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Specific heat of underdoped cuprate superconductors from a phenomenological layered Boson-Fermion model PDF

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Preview Specific heat of underdoped cuprate superconductors from a phenomenological layered Boson-Fermion model

Specific heat of underdoped cuprate superconductors from a phenomenological layered Boson-Fermion model P. Salas, M. Fortes, M. A. Sol´ıs, and F. J. Sevilla Instituto de F´ısica, Apartado postal 20-364, Universidad Nacional Auto´noma de M´exico, 01000 M´exico, D.F., MEXICO (Dated: January 8, 2016) 6 We adapt the Boson-Fermion superconductivity model to include layered systems such as un- 1 derdoped cuprate superconductors. These systems are represented by an infinite layered structure 0 containing a mixture of paired and unpaired fermions. The former, which stand for the supercon- 2 ductingcarriers, are considered as noninteracting zero spin composite-bosons with a linear energy- n momentumdispersionrelationintheCuO2planeswheresuperconductionispredominant,coexisting with theunpairedfermions in a patternof stacked slabs. Theinter-slab, penetrable,infiniteplanes a J are generated by a Dirac comb potential, while paired and unpaired electrons (or holes) are free to move parallel to the planes. Composite-bosons condense at a critical temperature at which they 7 exhibitajumpintheirspecificheat. Thesetwovaluesareassumedtobeequaltothesuperconduct- ] ingcritical temperatureTc and thespecific heat jump reported for YBa2Cu3O6.80 tofix ourmodel n parameters namely, the plane impenetrability and the fraction of superconducting charge carriers. o We then calculate the isochoric and isobaric electronic specific heats for temperatures lower than c Tc of both, the composite-bosons and the unpaired fermions, which matches recent experimental r- curves. From the latter, we extract the linear coefficient (γn) at Tc, as well as thequadratic (αT2) p term for low temperatures. We also calculate the lattice specific heat from the ARPES phonon u spectrum,andaddittotheelectronicpart,reproducingtheexperimentaltotalspecificheatatand s belowTcwithina5%errorrange,fromwhichthecubic(ßT3)termforlowtemperaturesisobtained. . t In addition, we show that thismodel reproduces thecuprates mass anisotropies. a m PACSnumbers: 74.20.-z,74.25.-q,74.72.kf - d n o c [ 1 v 9 5 6 1 0 . 1 0 6 1 : v i X r a 2 I. INTRODUCTION Since the discovery of cuprate High Temperature Superconductors (HTSC)[1] in 1986 there has been an extraordi- narytheoreticalefforttoexplainthe natureoftheir microscopicbehaviorasthey arenotcompletelydescribedbythe BCS theory [2]. However,very few of these theories consider comparisonwith specific heat data (or other thermody- namic properties). The HTSC cuprates were the most frequently studied both experimentally and theoretically until Fe based superconductors showed up [3–5]. More recently, the appearance of H S at high pressures [6, 7] beat down 2 the record of higher T held by the cuprates. But, as can be seen in the many publications related to these newer c materials (Fe-based and H S), the scenario has become even more entangled. 2 High T cuprate superconductors have peculiarities which represent a benchmark in our current understanding of c superconductivity. Itis widely acceptedthatthe Cooper pairs,which areresponsiblefor the superconductivity,move in the copper oxide planes resembling a quasi-2D layered system [8], and have coherence lengths much smaller than thoseinconventionalsuperconductors. Thephasediagram[9]oftheYBa Cu O showsadomeinthesuperconducting 2 3 x temperature as a function of the oxygen content x, either by introducing electrons or holes, giving the latter ones the higher temperatures. Cooper pairs are pre-formedat a particular temperature T∗ >T (pseudogaptemperature) c above the superconducting dome in the underdoped region [9, 10] (where T is smaller than the higher T possible), c c and they undergo a Bose-Einstein Condensation (BEC) as temperature is lowered [11, 12]. There are many other characteristics, but of special interest to us are some recently reported experimental results: the modification of the size of the lattice with oxygendoping [13]; the notorious increase of the superconducting gap magnitude [14] and the dramatic dropofthe Fermi temperature T when doping is diminished [15]. These features areof crucialimportance F in our results. Experiments, reveal four key characteristics of specific heat as a function of temperature: a linear term γ in n the electronic component, which is believed to come from the normal state electronic specific heat C above T en c (see Ref. [16] and references therein), and its superconducting counterpart that evolves as γ when the temperature 0 approaches zero. Secondly, there is a quadratic αT2 term for zero magnetic field [17–19] below T (not exhibited in c conventional superconductors), which changes to a H1/2T component in the presence of an external magnetic field [20] H, attributable to the superconducting part of the electronic specific heat C . The reported values for this two es constants depend strongly on the conditions of each experiment [17] and on the theoretical method used to relate the different parts of the total specific heat. Thirdly, there is a “jump” in the constant pressure specific heat [21] C p at T (at zero magnetic field and evolving into a “peak” at finite magnetic field), ∆C /T , attributable to the C c p c es component,indicatingasecondorderphasetransitionwhichinturnbecomesasmoothmaximumasdopingdecreases [22]. Finally, as the “upturn” in the specific heat at very low temperatures is suppressed, a cubic term ßT3 is also observed [23]. The lattice specific heat C of a cuprate, which is generally considered as not changing with the onset of supercon- l ductivity [17],turnsoutto giveacrucialcontributionto thetotalspecific heat. Althoughaseriesofindirectmethods have been used to extract the electronic component of the total specific heat [16, 18, 19, 24], we use the Phonon Density of States (PDOS) directly derived from Angle Resolved Photoemission Spectroscopy (ARPES) experiments to calculate the lattice specific heat as shown in Refs. [10] and [25]. We obtain that the electronic specific heat contributes less than 2% to the total. In the frameworkof the mostbasic Boson-Fermionmodel ofsuperconductivity [11,26–28], we assume that Cooper pairs are composite-spin-zero-bosons with either zero or nonzero center-of-mass momenta (CMM), coexisting with a fermionfluidoftheunpairedelectrons. ToincludetheeffectofthelayeredstructureofcupratesintheBoson-Fermion model, we calculate the BEC critical temperature and the thermodynamic properties for a system of non-interacting bosons immersed in a periodic multilayer array [29, 30], simulated by an external Dirac comb potential along the perpendiculardirectionofthe CuO planes,while theCooperpairsareallowedto movefreelywithintheplanes,with 2 a linear energy-momentum dispersion relation [28]. The fermion counterpart is treated in a similar way [31] as the bosongas,subjectto the sameexternalpotential. In this model, we assume thatonly a smallfractionf ofthe initial N fermions available for pairing participate in the superconductivity at temperature T = T and below, where the c number of preformed pairs is large enough to achieve coherence independently of the mechanism by which the pairs are formed. This latter assumption is based on the analysis of Uemura’s plot (Fig. 2 of Ref [32]) that shows that criticaltemperatures forcuprates areinthe empiricalrange[33]ofT (0.01 0.06)T . However,we areawarethat c F ≈ − the number of pairs could increase as the temperature is lowered below T , but not so much as to drastically modify c the final results. At this stage we assume that the number of pairs remains constant. This paper is organized as follows. In Sec. II we lay out the model from which we derive all the thermodynamic properties for the mixture of composite-boson gas coexisting but non-interacting with the unpaired fermion gas immersedinthelayeredsystem. Thismodeldependsontwophysicalparameters: theimpenetrabilityP oftheplanes, 0 which is responsible for the mass anisotropy M/m observed in the cuprates, and the fraction f of superconducting carriers able to condense. 3 The expressions for the isobaric electronic specific heat, i.e., the superconducting C from the Cooper pairs and pes the normal C from the unpaired fermions are derived in Sec. III. The model parameters are unambiguously pen determined by the phenomenologicalproperties of YBa Cu O , namely the experimental T and the magnitude of 2 3 6.80 c jump ∆C /T , from which the observed T2 behavior at low temperatures of C and the linear dependence on T p c pes of C are directly obtained. Furthermore, we combine C +C to show that the total electronic specific heat pen pes pen coincides with the experimental results [25]. Our electronic specific heat constants, γ (T ) and α are found to be of n c the same order of magnitude as the experimental values [34, 35]. In Sec. IV we calculate the specific heat for the lattice C using the phonon spectrum obtained by ARPES l experiments,andcompareittotheoneobtainedusingthePDOSfrominelasticneutronscattering(INS)experiments [36, 37]. At the end, we add these three specific heat contributions, C +C +C CT, and compare the result pes pen l ≡ p with raw data from the experiments. From CT the cubic coefficient ß for low temperatures is extracted giving an p excellent agreement with experiments [17, 23, 35]. As a bonus, this model allows us to directly relate the plane impenetrability to the mass anisotropy observed in the HTSC cuprates. This is derived in Sec. V, giving a prediction for M/m consistent with the values reported by experiments [38–40]. Finally, in Sec. VI we present our conclusions. II. LAYERED STRUCTURE OF UNDERDOPED YBa2Cu3Ox CUPRATES We consider N electrons (or holes) of mass m confined in a periodic layered array along the z-direction, which e mimics the crystallographic structure of the cuprates, and free to move in the other two directions. The electrons interact via a BCS-type potential, such that when their energies lie within a shell of width 2¯hω around the Fermi D energy E of the system, where ¯hω is the Debye energy, the electrons are able to form pairs in momentum space, F D but onlya fractionf ofthemwill becomepairs,leavingasetofpairable but unpaired electrons. Inaddition,there are non-pairableelectronsoutsidethisshell. Basedonthismodel,wewillgrouptheN electronsintwomajorcomponents: Cooper-pairs (boson gas) formed by a fraction f of half the total N electrons inside the pairing shell, and a group of (1 f) electrons (fermion gas) consisting of the pairable plus the unpairable electrons [11]. − A. Composite-bosons: Cooper pairs We assume the boson-fermion model where the bosons are Cooper-like pairs that appear as resonances in two electrons or two holes as proposed by Friedberg and Lee [26, 27]. In our model, there are N = fN/2 composite- B bosons of mass m = 2m . The Hamiltonian is e H = εka†k,sak,s+ εKb†KbK+H1, (1) k,s K X X where a† and b† are fermion and composite-boson creation operators,respectively, s is the spin and k,s K G H1 = √L3[aK/2+k,saK/2−k,sb†Kv(k)+h.c.] (2) istheinteractionHamiltonianthatcreates/destroyscompositebosonsfrom/intotwofermions. Here,K=(K ,K ,K ) x y z k1 +k2 is the CMM of the pair, k (k1 k2)/2 is the relative momentum, k1 and k2 the wave vectors of each ≡ ≡ − electron of the pair, and L3 is the volume. The form factor v(k) is normalized such that v(0)=1, which defines the coupling constant G. In our model, we assume the zeroth-order approximation [26, 27] so that we keep a mixture of two independent particle systems in a layered structure. The solutions of the Schr¨odinger equation associated to the Hamiltonian (1), without the H term, may be separated in the x y and z directions, so that the energy for each 1 − − boson particle is ε = ε +ε , where ε 2E ∆ is the energy of the pair in the a b crystallographic K Kx,y Kz Kx,y ≡ F − K − plane, with ∆ the temperature independent binding energy. K For K=0, the energy from the Cooper equation may be expanded in a series of powers [28] where the linear term 6 predominates ε =e +C (K2+K2)1/2, (3) Kx,y 0 1 x y with e 2E ∆ a constant depending on the BCS energy gap ∆ = 2h¯ω exp( 1/λ) at K = 0 and T = 0, 0 F 0 0 D ≡ − − C = (2/π)h¯v is the linear term coefficient in 2D, v is the Fermi velocity also in 2D, λ g(E )V is the 1 F2D F2D F ≡ 4 dimensionless coupling constant in terms of the electronic density of states at the Fermi sea g(E ) and V, the F non-local interaction between fermions. Along the z-direction we use the Kronig-Penney potential in the Dirac delta limit, following the scheme we pre- viously developed for a boson gas inside a layered structure [29, 30]. The energies are implicitly obtained from the transcendental equation P (a/λ )sin(α a)/α a+cos(α a)=cos(K a), (4) 0 0 Kz Kz Kz z withα2 2mε /¯h2andP =mΛλ /¯h2isadimensionlessparameterwhichisameasureoftheplaneimpenetrability Kz ≡ Kz 0 0 . Theconstantλ h/√2πmk T isthedeBrogliethermalwavelengthofanidealbosongasinaninfiniteboxatthe 0 B 0 ≡ BEC critical temperature T = 2π¯h2n2/3/mk ζ(3/2)2/3 3.31¯h2n2/3/mk , with n N /(L3) the boson particle 0 B B ≃ ∞ B B B ≡ B number density and Λ is the strength of the delta potentials Λδ(z n a). nz=−∞ − z The thermodynamic properties of a boson gas can be derived from the grand potential [41] P Ω(T,L3,µ)=U TS µN =Ω +k T ln 1 B 0 B − − − K6=0 X (cid:8) exp[ β(e +C (K2+K2)1/2+ε µ)] , (5) − 0 1 x y Kz − where U is the internal energy, S the entropy, µ the boson chemical potential,(cid:9)β 1/k T, and the first term in the B rhs correspondsto the K=0 groundstate contributionΩ = k T ln 1 exp[ β(≡ε +e µ)] ,with ε ¯h2α 2/2m 0 B 0 0 0 0 { − − − } ≡ the solution of Ec. (4) for the ground state energy. Expandingthelogarithmicfunction,substituting sumsbyintegralsinthethermodynamiclimit, andevaluatingthe x,y integrals one obtains Ω T,L3,µ =k Tln 1 exp[ β(ε +e µ) B 0 0 − − − − L3 Γ(2) 1 ∞ (cid:0) (cid:1) (cid:8) dK g (z ), (cid:9) (6) (2π)2 C12 β3Z−∞ z 3 b where we have used the Bose functions [41] g (t) ∞ (t)l/lσ and defined z exp[ β(ε +e µ)]. σ ≡ l=1 b ≡ − Kz 0− P B. Normal state electrons The unpaired electrons have the grand potential for an ideal Fermi gas immersed in a layered structure [31] Ω(T,L3,µ )= k T ln 1+exp[ β(ε µ )] , (7) F B k F − − − k=0 X (cid:8) (cid:9) where µ is the chemical potential of the electron gas and ε = ¯h2k2/2m +h¯2k2/2m +ε is the energy of each F k x e y e kz electron free in the x y directions and constrained by the permeable planes in z-direction. As we did in the case of − the boson gas, the energy ε comes from the KP Eq. (4), where we replace K by k and P =P /2. Converting kz z z 0F 0 sums to integrals and evaluating the x, y integrals we have L3 m 1 ∞ Ω T,L3,µ = 2 e dk f (z ), (8) F − (2π)2 ¯h2 β2Z−∞ z 2 e (cid:0) (cid:1) where we use of the Fermi-Dirac functions [41] f (t) ∞ ( 1)l−1tl/lσ and z exp[ β(ε µ )]. From Eq. (8) σ ≡ l=1 − e ≡ − kz − F each thermodynamic property for the fermion gas may be derived. P C. Critical temperature The critical temperature of the cuprate is extracted from the bosonic particle number derived from the grand potential, Eq. (6), namely 1 N = + B exp β(ε +e µ) 1 0 0 − − L3 1 ∞ (cid:8) dK g (cid:9)(z ), (9) (2π)2C12β2Z−∞ z 2 b 5 FIG. 1. (Color online) Critical temperature as a function of P0 for different values of the fraction f of pairable fermions. Dashed line is theexperimental Tc =88 K for YBa2Cu3O6.80 from Ref. [13]. where the first term on the rhs is the order parameter, i.e., the number N of particles in the condensed state and B0 the second term is the number of particles in the excited states. Setting T = T in Eq. (9) and taking the chemical potential µ = ε +e which corresponds to the ground state, c 0 0 0 so N (T )/N 0, we have B0 c B ≃ L3 1 ∞ N = dK g exp[ β(ε ε )] , (10) B (2π)2C12β2Z−∞ z 2 − Kz − 0 (cid:8) (cid:9) which must be solved numerically using the fact that in the YBa Cu O systems there are two copper-oxide regions 2 3 x per unit cell where superconductivity takes place, so the parameter a is fixed to half the crystallographic constant c. Here we point out the following fact: from the relationof the Fermi energy in terms of the superconducting carrier density [41], E = h¯2(3π2)2/3n2/3/2m, for YBa Cu O with T = 2025 K obtained by extrapolation of the T F s 2 3 6.80 F F curveofFig. 4ofRef. [15],weobtainthecarrierdensityasn =9.37 1026/m3. Ontheotherhand,theBECcritical s × temperature for an ideal Bose gas created from a fermion gas where all fermions are paired [42], is T = 0.218T 0 F with T the Fermi temperature of the original Fermi gas, so T gives 441.5 K for this particular superconductor. F 0 Introducing this value in the definition of T given in Sec. IIA, one has n =1.658 1026/m3 for the boson density 0 B × number, which is almost an order of magnitude smaller than the n calculated above. However, as we mentioned s before, by analyzing the Uemura data in Fig. 2 of Ref. [32] and localizing the diagonal lines labeled as T = T F and T = T (labeled as T ), one would expect that the actual number of superconducting carriers for the cuprates 0 B (which we will call n ) would be about two orders of magnitude smaller than the n calculated above. Therefore, we b s assume that only a fraction f of the maximum possible value n is participating in the boson gas responsible for the B superconductivity, hence n = fn , and we expect this fraction to be f < 0.01, as shown in Fig. 1, consistent with b B the analysis of Refs. [17] and [33]. Therefore, the BEC critical temperature for a fraction f of N bosons is B 2π¯h2n2/3 T = B =T f2/3, (11) 0f mk ζ(3/2)2/3 0 B the quotient of the fraction of an ideal gas BEC temperature in terms of its T is F T 2πf2/3 0f = =0.218f2/3, (12) T (6π2)2/3ζ(3/2)2/3 F 6 and the thermal wavelenght is λ = h/ 2πmk T = λ /f1/3. For f = 1 we recover the case where all pairable 0f B 0f 0 fermions participate in the boson gas. p Additional experimental parametersof YBa Cu O that we use in our calculations are: the critical temperature 2 3 6.80 [13] T = 88 K; the superconducting parameter [14] ∆ = 50 meV; the crystallographic [13] c = 11.71 ˚A, giving cexp 0 a = c/2 = 5.855 ˚A and a/λ = 0.233. Finally, we take the height of the jump ∆C/T 20 mJ/mol K2 from the 0 c ≃ data published in Ref. [35]. In addition, we use the relation for the Fermi energy E = [(3π2)2/3/2π]E for a F3D F2D 3D system in terms of the Fermi energy for a 2D system E = 1m v2 . F2D 2 e F2D In Fig. 1 we show the critical temperature as a function of the parameter P for several values of f. The dashed 0 line representstheexperimentalcriticaltemperatureforYBa Cu O . Ascanbe seenfromthis figure,thereis only 2 3 6.80 a narrow interval of values of f [0.005,0.05], that fits the experimental condition [35] T = 88 K, which in turn c ∈ determines a set of values of P . This is consistent with our previous assumption that only a small percentage of 0 the initially pairable fermions actually form pairs. In order to narrow down the range of both values, we obtain the magnitude of the jump in the electronic specific heat from experiments as shown in the next section. III. ELECTRONIC SPECIFIC HEAT The cuprate total electronic specific heat at constant pressure C is the specific heat of the gas of Cooper-pairs pe plus the specific heat of the gas of electrons, C =C +C , each of which is calculated in this section. pe pes pen A. Superconducting electronic specific heat FIG. 2. (Color online) Jump height of the specific heat and f as a function of P0. Dashed line is theexperimental ∆Cp/Tc = 20 mJ/mole K2 from Ref. [35]. ThesuperconductingelectronicspecificheatatconstantvolumeC fortheCooperpairsgasisC = T∂S . Ves Ves ∂T N,L3 Hence, taking the fraction f, we have (cid:2) (cid:3) C L3 2 ∞ dµ Ves = adK g (z ) 2ε ε +e µ+T NBkB fNB(2π)2C12(cid:20)β Z−∞ z 2 b h Kz − 0 0− dTi− ∞ dµ 6 ∞ adK (ε ε )ln 1 z ε +e µ+T + adK g (z ) , (13) z Kz − 0 { − b} Kz 0− dT β2 z 3 b Z−∞ h i Z−∞ (cid:21) 7 where µ and its derivative are implicitly obtained from the number equation for T T c ≥ L3 Γ(2) 1 ∞ N = dK g (z ). (14) B (2π)2 C12 β2Z−∞ z 2 b The corresponding specific heat at constant pressure is derived from the relation C = C +TL3κ ∂P 2 , pes Ves T ∂T N,L3 with κ the isothermal compressibility. After some algebra, we find T (cid:2) (cid:3) Cpes = CVes −∞∞dKzln 1−zb L3 1 3 ∞ dK g (z )+β ∞ dK g (z ) 2. (15) NBkB NBkB − R −∞∞dKz(cid:8)g2(zb) (cid:9)!(cid:20)f(2π)2C12β2(cid:16) Z−∞ z 3 b Z−∞ z 2 b (cid:17)(cid:21) R In Fig. 2 we show the magnitude of the height of the difference between the constant pressure specific heat above andbelowT dividedbyT ,∆C /T ,asafunctionofP togetherwiththefractionofCooper-pairsf. Thehorizontal c c pes c 0 dashed line represents the experimental result [35] ∆C /T = 20 mJ/mole K2, and the points where the curves pes c exp | | cross this line are the values of P = 501 and f = 0.0148 that fulfill the conditions for YBa Cu O . With these 0 2 3 6.80 two parameters we are able to calculate all the thermodynamic properties for T T . c ≤ B. Normal electronic specific heat The specific heat at constant volume of the unpaired electrons is obtained from Eq. (8) C 1 L3 m 1 ∞ Ven = e dk f (z ) NkB (1−f)N(2π)2 ¯h2 (cid:20)βZ−∞ z 2 e ∞ dµ ∞ ε ε µ +TdµF +2 dk ln 1+z 2ε µ +T F +2 dk kz{ kz − F dT } . (16) z { e} kz − F dT z exp[β(ε µ )]+1 Z−∞ h i Z−∞ kz − F (cid:21) Again, the chemical potential µ and its derivative are extracted from the corresponding number equation F 1 2L3 m 1 ∞ e N = dk ln 1+z . (17) (1−f)(2π)2 ¯h2 βZ−∞ z { e} Using the relation for the specific heat at constant pressure, we finally obtain Cpen = CVen + 2L3 meβ −∞∞exp[β(εkdzk−zµF)]+1 NkB NkB (1−f)N(2π)2 ¯h2 (R−∞∞dkzln{1+ze})2! ∞ dµ R 2 ∞ 2 dk ln 1+z ε µ +T F + dk f (z ) . (18) × z { e} kz − F dT β z 2 e (cid:20)Z−∞ h i Z−∞ (cid:21) C. Total electronic specific heat In Fig.3 we show the total C (continuous line), together with the Cooper-pairs (dash-dot line) and fermions pe (dashed line) specific heats. We include two experimental curves for YBa Cu O (triangles) and YBa Cu O 2 3 6.70 2 3 6.90 (diamonds) from Fig. 5 of Ref. [25], where the authors present exclusively the electronic part after successfully extracting the phonon contribution. We obtain the parameterγ (T ) C (T )/T =45 mJ/mol K2 from the linear behavior of the normalelectronic n c pen c c ≡ specific heat calculated data and the quadratic term coefficient from the superconducting electronic specific heat α = 0.038 mJ/mol K3, which comes from the Cooper pairs. Experimental data for γ (T ) yields, for example, 32 n c mJ/molK2 for x=0.95from Ref. [34], while for α we find 0.064mJ/molK3 for x=0.80 from Ref. [35], both in the same order of magnitude as our results. There is a non-zero value for γ , at T =0, as stated in Refs. [16, 43, and 44] for oxygen content x>0.6, which is 0 differentfromtheextrapolationofγ (T )whenT 0,suggestingthatthepairingmechanismcontinuestotakeplace. n c → However, in our model we are unable to determine γ because we do not include the rate at which pairs continue 0 8 FIG. 3. (Color online) The Cooper pair and the fermionic contributions to constant pressure electronic specific heat for YBa2Cu3O6.80, using P0 = 501 and f = 0.0148, compared to the experimental data of Meingast, et. al. for two different doping values[25]. to form for temperatures below T towards T = 0. Furthermore, above T paired fermions may decouple through c c complex mechanisms that we have not considered in this analysis. Other thermodynamic properties, such as the entropy as well as the Helmholtz free energy of the boson-fermion mixture inside a layered system will be published elsewhere. IV. TOTAL SPECIFIC HEAT The totalspecific heat of YBa Cu O is the electronic plus the lattice specific heat, i.e., CT =C +C +C . 2 3 6.80 p l pes pen In this section we obtain the lattice specific heat C and add it to the electronic contribution, showing that our l resulting curves for CT and CT/T lie very close to the raw data reported by some experiments. p p A. Lattice specific heat The total internal energy of a crystal is given by [45] ¯hωG(ω)dω U = , (19) (exp[¯hω/k T] 1) Z B − where ω is the vibrational mode frequency, G(ω) is the PDOS and ¯hω is the energy of each mode. The constant volume specific heat for the lattice is then given by (h¯ω/k T)2exp[¯hω/k T]G(ω)dω B B C =k . (20) Vl B (exp[¯hω/k T] 1)2 Z B − We use a phenomenological procedure to calculate the lattice specific heat of the layered cuprate. Specifically, we take the experimental results for the PDOS and introduce it in the theoretical expressions given above. We analyze the resultsofthreedifferentexperiments: twofromINS[36,37], whilethe thirdoneisbasedonamorerecentARPES technique [25]. Although our lattice specific heat has been calculated at constant volume, a simple calculation of the difference between C C = TBV τ2 shows that it is smaller than 1 Joule/mol K at T = T , where τ is the volumetric pl Vl mol c − 9 FIG. 4. (Color online) Lattice specific heat for different doping values obtained using Eq. 20 together with the experimental total specific heat from Refs. [25] and [48]. thermalexpansioncoefficienttakenfromRef. [46],B isthebulkmodulusfromRef. [47]andV isthemolarvolume. mol Note that this approachalreadytakesinto accountthe anharmonicterms in the lattice component, atleastup to the temperature interval considered. Therefore we will refer to the lattice specific heat using only the l subindex. We obtain the results drawn in Fig. 4 by using the PDOS from the INS data for YBa Cu O with x = 7 (short 2 3 x dash line) and x=6.53 (dash-dot-dot line) from the curves of Ref. [36], and for x=7 from [37] (dash-dot line), and introduce each one in Eq. (20) to perform the integrals numerically. The difference between the first two curves and the third one is small in the 20 K < T < 80 K interval and for T > 80 K it widens progressively. In the same Fig. 4, we plot our calculation of the lattice specific heat (solid line) using the results from ARPES[25] for x=7 together with the curves adapted for the total “raw data” experimental specific heat for x = 6.67 from Ref. [48] (diamonds) and for x = 6.70 from Ref. [25] (triangles). We find that our calculated C (solid line) using the ARPES density l of state is close to the experimental total specific heat CT, however, there is a significant difference using INS data p (around the 30 %). Three remarks are in order: first, the difference between the lattice specific heat using ARPES and INS around the transition point T is at least 30% (it diminishes as T lowers), which shows that the use of the latter is somehow c obsoleteandshouldbediscarded,asstatedinRef. [10]. Second,thedifferenceinthelatticespecificheatbetweentwo near doping values is in general small, and allows us to safely use the x = 7 PDOS from ARPES for other dopings, such as x = 6.80. Finally, in the curves of the experimental CT shown in Fig. 4, the jump height is barely noticed, p which is another signal that the lattice component is dominant. For completeness, we calculated the lattice specific heatfortheYBa Cu O non-superconductingcompoundusingthePDOSfromINS(notshowninthegraphic)which 2 3 6 lies very close to the other doping curves obtained also from INS. Above T the lattice specific heat we obtain is still c very close to the experimental CT at least for up to T =200 K (not shown). p In summary, the fact that the lattice specific heat C and the total experimental specific heat CT are very close l p leads to the conclusion that the contribution from the electronic components is very small, as will be shown in the next subsection. B. Total specific heat of YBa2Cu3O6.80 The total specific heat CT is the sum of all three components: the electronic specific heat we calculated for both p composite-bosons and unpaired electrons with the parameters P = 501 and f = 0.0148, in addition to the lattice 0 10 FIG.5. (Coloronline)TotalcalculatedconstantpressurespecificheatwiththeresultsfromRefs. [25]and[48]. Thecontribution of the electronic component shown separately. specific heat from ARPES. In Figs. 5 and 6 we plot the total specific heat together with the electronic part (normal plus superconducting) to emphasize the size of its contribution. FIG. 6. (Color on line) Total calculated constant pressure specific heat over temperature with the results from Refs. [25] and [48]. The contribution of theelectronic component shown separately. Inthesefiguresweobservethatthetotalexperimentalspecificheatcurvesforboth,CT andCT/T,aresatisfactorily p p reproduced by adding the three analyzed components. The minor difference between the experimental shape of the curve and ours for CT/T at and below T observedin Fig. 6 may be due to the interactions among the particles and p c from the dynamical formation of Cooper-pairs for T <T . c Accordingly, we claim that the contribution of the electronic specific heat to the total is less than the 5%, as suggested in Refs. [25] and [24].

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