking all who were somehow engaged in organizing these venues and am profoundly grateful for their help and encouragement. I thank my publisher, Sarah Lloyd, and various other people working for Ashgate for the efficient and intelligent way they dealt with my problems. I dedicate this book to the memory of a great scholar and a generous friend Onofrio Nicastro (1939–1994). Despite his fatal illness I could have some talks with him when I started work on this project but feel frustrated and sad that I have not been able to profit more from his unfailing hospitality, his profound knowledge and his perfect wisdom. Utrecht, February 2002 PRELIMS 29/11/02 11:34 AM Page 8 Author’s Note In quotations from Spinoza the first reference is to the critical edition by Carl Gebhardt (G, followed by volume and page number), which can also be found in some translations. Since quotations from the Political treatise, which consists of short paragraphs, can be easily identified without reference to any critical edition, the only reference I give there is by chapter and paragraph number. In the case of the Short treatise this is followed by a reference to the critical edition by Filippo Mignini (M, followed by page number). The critical edition of the Theologico- political treatiseI used is that by Akkerman and Moreau. These references are generally followed by one to the English translation by Curley (C, followed by volume and page number) and, in the case of the Theologico- political treatise, which as yet is not translated by Curley, to that by Shirley. Translations were all checked against the original Latin. Deviations from the translations of Curley or Shirley are generally not noted. Spinoza’s works are cited as follows: CM Metaphysical thoughts(Cogitata metaphysica) Ep. Correspondence(Epistolae) Eth. Ethics(Ethica) KV Short treatise(Korte verhandeling...) PPC The ‘geometrical’ version of Descartes’ Principia (Principia philosophiae Renati Des Cartes more geometrico...) TIE Treatise on the Improvement of the Intellect(Tractatus de intellectus emendatione) TP Political treatise(Tractatus politicus) TTP Theologico-political treatise(Tractatus theologico-politicus) Adn in TTP Notes on the Theologico-political treatise (Adnotationes in Tractatum theologico-politicum). Classical authors are cited in standard editions and the Bible quoted after the Authorized Version. Other abbreviations used in the text are listed below: AT Descartes, Œuvres, eds Charles Adam and Paul Tannery CSM Descartes, The Philosophical Writings, trans. J. Cottingham, J. Stoothoff, D. Murdoch and A. Kenny NNBW Nieuw Nederlandsch Biografisch Woordenboek, eds P.C. Molhuysen, P.J. Blok and K.H. Kossmann. INTRODUCTION 29/11/02 11:37 AM Page 1 Introduction Every reader of Spinoza’s Theologico-political treatise(1670) will know that it is a difficult book but will also realize that its difficulties are not like those of, say, the Critique of Pure Reason or the Phenomenology of the Mind. Its vocabulary is not technical at all; nor is its reasoning complicated or its logic extraordinary. If it is difficult it is not because of particular phrases, paragraphs, concepts, but because one fails to see how things combine; how particular arguments fit into a comprehensive argument; how a single chapter or couple of chapters relate to the book as a whole and how the book relates to Spinoza’s other work; indeed, it is not clear most of the time what it is all about even if every now and then one stumbles across something familiar and recognizable. The secondary literature is not very helpful. There is little unanimity as to whether Spinoza explains the origin of civil society by a covenant, whether he endorses democratic government, whether the book is against all religion or only against specific aspects of a specific religion, how we should read the chapters on prophecy (chaps 1 and 2), on the interpretation of Scripture (chap. 7), on theocracy (chaps 17 and 18). Even if many people would probably agree that ‘toleration’ is one of the issues, little is done to match this with chap. 19, which seems to aim at subjecting all theological and pastoral activity to the sovereign; and even though few people would find it difficult to understand the point of the chapter on miracles (chap. 6), there is little inclination to connect it with, say, that on prophecy (chap. 2) or the interpretation of Scripture (chap. 7). The safest course generally is to select one particular topic and be satisfied with some very broad hints about the rest. Still, a close reading of even a single paragraph may end in considerable confusion. For example, Spinoza starts his book with a definition: ‘Prophecy, that is [sive], revelation, is the certain knowledge of some matter revealed by God to man.’1 So revelation would be prophecy; prophecy would be revelation; revelation as well as prophecy would be ‘certain knowledge’ (certa cognitio). But usually ‘revelation’ is either a process (God revealing himself or his will) or the result of a process (revealed knowledge about God and his will). The two are mediated by a prophet, although that is by no means necessary – after all there is an important tradition according to which God reveals himself (also) in nature.2Leaving that point for what it is, it is not evident that revelation and prophecy are strictly identical. Hobbes, for example, makes a useful distinction between ‘revelation’, as the process of directly receiving a message from God (in a dream or vision or through a voice), and ‘prophecy’, as the process by which the recipient (a ‘prophet’) communicates whatever he believes was ‘revealed’ to him by God to others – a distinction which, as we shall see, Spinoza also relies on in a different context.3Most Christians, on the other hand, although they would concede that prophecy is revelation and that revelation yields knowledge (albeit knowledge of a particular kind, not to be confused with ordinary, natural, knowledge), would not be prepared to say that revelation is always prophecy given their belief that God reveals himself, not only 1 INTRODUCTION 29/11/02 11:37 AM Page 2 2 Spinoza’s Theologico-political Treatise in the Old Testament (the ‘Prophetic Books’), but also in the New Testament (the ‘Apostolic Books’) – and an apostle is not a prophet, as Spinoza himself will insist later on.4 And what does it mean that prophecy (revelation) is ‘knowledge’? That it is ‘certain knowledge’? Or would it be significant that Spinoza does not use ‘science’ (scientia) or ‘wisdom’ (sapientia) but ‘cognition’ (cognitio), that is, anything from ‘awareness’ up to ‘knowledge by acquaintance’?5 And does ‘certain’ (certa) mean ‘known to be true’ or is it no more than ‘some kind of’? A Spinozist at any rate, who learned from the Ethicsthat truth and certainty are reserved to adequate ideas, would not agree that awareness is ‘certain’, that is, known to be true. In any case, if prophecy is ‘known to be true’ the Spinozist would have to admit, not only that it is philosophy, but also that it consists of adequate ideas.6 And that indeed is what Spinoza seems to be aiming at: ‘Given this definition natural knowledge could also be called prophecy, for whatever we know by natural light also depends on knowledge of God and his eternal decrees.’7 But on almost the same page the identity of philosophy and prophecy is denied or at least qualified: The only difference with what is generally called divine knowledge is that the latter goes beyond the limits of the former [philosophy] and cannot be explained by the laws of human nature in themselves. Yet in respect of the certainty involved in natural knowledge and the source from which it derives, that is, God, it is in no way inferior to prophetic knowledge, unless one would be willing to understand, or rather to dream, that prophets have human bodies but non-human minds and that their sensations and consciousness are of an entirely different order from our own.8 Despite the fact that philosophy is not inferior to revelation either in truth or in certainty, revelation goes beyond it. But apart from the fact that that is clearly a contradiction in itself – for how can revelation go beyond philosophy without philosophy losing its certainty? – it is also against Spinoza’s general philosophy, according to which the real coincides with the conceivable. The idea therefore that there could be something real and knowable (to a prophet) but inconceivable (for a philosopher) is absurd.9 Besides, the only conceivable reason why there could be knowledge going ‘beyond the limits of ordinary knowledge’ is that prophets have faculties other people have not, but that is impossible because they had a human body and therefore a human mind – indeed, the idea that it could be otherwise is dismissed as ‘a dream’. At the end of the day the alleged identity of ‘prophecy’, ‘revelation’ and ‘certain knowledge’ turns out to rest on an equivocation on the word ‘divine’. The reason why natural knowledge (Spinoza’s philosophy) is called ‘divine’ is that it is based on a concept of God which, being rational, is accessible to everyone, whereas the reason why prophecy is called ‘divine’ is that it goes beyond what people can ‘naturally’ know, that is, that it is not ‘divine’ in the first sense – indeed, the ‘God’ of Spinoza is not the ‘God’ of prophecy, the first being ‘nature’ and the second a supreme legislator of a kind which, according to philosophy, is inconceivable and therefore impossible. It also rests on an equivocation on ‘certain cognition’, which is taken sometimes as subjectively certain awareness (or belief) and sometimes as objectively certain knowledge (science). As a result, the point of Spinoza’s definition of ‘prophecy’ is not to explain the meaning of the word ‘prophecy’ but to INTRODUCTION 29/11/02 11:37 AM Page 3 Introduction 3 lay down a dialectical principle such that he can establish an identity of some sort between his own philosophy and traditional religion.10 This becomes even more evident if one looks at Spinoza’s definition of ‘prophet’, which is clearly contrary to that of ‘prophecy’. According to Spinoza a ‘prophet’ is someone who ‘interprets God’s revelations for those who cannot have certain knowledge of the things revealed by God and can embrace them only by faith’.11 What the definitions of ‘prophet’ and ‘prophecy’ have in common is their concern with ‘things revealed by God’. But whereas according to the definition of ‘prophecy’ the result is ‘certain knowledge’ (even to the point that it is identical with philosophy), the definition of ‘prophet’ suggests that there is a real distinction between knowledge and belief and a corresponding difference between philosophy and prophecy. Some people ‘cannot have certain knowledge’ of the things revealed by God and embrace them ‘by faith’. So faith is an alternative to knowledge, made possible by prophecy. Accordingly, there is a real distinction between ‘reason and knowledge’, which in an objective way arecertain, and ‘faith and belief’, which are at best believed to be certain. Philosophy and prophecy may both be ‘divine’ but they cater for different types of people and deliver with different degrees of certainty. This also reflects on the way those two types of ‘cognition’ are communicated. By following the arguments of a philosopher we eventually know and understand the things he knows and understands in the way he himself knows and understands them and become as certain of their truth as he himself is; but if we listen to a prophet we at best accept his words ‘on authority’ and embrace whatever he says by ‘faith’. So there is a difference, not only in the result (knowledge by understanding versus belief on authority), but also in the process leading to that result. Whereas in the first case we speak of ‘learning’ and ‘teaching’, Spinoza calls the second process ‘interpretation’. A prophet ‘interprets’ God’s decrees as they are ‘revealed’ to him. Others come to ‘know about’ God through a prophet (provided they trust and believe him) but can justify their beliefs and be certain of them only by alleging his authority. The philosopher, however, knows God on the basis of a concept and everyone having the same concept will know God in the way he does: An interpreter of God is someone who has a revelation of God’s decrees, which he interprets to others who did not have this revelation and accept it solely in reliance on the prophet’s authority. Now if those who listen to prophets were themselves to become prophets just as those who listen to philosophers become philosophers the prophet would not be an interpreter of divine decrees; for his hearers would not rely on the testimony and authority of the prophet but on the divine revelation itself and on their own inward testimony, just as the prophet does. Similarly, sovereign powers are the interpreters of their own sovereign right, since the laws they enact are upheld only by their own sovereign authority and are supported only by their own testimony.12 ‘Having a revelation’ is a private experience (an ‘inward testimony’) which cannot be shared with others but only ‘interpreted’ for others. This ‘interpretation’ is what we call prophecy, that is, the words spoken by a prophet – which shows, incidentally, that, like Hobbes, Spinoza makes a distinction between ‘revelation’ and ‘prophecy’. Moreover, an ‘interpreter’ does not bring other persons into a state of mind even remotely comparable with his own; indeed, however much we listen to a

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