BETWEEN SCYLLA AND CHARYBDIS: SOUTH AFRICA’S FOREIGN POLICY DILEMMA IN SOUTHERN AFRICA By Varusha NAIDOO Submitted in fulfilment of the academic requirements for the degree of Doctor of Philosophy (Political Science) in the Faculty of Humanities, Development and Social Sciences of the University of KwaZulu-Natal, Pietermaritzburg, South Africa 2010 Supervisor Prof NI Okeke-Uzodike i Declaration I, Varusha Naidoo (Student Number 962081338), declare that (i) The research reported in this thesis, except where otherwise indicated, is my original research. (ii) This thesis has not been submitted for any degree or examination at any other university. (iii) This thesis does not contain other persons’ data, pictures, graphs or other information, unless specifically acknowledged as being sourced from other persons. (iv) This thesis does not contain other persons’ writing, unless specifically acknowledged as being sourced from other researchers. Where other written sources have been quoted, then: a) their words have been re-written but the general information attributed to them has been referenced; b) where their exact words have been used, their writing has been placed inside quotation marks, and referenced. ii Dedication For my daughter, Danisha. Because I know that the foreign policy choices that we make will determine the trajectory of our country in the international arena; ultimately impacting on the world that you grow up in… iii Acknowledgements My first words of appreciation go to my supervisor, Professor N. I. Okeke-Uzodike: it was his mentoring and guidance which led me down the path to higher studies and it was, indeed, his nagging which motivated me to complete the journey I had begun. His understanding of my need to take a longer than usual route and his support until the very end has earned him both my deep respect and sincere gratitude. I would also like to thank my parents whose unwavering belief in my abilities inspired me not only to aim high but also to bring those ambitions to fruition. I have been fortunate in terms of the support received from my family in general and from certain aunts in particular – for this I am thankful. It would be remiss of me not to mention the numerous colleagues from whose insight I benefitted or whose reverse psychology spurred me to finish this degree. In addition, I want to acknowledge the participants in my study who shared their time and thoughts. It is their contribution which underpins the distinctiveness of my research. I save my final words of appreciation for my husband and daughter who were hijacked into accompanying me on this journey. Thank you for being such willing victims. iv Acronyms/Abbreviations AIDS Acquired Immune Deficiency Syndrome ANC African National Congress ARF African Renaissance and International Cooperation Fund ASGISA Accelerated and Shared Growth Initiative for South Africa AU African Union BLS Botswana, Lesotho, and Swaziland BLNS Botswana, Lesotho, Namibia and Swaziland BOSS Bureau of State Security BRIC Brazil, Russia, India, China coalition CFSP Common Foreign and Security Policy COMESA Common Market for Eastern and Southern Africa CES COMESA-EAC-SADC COSATU Congress of South African Trade Unions CTBT Comprehensive Nuclear Test Ban Treaty DBSA Development Bank of Southern Africa DIRCO Department of International Relations and Cooperation DG Director-General DFA Department of Foreign Affairs DFID Department for International Development DRC Democratic Republic of Congo DTI Department of Trade and Industry EAC East African Community EU European Union v EPAs Economic Partnership Agreements FDI Foreign Direct Investment FTA Free Trade Agreement FOCEM Fund for Mercosur Structural Convergence G4 Brazil, Germany, India and Japan G7 Canada, France, Germany, Italy, Japan, United Kingdom and the United States of America G8 Canada, France, Germany, Italy, Japan, United Kingdom, United States of America and Russia (EU also represented) G20 Group of Finance Ministers and Central Bank Governors of 20 major economies: South Africa, Canada, Mexico, United States of America, Argentina, Brazil, China, Japan, South Korea, India, Indonesia, Saudi Arabia, Russia, Turkey, France, Germany, Italy, United Kingdom, Australia and European Union G77 Largest intergovernmental organization of developing states in the United Nations GDP Gross Domestic Product GEAR Growth, Employment and Redistribution HCTs (British) High Commission Territories HIV Human immunodeficiency virus IBSA India, Brazil, South Africa ICC International Criminal Court ICTS Cluster International Cooperation, Trade and Security Cluster IRPS Cluster International Relations, Peace and Security Cluster IFIs International Financial Institutions vi IMF International Monetary Fund IIRSA Initiative for the Integration of South American Regional Infrastructure IRIN Integrated Regional Information Networks which focus on humanitarian stories in regions that are often under-reported, misunderstood or ignored. ISI Import Substitution Industrialization FIFA Fédération Internationale de Football Association (The International Federation of Association Football) MDC Movement for Democratic Change MDGs Millennium Development Goals MERCOSUR Mercado Común del Sur (Southern Common Market) NAM Non-aligned Movement NEPAD New Partnership for Africa’s Development NICs Newly industrialized countries NPT Nuclear Non-Proliferation Treaty OAU Organisation of African Unity PCRD Post Conflict Reconstruction and Development PUDEMO People's United Democratic Movement PWV region Pretoria-Witwatersrand-Vereeniging RISDP Regional Indicative Strategic Development Plan RDP Reconstruction and Development Programme RECs Regional Economic Communities RSA Republic of South Africa SAC South American Community vii SACP South African Communist Party SACU Southern Africa Customs Union SADC Southern African Development Community SADCC Southern African Development Co-ordination Conference SADPA South African Development Partnership Agency SANDF South African National Defence Force SASS South African Secret Service SWAPO South West African People’s Organisation TRC Truth and Reconciliation Commission UK United Kingdom UN United Nations UNASUR Union of South American Nations UNSC United Nations Security Council UNCTAD United Nations Conference on Trade and Development UNCED UN Conference on Environment and Development UNDP United Nations Development Programme UNESCO United Nations Educational, Scientific and Cultural Organization UNFPA United Nations Population Fund UNHCR UN High Commissioner for Refugees UNICEF United Nations Children's Fund UNOMSA United Nations Observer Mission in South Africa (1994) USA United States of America USAID United States Agency for International Development WEF World Economic Forum viii WTO World Trade Organisation ZANU-PF Zimbabwe African National Union – Patriotic Front ix Abstract Africa is at the cross roads as it redefines itself within a new framework of political and economic linkages. The terrorist attacks of 11 September 2001 in the United States illustrate both the dangers of reckless foreign policy choices as well as the need for cooperation with regard to transnational threats. From the exclusive policies of ‘total onslaught’ to the inclusive policies of the African Renaissance, South Africa has tried almost everything but remains unable to find an acceptable niche for herself in Southern Africa. Deep suspicions about South African intentions and commitment persist despite the reality of shared fears of further marginalisation, and aspirations of more propitious integration, within a rapidly globalising international environment. In understanding these dynamics, this study traces the evolution of South Africa’s contemporary relationship with the Southern African region and rationalizes this relationship within a broader theoretical framework based on development, discourse and hegemonic stability theories as well as the middle-power and pivot-state paradigms. In addition, the study assesses South Africa’s foreign policy options in light of both domestic constraints and the perceptions of other countries within the region. In essence, South Africa’s regional foreign policy dilemma is a product of the country’s inability to adjust timeously its strategic compass in the mercurial world of foreign policy where a country seeking to advance an ambitious foreign policy agenda will always be confronted with powers arrayed against it, forces that it cannot manage and battles that it cannot win. As this thesis argues, South Africa’s inability to x
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