South Africa’s Post-Apartheid Foreign Policy Towards Southern Africa, 1994-2014: Partner or Hegemon? BY Sakhile Hadebe Submitted in fulfilment of the requirements for the degree of Doctor of Philosophy, in the Graduate Programme in Political Science, University of KwaZulu-Natal, Pietermaritzburg, South Africa. Supervisor: Dr BR Mngomezulu 2015 i DECLARATION I, Sakhile Hadebe, declare that: 1. The research reported in this thesis, except where otherwise indicated, is my original research. 2. This thesis has not been submitted for any degree or examination at any other university. 3. This thesis does not contain other persons’ data, pictures, graphs or other information, unless specifically acknowledged as being sourced from other persons. 4. This thesis does not contain other persons' writing, unless specifically acknowledged as being sourced from other researchers. Where other written sources have been quoted, then: a. Their words have been re-written but the general information attributed to them has been referenced b. Where their exact words have been used, then their writing has been placed in italics and inside quotation marks, and referenced; and 5. This thesis does not contain text, graphics or tables copied and pasted from the Internet, unless specifically acknowledged, and the source being detailed in the thesis and in the References sections. Student Name: Sakhile Hadebe Supervisor: Dr B.R. Mngomezulu Signature: …………………….. Signature:……………………….. Date: ………………………….. Date:………………………………. ii DEDICATION I dedicate this work to my daughter Ndalwenhle. This should be a challenge for you my girl. I dedicate this work, in loving memory of my parents: my mother Ziphi Eugenia Radebe (the late) and my father Dubula Johannes Ngubane (the late). INkosi yamaNazaretha izibe nani lapho nikhona. It is my view that you left me too early; you should have not. My soul mates in everything I do and in every step I take I will be missing you, thou shall rest in peace. Lastly, I dedicate this work to my inner selfish drive which drove me to do this. It was nothing but a selfish drive. I hope the outcomes of my drive will be of public good one day. iii ACKNOWLEDGMENTS I am grateful to both the Radebe and the Ngubane families for their unconditional love and support throughout, ngibonga angiphezi. Your endless and eternal love is known only to my heart. It won’t suffice to forget my supervisor Dr Bheki Mngomezulu. You have been my torchbearer in the darkness of dissertation writing, thanks for your supervision and comments. Words alone can never be adequate to convey how thankful I am for making my job easier, BABA DLAKADLA, izandla zidlula ikhanda. My gratitude falls upon my friends and colleagues who contributed in one way or the other. To Project 2017 Brigade [Phakathi, Siyanda, Dlamini and Gumbi (the lazy one)] you guys kept me going throughout this journey. To Cebi Zulu, I know one day you will understand why I chose this route, academia. iv ACRONYMS/ABBREVIATIONS ACCORD African Centre for the Constructive Resolution of Disputes ANC African National Congress APLA Azanian People’s Liberation Army APRM African Peer Review Mechanism ASF African Standby Force AU African Union BLNS Botswana, Lesotho, Namibia and Swaziland BRICS Brazil, Russia, India, China and South Africa COSATU Congress of South African Trade Unions CRR Country Review Report DFA Department of Foreign Affairs DG Director-General DIRCO Department of International Relations and Cooperation DoD Department of Defence DRC Democratic Republic of Congo DTI Department of Trade and Industry ECOSOC Economic, Social and Cultural Council EU European Union FDI Foreign Direct Investor / Foreign Direct Investment FTA Free Trade Area GATT General Agreement on Tariffs and Trade GNU Government of National Unity G8 Group of 8 [Canada, France, Germany, Italy, Japan, Russia, United Kingdom, United States. v G20 Group of Finance Ministers and Central Bank Governors of 20 major economies: Argentina, Australia, Brazil, Canada, China, European Union, France, Germany, India, Indonesia, Italy, Japan, Mexico, Russia, Saudi Arabia, South Africa, South Korea, United Kingdom, United States of America and Turkey G77 Largest intergovernmental organization of developing states in the United Nations GDP Gross Domestic Product IGOs International Governmental Organisations IMF International Monetary Fund ISS Institute for Security Studies ITAC International Trade Administration Commission ITED International Trade and Economic Development Division MDC Movement for Democratic Change NATO North Atlantic Treaty Organization NCACC National Conventional Arms Control Committee NEC National Executive Committee NICOC National Intelligence Coordinating Committee NEPAD New Partnership for African Development NGOs Non-governmental Organizations NNP New National Party NPT Non-Proliferation Treaty OAU Organization for African Unity PAP Pan African Parliament PRC Permanent Representatives Committee PSC Peace and Security Council RSA Republic of South Africa SANDF South African National Defence Force vi SACU Southern African Customs Union SADC Southern African Development Community SADCC South African Development Coordination Conference SADF South African Defence Force SADPA South African Development Partnership Agency SAIIA South African Institute for International Affairs SANDF South African National Defence Force SANGOCO South African Non-governmental Organisations Coalition SANT South African National Treasury SEATO Southeast Asia Treaty Organisation STS Sovereign Territorial States TNC Trans-national Corporations UN United Nations UNAMID United Nations-African Union Mission in Darfur UNSC United Nations Security Council US/USA United States of America WHO World Health Organization WTO World Trade Organization ZANU Zimbabwe African National Union ZANU-PF Zimbabwe African National Union – Patriotic Front ZEC Zimbabwean Electoral Commission ZNLWVA Zimbabwe National Liberation War Veterans' Association vii TABLE OF CONTENT Contents Page TITLE PAGE…………………… ………………………… ……………………………… i DECLARATION...………………… …………………… ………………………………....ii DEDICATION……..……………………… …………………… ………………….….. ...iii ACKNOWLEDGEMENT...…………. ……………………… ……………………..…......iv ACRONYM/ABBREVIATIONS……………… …………………… ……………...….….v TABLE OF CONTENT……..... ……………………… ……………… ……..……….....viii TABLES…………………. ………………………………… ……………………………xiv FIGURES……… ………………………… ………………… …………………………..xv CHAPTER ONE……… …………… …………………………… ……………………….1 INTRODUCTION AND BACKGROUND……… …………………… …………..……1 1.1Background and Outline of Research Problem……………………… …………….....1 1.2 Preliminary literature study, and reasons for choosing topic:………………………...2 a. Preliminary literature study…….………………………… ……………………………2 b. Reasons for choosing the topic…………………………… ……………………………5 1.3 Research problems and objectives: Key questions to be asked… ………………….…5 a) Statement of the problem………….………………………… …………………………6 viii b) The objectives of the present study…………………………… …….……..……….6 Key questions to be asked:……………………..…………………… ………………….6 c) Research problems and objectives: Broader issues to be investigated…………….…7 1.4 Research methodology and methods………………………… ……………………7 1.5 Structure of dissertation……………………………………………...……………..9 CHAPTER TWO………………………………………………………………….….12 LITERATURE REVIEW…………………………………………………...……….12 2.1 Introduction………………………………………………………………………...12 2.2 Contextualizing post 1994 South African Foreign Policy……… …………………12 2.3 Post-1994 South African Foreign Policy Literature…… ………………………….16 2.4 Justification for Study……………………………...……………………………….21 2.5 FUNDAMENTAL CONCEPTS AND CONTEXTUAL ISSUES UNDERLYING THE STUDY……………………………… ……………………………………………..…. 22 2.5.1 Introduction……………………………………………………………….………22 2.5.2 Foreign Policy.………………………………………………………………….…23 2.5.3 Foreign Policy Goals and Anticipation………………………… …..…………….25 2.5.4 Southern Africa………………………………… …………………………………27 2.5.5 National Interests…………………… ……………………… …………………....30 2.5.6 State Actors…………………………………… ………………………….……….32 2.5.7 Non-State Actors…………………………………… ………………………...…...33 2.6.8 Partner……………… …………………………………………… ………………..33 ix 2.5.9 Hegemon……… ……………………………… ………………………...…………..34 2.5.10 Multilateralism…… ………………………………………………………….. ……37 2.5.11 African Renaissance…… …………………………………………… …………….39 2.5.12 Conclusion………………………………………… ………………………….……41 CHAPTER THREE………… ……………………… ………………………… ………..42 THEORETICAL CONSIDERATIONS ………………………… ……………………..42 3.1 Introduction…… ………………………………………………… …………………...42 3.2 Conventional theoretical approaches…………………………… ……………….…….42 3.2.1 Realism…………………………………………… …………………………………42 3.2.2 Liberalism…………………………………………… …………...………………….44 3.2.3 Marxism…… ……………………………………………………….………… …….46 3.2.4Development Theories………… ……………………………… ………….…………49 3.3 Theories which guided the study… …………………………………….… …………..49 3.3.1 Theory of Hegemonic Stability…… ………………………………………...………52 3.3.2 Of Pivot States, Middle and Emerging Powers ……………………… ……..………60 3.3.3 Discourse Theory………………………………………… ………………….………66 3.4 Conclusion… …………………………………… …………………………… ..……..67 x
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