Solid State Lighting Technology and Application Series Series Editor G.Q. Zhang For furthervolumes: http://www.springer.com/series/8864 W.D. van Driel X.J. Fan l Editors Solid State Lighting Reliability Components to Systems Editors W.D.vanDriel X.J.Fan PhilipsLighting DepartmentofMechanicalEngineering Eindhoven,TheNetherlands LamarUniversity Beaumont,TX,USA ISBN978-1-4614-3066-7 ISBN978-1-4614-3067-4(eBook) DOI10.1007/978-1-4614-3067-4 SpringerNewYorkHeidelbergDordrechtLondon LibraryofCongressControlNumber:2012943579 #SpringerScience+BusinessMedia,LLC2013 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation,broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionor informationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped.Exemptedfromthislegalreservationarebriefexcerpts inconnectionwithreviewsorscholarlyanalysisormaterialsuppliedspecificallyforthepurposeofbeing enteredandexecutedonacomputersystem,forexclusiveusebythepurchaserofthework.Duplication ofthispublicationorpartsthereofispermittedonlyundertheprovisionsoftheCopyrightLawofthe Publisher’s location, in its current version, and permission for use must always be obtained from Springer.PermissionsforusemaybeobtainedthroughRightsLinkattheCopyrightClearanceCenter. ViolationsareliabletoprosecutionundertherespectiveCopyrightLaw. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexempt fromtherelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. While the advice and information in this book are believed to be true and accurate at the date of publication,neithertheauthorsnortheeditorsnorthepublishercanacceptanylegalresponsibilityfor anyerrorsoromissionsthatmaybemade.Thepublishermakesnowarranty,expressorimplied,with respecttothematerialcontainedherein. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) Preface Solid state lighting (SSL) is recognized as the second revolution in the history of lighting.Theprimaryreasonistheannualglobalenergybillsavingof€300billion and a reduction of 1,000 MT of CO emission. As such, the SSL industry is 2 expectedtoexceed€80billionby2020,whichwillinturncreatenewemployment opportunities and revenues. A second reason is the promise of a long useful lifetime, with claims up to 80,000 h. As with any products, the consistency and reliability of SSL systems need to be ensured before they can be adopted in any applications. To add to the complexity, there is also a need to ensure that the cost of this technology needs to be comparable or even lower than the current technology.AlthoughSSLsystemswithlowreliabilityrequirementshavealready been developed, they can only be used in applications that operate in modest environments or in noncritical applications. For demanding applications in terms of environmental conditions, such as automotive application, or where strict consistencyisneeded,suchashealthcareapplicationsandhorticultureapplications, theconventionallightingsourcesarecurrentlystillpreferreduntilthereliabilityof SSL is proven in these applications. Therefore, the knowledge of reliability is crucial for the business success of SSL, but it is also a very scientific challenge. Inprinciple,allcomponents(LEDs,optics,driveelectronics,controls,andthermal design) as well as the integrated system must live equally long and be highly efficient in order to fully utilize the product lifetime, compete with conventional lightsources,andsaveenergy. It is currently not possible to qualify the SSL lifetime (10 years and beyond) beforetheseproductsareavailableinthecommercialmarket.Thisisarathernew challenge,since typical consumer electronics devices are expected tofunction for only2–3years.Predictingthereliabilityoftraditionalelectronicsdevicesisalready very challenging due to their multidisciplinary issues, as well as their strong dependence on materials, design, manufacturing, and application. Predicting SSL reliability will be even more challenging since they are comprised of several levels and length scales of different failure modes. The tendency towards system integration, via advanced luminaries, System-in-Package approaches, and even heterogeneous3DintegrationsposesanadditionalchallengeonSSLreliability. v vi Preface AfunctionalSSLsystemcomprisesdifferentfunctionalsubsystemsworkingin close collaboration. These subsystems include the optics, drive electronics, controls,andthermaldesign.Hence,thereisalsoaneedtoaddresstheinteraction between the different subsystems. Furthermore, an added challenge for system reliability is that accelerated testing condition for one subsystem is often too harsh for another subsystem. Alternatively, even the highest acceleration rate possible for one subsystem may be too low to be of any use for yet another subsystem. Hence, new techniques and methodologies are needed to accurately predict the system-level reliability of SSL systems. This would require advanced reliabilitytestingmethods,since today’s availablestandardsaremainlyproviding theprobabilityatwhichLEDsmayfailwithinacertainamountoftime. Today, no open literature that covers the reliability aspects for SSL exists, rangingfromtheLightEmittingDiode(LED)tothetotalluminiareofasystemof luminaries.Thisbookwillprovidethestate-of-the-artknowledgeandinformation onthereliabilityofSSLsystems.ItaimstobeareferencebookforSSLreliability fromtheperformanceofthe(sub-)componentstothetotalsystem.Thereliabilityof LEDs and all other components (optics, drive electronics, controls, and thermal design)aswellastheintegratedsystemofanSSLluminiarewillbecovered.Various failure modes inSSL luminiare will be discussed. Different reliability testing and luminiare reliability testing performance will be introduced. The content has an optimalbalancebetweentheoreticalknowledgeandindustrialapplications,written by the leading experts with both profound theoretical achievement and rich industrial experience. Parts of the contents are firsthand results from research and developmentprojects. ThisbookispartofaseriesonSolidStateLighting,editedbyProf.G.Q.Zhang. The series will systematically cover all key issues of solid state lighting technologiesandapplications. Eindhoven,TheNetherlands W.D.vanDriel Beaumont,TX,USA X.J.Fan Acknowledgments Wewouldliketothankalltheauthorsfortheircontributionstothebook.vanDriel andZhangwouldalsoliketomakeacknowledgmentstomanyoftheircolleaguesin PhilipsandtheDelftUniversityofTechnologywhohavecontributedtothisbookin onewayoranother. van Driel is grateful to his wife Ruth Doomernik and their two sons, Juul and Mats, for their support and love. Fan is grateful to his parents for their unselfish supportandlove. Delft,TheNetherlands G.Q.Zhang vii Contents 1 QualityandReliabilityinSolid-StateLighting......................... 1 T.deGroot,T.Vos,R.J.M.J.Vogels,andW.D.vanDriel 2 Solid-StateLightingTechnologyinaNutshell.......................... 13 C.A.Yuan,C.N.Han,H.M.Liu,andW.D.vanDriel 3 FailureMechanismsandReliabilityIssuesinLEDs................... 43 M.G.PechtandMoon-HwanChang 4 FailureModesandFailureAnalysis..................................... 111 J.F.J.M.CaersandX.J.Zhao 5 DegradationMechanismsinLEDPackages............................ 185 S.Koh,W.D.vanDriel,C.A.Yuan,andG.Q.Zhang 6 AnIntroductiontoDriverReliability.................................... 207 S.Tarashioon 7 HighlyAcceleratedTestingforLEDModules,Drivers, andSystems.................................................................. 231 D.SchenkelaarsandW.D.vanDriel 8 ReliabilityEngineeringforDriverElectronics inSolid-StateLightingProducts.......................................... 243 AbhijitDasgupta,KoustavSinha,andJaemiHerzberger 9 SolderJointReliabilityinSolid-StateLightingApplications........ 285 J.Kloosterman,R.Kregting,M.Erinc,andW.D.vanDriel 10 AMultiscaleApproachforInterfacialDelamination inSolid-StateLighting...................................................... 305 H.FanandM.M.F.Yuen ix x Contents 11 OntheEffectofMicroscopicSurfaceRoughness onMacroscopicPolymer–MetalAdhesion.............................. 317 O.vanderSluis,S.P.MNoijen,andP.H.M.Timmermans 12 AnIntroductiontoSystemReliability forSolid-StateLighting.................................................... 329 W.D.vanDriel,F.E.Evertz,J.J.M.Zaal, O.MoralesNa´poles,andC.A.Yuan 13 SolidStateLightingSystemReliability.................................. 347 M.H.Schuld,B.F.Schriever,andJ.W.Bikker 14 PrognosticsandHealthManagement.................................... 373 M.G.Pecht 15 FaultTolerantControlofLargeLEDSystems......................... 395 JianfeiDong,W.D.vanDriel,andG.Q.Zhang 16 LEDRetrofitLampsReliability........................................... 413 XiuPengLiandChenMei 17 SSLCaseStudy:Package,Module,andSystem....................... 427 DaoguoYangandMiaoCai 18 HierarchicalReliabilityAssessmentModels forNovelLED-BasedRecessedDownLightingSystems.............. 455 BongtaeHan,Bong-MinSong,andMehmetArik 19 DesignforReliabilityofSolidStateLightingProducts............... 497 LiyuYangandXiantaoYan 20 ColorConsistencyReliabilityofLEDSystems......................... 557 B.Bataillou,N.Piskun,andR.Maxime 21 ReliabilityConsiderationsforAdvanced andIntegratedLEDSystems.............................................. 591 X.J.Fan Index................................................................................ 613