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Sociocultural concepts of pandemic influenza and determinants of community vaccine acceptance in Pune, India Inauguraldissertation zur Erlangung der Würde einer Doktorin der Philosophie vorgelegt der Philosophisch-Naturwissenschaftlichen Fakultät der Universität Basel von Neisha Sundaram aus Bangalore, India Basel, 2015 Original document stored on the publication server of the University of Basel edoc.unibas.ch This work is licensed under a Creative Commons Attribution-NonCommercial 4.0 International License. Genehmigt von der Philosophisch-Naturwissenschaftlichen Fakultät auf Antrag von Prof. Dr. Marcel Tanner, Prof. Dr. Mitchell G. Weiss und Dr. Heidi Larson Basel, 23 June 2015 Prof. Dr. Jörg Schibler Dekan der Philosophisch- Naturwissenschaftlichen Fakultät Let us read, and let us dance; these two amusements will never do any harm to the world ~Voltaire Table of Contents Acknowledgements ii Summary vii Zusammenfassung xi सारांश xvi Abbreviations xxi List of Figures xxiii List of Tables xxiv 1. Introduction 1 2. Research aims and objectives 31 3. Study description 33 4. Cultural epidemiology of pandemic influenza in urban and rural Pune, India: a cross-sectional, mixed-methods study 43 5. Community awareness, use and preference for pandemic influenza vaccines in Pune, India 69 6. Sociocultural determinants of anticipated acceptance of pandemic influenza vaccine in Pune, India: a community survey using mixed-methods 101 7. Discussion 127 8. Appendix 150 i List of Appendices 1. 8.1 Additional figures for chapter 7 150 2. 8.2 Comparing sociocultural features of cholera in three endemic African settings 153 3. 8.3 Sociocultural determinants of anticipated oral cholera vaccine acceptance in three African settings: a meta-analytic approach 170 4. 8.4 Socio-cultural determinants of anticipated acceptance of an oral cholera vaccine in Western Kenya 189 5. 8.5 EMIC Interview 202 6. 8.6 Vignette 223 7. 8.7 Curriculum vitae 225 ii Acknowledgements I am deeply grateful to my supervisor, Mitchell Weiss, for his invaluable support and guidance. His dedication to research and learning, organization, systematic method of working and quest for excellence, have set very high standards for me to emulate besides ingraining in me values that I hope to draw upon throughout my life. I thank him for his patience and enthusiasm in teaching me concepts of cultural epidemiology, academic writing and the best software to use at any point! He has always found the time to answer my questions and explain things to me. A truly remarkable gentleman with varied interests and incredible modesty, his breadth and depth of knowledge on almost any topic is amazing. I have learned much from him, and that includes among many other things, where I can find good food in less-known restaurants of Pune, an appreciation of what my hometown looked like before I was born and recommendations for excellent independent films! Mitchell has helped me stay “on track” since we first met six years ago to discuss my Master’s research project. I am also grateful to him for the profound influence he has had on my development as a researcher and thank him for making this thesis possible. From Marcel Tanner, the faculty representative on my PhD committee and beloved director of our institute, I learned another transport-related life-lesson: “we’re all in the same boat” and to “never give up”. He is a truly inspirational leader and his positivity, motivation and genuine concern for everyone, makes the Swiss TPH work environment utopic. Five minutes with Marcel can provide a quick dose of inspiration for the year. I am very grateful for his allowing two cheeky Masters students, to switch courses mid-semester to study epidemiology and public health because it was what they were passionate about. That was one of the best things that has ever happened to me, for which I will be eternally grateful. Heidi Larson, the co-referee on my PhD committee, has been a fine teacher to me through her research and writing during the course of my doctoral studies and during the brief interactions that we have had. Her work has been iii Acknowledgements inspirational to me and I thank her for that. I am appreciative of the advice that she has provided and for her concern in my development as a researcher. Our interactions have always left me with plenty of food for thought. I especially thank her for reviewing my thesis and for her willingness to participate in my defence, despite other commitments. I owe a debt of gratitude to the external expert on my PhD committee and boss at the National University of Singapore (NUS), Joanne Yoong. She has been extremely generous in providing me a job at NUS and has shown patience and understanding of the challenges I faced while simultaneously working on my PhD thesis. On one hand she is exceedingly kind and on the other hand she is tough as nails: always knows the right thing to say and has a razor sharp mind. On the third hand (I have learned some jargon used by economists!), she is an enabler who is great fun to be around. I am very thankful to have the opportunity to work with her and learn a few things about health economics. More importantly for many life-skills I’ve learned, Joanne has been a role-model. Christian Schaetti, a collaborator on this research project, was a mentor to me during my Master’s work and has also provided valuable guidance during my doctoral research. Working with him over the past six years has been an absolute pleasure and I am fortunate to have also found in him a close friend. He has always been ready to provide critical feedback on my work to help me improve, provided a listening ear and advice, and in addition, has provided merciless teasing! I appreciate the good times we had during field work in Kenya and India and most of all for him being always there for me. I also thank him for being an excellent teacher, proofreading my thesis and carefully translating the summary into German. I am grateful to Leticia Grize and Christian Schindler for their expert statistical advice and support. I have received many valuable statistics lessons and learned SAS tips from them. Their warmth and approachability have made our work discussions very productive and fun. I would like to thank Abhay Kudale, co-investigator of the research project in Pune at the Maharashtra Association of Anthropological Sciences (MAAS), for iv Acknowledgements excellent execution of the project. Special thanks are due to MAAS colleagues for their kindness, friendship and contributions to the project, notably: Vidula Purohit, Vinita Datye, Saju Joseph, Deepa Thakur, Prashant Kulkarni, Vinayak Amle and Arun Awale. The challenges of field work were fun thanks to the wonderful company of research investigators: Abhijeet Bhalerao, Aarti Waghmare, Dynaneshwar Sangle, Mrudula Holkar, Ganesh Hulge, Vandana Lohana, Gandhaali Pisal and Gayatri Tejankar; and their contributions to the field research are highly appreciated. Vidula Purohit is especially thanked for translating the thesis summary into Marathi. I also sincerely thank the urban and rural study communities, village leaders and community health workers for their participation in the study. I am grateful to Vasudeo Paralikar and his wonderful family for being my family and providing a great source of support during my fieldwork. I also thank the Late Anjali Jawahire, Kanad Jawahire, Mona and Haiderali Wadiwala, and Mohan Agashe for their cheerful company and support during my stay in Pune. At the Swiss TPH, a special thank you goes to Jürg Utzinger for chairing the defence. I especially thank Brigit Obrist and Jakob Zinsstag for reviewing my PhD proposal and providing valuable feedback. A special thank you is extended to Brigit for letting me study her qualitative data analysis courses remotely and to Constanze Pfeiffer for organizing the health social sciences group. I really enjoyed sharing research experiences in our Society, Gender and Health Unit headed by Elizabeth Zemp. I would also like to thank everyone at the PhD house where there is never a dull moment! Special thanks to friends and colleagues over the years in Basel for all the laughter and lunch-time fun: Joëlle Schwarz, Ayoung Jeong, Erin Stuckey, Kristina Pelikan, Abdulsalam Alkaiyat, Anna Dean, Sarah Rajkumar, Fabian Schär, Monique Léchenne, Anna Schöni, Katharina Roser, Samuel Fuhriman, Peiling Yap, Martin Bratschi, Sarah Kerber, Mari Dumbaugh, Henry Owusu, Carine Weiss, Nerina Vischer, Samuel Oppong, Nadia Pillai, Philipp Bless, Mohamad Sater, Peter Steinmann, Afona Chernet, Nicolas Maire, Irene Küpfer, Sandro Schmidlin and Benjamin Speich. A very special thank you goes to dear friends Harris Héritier, Stephanie Mauti, Ashley Warren, Astrid Knoblauch, Sofie Hansen, Randee Kastner, Simone Sutherland, Patrizia Frei and Geethanjali Ram for their hugs and delicious meals during the thesis- v Acknowledgements writing process. A big thank you to Margrit Slaoui, Christine Walliser, Dagmar Batra, Laura Innocenti, IT department, HR department and Swiss TPH library for their support. Christine Mensch has been a source of comfort since the day I first arrived at the Swiss TPH. I am grateful to her for having the answer to every question, solution to every problem and for being a ray of sunshine. I thank my wonderful colleagues in the health economics and sociology group at NUS. Special thanks to Cynthia Chen, Joan Thomas, Clarence Tam, Quake Ai Li, Milawaty Nurjono, Ong Suan Ee and Emily Sullivan and for their encouragement and friendship. I thank our collaborators in the oral cholera vaccine (OCV) project, Erick Nyambedha and Lilian Akeyo from Maseno University, Kenya, and Sonja Merten from Swiss TPH. Raymond Hutubessy and Clarie-Lise Chaignat from the World Health Organization (WHO) are also sincerely thanked for their guidance in the OCV work. Raymond has been very supportive and inspirational, for which I am thankful. This work was financially supported by the WHO, Switzerland, a start stipend offered by the PhD program in Health Sciences, University of Basel and the Swiss TPH. I am very grateful for the funding that was provided that allowed me to undertake and complete this extremely interesting project. A great big thank you is due to my large extended family, my sister, our Ali Asker Road family and friends in India and abroad for their love. Thanking my parents is an impossible task as no words can do justice and words are perhaps superfluous. Everything that I am today, I owe to them. They truly define unconditional love and sacrifice. My sister and I are extremely fortunate to have the best role-models as our parents. Last but the opposite of the least, I thank my best friend and soul mate, who challenges and delights me, Suman Bhat. He has been incredibly supportive during my long absences in the field, my crazy work hours while around, doing far more than his fair share of the housework, and in helping me with thesis formatting in the final stages. Thank you for believing in me often more than I believe in myself. This thesis, as everything else in my life, is dedicated to you. vi

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me through her research and writing during the course of my doctoral studies and during the brief . acceptance of pandemic influenza vaccines from a community perspective in a developing country setting respondents did not consider vaccines relevant for adults, but nearly all (94.7%), when asked
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