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Spatial and Temporal Topological Analysis of Landscape Structure using Graph Theory Alan Kwok PDF

154 Pages·2015·5.74 MB·English
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http://researchspace.auckland.ac.nz University of Auckland Research Repository, ResearchSpace Copyright Statement The digital copy of this thesis is protected by the Copyright Act 1994 (New Zealand). This thesis may be consulted by you, provided you comply with the provisions of the Act and the following conditions of use: • Any use you make of these documents or images must be for research or private study purposes only, and you may not make them available to any other person. • Authors control the copyright of their thesis. You will recognise the author's right to be identified as the author of this thesis, and due acknowledgement will be made to the author where appropriate. • You will obtain the author's permission before publishing any material from their thesis. General copyright and disclaimer In addition to the above conditions, authors give their consent for the digital copy of their work to be used subject to the conditions specified on the Library Thesis Consent Form and Deposit Licence. Spatial and Temporal Topological Analysis of Landscape Structure using Graph Theory Alan Kwok Lun Cheung A thesis submitted in fulfilment of the requirements for the degree of Doctor of Philosophy in Geography, The University of Auckland, 2015. Abstract System behaviours of juxtaposed landscape elements can be revealed by analysing compositional and configurational properties of a landscape. Traditional approaches to spatial analysis mainly entail the use of spatial statistics and classical spatial data structures to analyse the composition of a landscape. However, such analyses are unable to capture the essence of landscape configuration because spatial relationships are treated as end products, rather than means to an end. In this regard, landscape structure is not being appreciated appropriately in an empirical way. Since the basis of any analytical method is invariably tied to the form of the data, it is necessary to go beyond existing data structures and create new ways to ‘see’ the data. In this thesis, spatial relationships in the form of spatial topology are exploited to provide insights on the interactive properties of landscape elements through time and space. The introduction chapter of this thesis presents an overview of the history and heritage of GIScience that led to the current state of affairs in spatial analysis. It then outlines the rationale for analysis of landscape configuration based on a new approach to assessment of spatial topology. The next four chapters are written as publications. The first three papers document the methodology, using case study examples from the published literature. The fourth paper applies these new methods to a case study in Qinghai Province, western China. The papers are followed by a summary discussion chapter. The first paper (Chapter 2) outlines a new data structure based on graph theory. The Spatio- Temporal Relational Graph (STRG) is created to record spatial phenomena through space and time. STRG has the advantage of being an extension of mainstream spatial data structures that can be easily applied to existing datasets. Graph edit distance and graph bridges were adapted to STRG from mathematical graph analysis. Analysis of the effectiveness of these procedures showed that relational changes between landscape elements play a big part in explaining landscape structure and dynamics. The results also showed the relevance of graph-based analytics to geographic theories. Based on these findings, graph edit distance was shown to provide a useful tool in monitoring and explaining spatio-temporal dynamics of landscapes. The second paper (Chapter 3) extends the toolset of graph analytics by introducing subgraph identification and analysis. Subgraphs are aggregated landscape elements that are topologically linked together. Analytical procedures in the form of regular equivalence are described and applied on the premise that topological relations play a part in explaining how elements are arranged on the landscape. The results show that similar subgraphs reoccur often, suggesting the existence of patterns and structures. Furthermore, certain subgraphs display traits that can be interpreted to represent ecological phenomena such as transition zones, succession level of vegetation, relative abundance, and land degradation. The third paper (Chapter 4) presents the use of statistical methods to assess the significance of subgraphs. By using odds ratios and standard statistical tests, this study identifies prominent subgraphs/patterns that define the structure of a landscape, reinforcing the findings from Chapter 3. In particular, the significance of particular ecological phenomena are demonstrated using combined interpretation of occurrence and statistical significance. This study also introduced synthetic scenarios of random and procedurally generated urban landscapes. While the random landscape did not produce significant patterns, the urban landscape provided patterns which are readily interpreted using the graph methods. The fourth paper (Chapter 5) is a case study which applies the suite of STRG and analytical methods to landscapes of the Qinghai-Tibetan Plateau. By combining results from spatial statistics and graph analytics through space and time, different landscape systems that characterise and act on the landscape are delineated. In line with landscape ecology theories, systems involving natural grassland system are found to be more dynamic than human tended agricultural systems. The combined use of graph analytics and spatial statistics is shown to create greater meaning than their individual use, enhancing prospects to meaningfully test landscape ecology concepts and principles relating to fragmentation and patch dynamics. In particular, spatial topology is used to provide evidence that perforation is the main degradation mechanism in one of the study areas. Findings from the thesis are summarised and related back to the international literature in the discussion chapter. The combined use of graph-based tools and spatial statistics is considered to provide useful empirical evidence on the interacting components of landscape systems and their dynamics. Graph-based landscape analytics are shown to hold great promise as a tool that can help to unlock patterns hidden within data sets, making these patterns self-evident. It is contended that concepts such as graphs that originated from external fields of research are converging with GIScience to provide a new suite of analytical tools to assess spatial topology from the perspective of data structures themselves. Possible future directions for STRG and its associated analytics are outlined. Acknowledgement This research has been an interesting and enlightening journey which completed only with the help of many others. First I would like to express my gratitude to my supervisors Gary Brierley and David O’Sullivan, both devoted a lot of time, energy and patience to align me with feasible research directions through lengthy meetings and e-mails. Thank you again Gary for providing the opportunity (and finding a scholarship!) for me to do this research in the immense landscapes of the Qinghai-Tibetan Plateau. Thank you again David for all the discussions on technologies whether related or not to my research! I am grateful to have travelled with Simon Aiken, Brendon Blue and Tami Nicoll in my grand adventures in Qinghai. The journey would have been dull without you around. Thank you to colleagues in the PhD office in the University of Auckland, especially Cheng Liu and Hironori Matsumoto, for we spent countless nights together debugging and writing. Thank you also to Ning Li for having in depth discussion in statistics and others. My gratitude goes to our overseas colleagues in the Qinghai University, Tsinghua University and Chinese Academy of Science for organizing the logistics of our field work. In particular I would like to thank Professor Xilai Li of Qinghai University for being our host in China, and also to Master Song and Master Chen for driving us more than 15,000km through the rugged landscapes of the Qinghai-Tibetan Plateau. Thank you to my colleagues in the Department of Cartography, Technical University of Munich for hosting me as a visitor while I was in Germany, where half of this thesis was written. Thank you to Patrick Laube of Züricher Hochschule für Angewandte Wissenschaften for hosting me in Zurich and for the discussion about my research. This work was in part supported by Program for Changjiang Scholars and Innovative Research Team in University, MOE, Grant No. IRT13074; International Science & Technology Cooperation Program, Qinghai Science and Technology Department, Grant No. 2013-H-801 and National Natural Sciences Foundation of China, 41161084. Table of Contents Table of Contents ……………………………………………………………………………………... 1 Table of Figures and Tables …………………………………………………………………………... 3 Chapter 1 Introduction - How landscape analysis is restricted by data structures and spatial statistics ...................................................................... 6 1.1 Landscape patterns in geography and landscape ecology ....................................................... 7 1.2 Patches – the building blocks of a conceptual and analytical landscape ................................ 8 1.3 Landscape Composition and Configuration ............................................................................ 9 1.4 Characteristics, analytical capability and limitation of mainstream data structures ............. 10 1.4.1 Data models began with graphics models ....................................................................... 10 1.4.2 Object-Field data models ................................................................................................ 11 1.4.3 Heritage from Cartography ............................................................................................. 13 1.4.4 Problems that emerged as a result of conventional cartographic heritage ...................... 14 1.5 Delineating patterns from traditional data lattices with spatial statistics .............................. 16 1.6 Problems with spatial statistics ............................................................................................. 18 1.7 Topologically enabled data structure and analytical techniques ........................................... 20 1.7.1 Spatial Topology ............................................................................................................. 20 1.7.2 Topology into current data structures .............................................................................. 21 1.8 Questions addressed in this thesis ......................................................................................... 23 1.9 Structure of this thesis ........................................................................................................... 23 Chapter 2 Graph-assisted Landscape Monitoring ........................................ 25 2.1 Introduction ........................................................................................................................... 25 2.2 Graph theory ......................................................................................................................... 27 2.3 Basics of Landscape Graph Structure ................................................................................... 28 2.4 Implementation ..................................................................................................................... 30 2.4.1 Objective 1: Establishment of Neighbourhood Graphs ................................................... 32 2.4.2 Objective 2: Entity Tracking ........................................................................................... 32 2.4.3 Objective 3: Unified Data Structure ................................................................................ 34 2.4.4 Objective 4: Harvesting information from data structure ............................................... 34 2.5 Conclusion ............................................................................................................................ 47 2.6 Appendices ............................................................................................................................ 49 2.6.1 Appendix A. New Hampshire Landcover Transitional Matrix 1986 – 1993 .................. 49 2.6.2 Appendix B. New Hampshire Ranked GED Results ...................................................... 50 2.6.3 Appendix C. .................................................................................................................... 52 1

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I am grateful to have travelled with Simon Aiken, Brendon Blue and Tami Nicoll in my grand adventures in Qinghai. The journey would Gustav Glage (1906) first pioneered a technique called “Raster Scanning” (which was proposed by Maurice Leblanc in 1880). Raster displays, whether CRT or later
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