SOCIAL CAPITAL IN EUROPE S O ‘This book is a must for anyone interested in the concept of social capital.’ C – Martin Seeleib-Kaiser, University of Oxford, UK I A ‘The quantitative survey of social capital at the regional level is an original L contribution that opens a fresh geographic perspective on the literature in this field. Moving beyond the statistical representation of regional patterns his use C of case studies illuminates how local culture and historical contexts influence A the manifestations of social capital. This volume breaks new ground challenging conventional analysis to advance our understanding of social capital.’ P – Neil Gilbert, University of California, USA I T ‘Social Capital in Europe dismantles Robert Putnam’s theoretical model by A critically discussing the most prominent international literature in the field L EMANUELE FERRAGINA by analyzing a large bulk of empirical and historical evidence. According to Putnam, the lack of social capital in the South of Italy is dated back to medieval I history and his ‘historical determinism’ that seems to erase every influence N of contemporary social phenomena, is largely contradicted by Ferragina. The SOCIAL CAPITAL book includes a comparative study that shows the role of economic structures E and regional peculiarities in the determination of the different degree of social U participation in European regions.’ – Piero Bevilacqua, University of Rome, Italy R O IN EUROPE ‘The concept of social capital has enjoyed increasing vogue among social P scientists. Historians have been mobilized to support the importance of this concept in various ways, and in turn they have increasingly relied on it. The E historian will find in this book both a definitive guide to the theoretical debate behind this controversial concept and an impressive demonstration of how it can be used to produce comparative historical analysis.’ A COMPARATIVE – Agostino Inguscio, Yale University, USA REGIONAL ANALYSIS This book investigates the determinants of social capital across 85 European regions, capturing the renewed interest among social capital theorists E regarding the importance of active secondary groups which support the correct M functioning of society and its democratic institutions. By complementing A socio-economic explanations with a comparative historic-institutional N analysis between two deviant cases (Wallonia and the south of Italy) and two U regular cases (Flanders and the north east of Italy), Emanuele Ferragina’s E findings suggest that income inequality, labour market participation and L national divergence are important factors in explaining the lack of social E capital. Furthermore, the traditional historical determinism is refuted with the F formulation of the sleeping social capital theory. E R R Emanuele Ferragina is at the University of Oxford, UK. A G I N A CONTACT Andy Driver JOB NO 0958 DATE SENT 26.06.12 TITLE Social Capital in Europe EDITOR Madhubanti Bhattacharyya TEL 07944 643920 PRODUCTION CONTROLLER Ilsa Williamson ORDER 46302 SPINE BULK 12mm JACKET SIZE Royal PPC 234mm x 156mm COLOURS CMYK EMAIL [email protected] PLEASE NOTE Colours on printed laser proofs may differ slightly to those viewed on PDFs due to the nature of laser printing compared to the colour values seen on screen. Social Capital in Europe MM22996611 -- FFEERRRRAAGGIINNAA PPRRIINNTT..iinndddd ii 2255//0066//22001122 1111::1111 To Giuditta Levato, Napoleone Colajanni and all who fought to defend a lost cause. I learned from you there is a south everywhere, a south to struggle for. MM22996611 -- FFEERRRRAAGGIINNAA PPRRIINNTT..iinndddd iiii 2255//0066//22001122 1111::1111 Social Capital in Europe A Comparative Regional Analysis Emanuele Ferragina University of Oxford, UK Edward Elgar Cheltenham, UK • Northampton, MA, USA MM22996611 -- FFEERRRRAAGGIINNAA PPRRIINNTT..iinndddd iiiiii 2255//0066//22001122 1111::1111 © Emanuele Ferragina 2012 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means, electronic, mechanical or photocopying, recording, or otherwise without the prior permission of the publisher. Published by Edward Elgar Publishing Limited The Lypiatts 15 Lansdown Road Cheltenham Glos GL50 2JA UK Edward Elgar Publishing, Inc. William Pratt House 9 Dewey Court Northampton Massachusetts 01060 USA A catalogue record for this book is available from the British Library Library of Congress Control Number: 2012939106 ISBN 978 1 78100 021 2 Typeset by Servis Filmsetting Ltd, Stockport, Cheshire Printed and bound by MPG Books Group, UK MM22996611 -- FFEERRRRAAGGIINNAA PPRRIINNTT..iinndddd iivv 2255//0066//22001122 1111::1111 Contents Preface vi PART 1 THE METHODOLOGICAL TOOLBOX 1. Introduction 3 2. Measuring social capital 19 3. Why we need a regional analysis 42 PART 2 THE SOCIO- ECONOMIC ANALYSIS 4. Social capital in European regions 69 5. The determinants of social capital 94 6. Explaining social capital variation across Europe 112 PART 3 THE DIVERGENT CASES 7. Why does social capital ‘sleep’? 131 8. Fraternal twins: institutional evolution and social capital 133 9. Conclusion 179 Bibliography 194 Index 217 v MM22996611 -- FFEERRRRAAGGIINNAA PPRRIINNTT..iinndddd vv 2255//0066//22001122 1111::1111 Preface Some books present fresh evidence; others make arguments that urge the reader to see old problems in a new light. This work is decidedly of the latter sort. Theda Skocpol A friend of mine, having listened to my complaints about the complexity and apparent unfairness of fi nding post- doctoral research opportuni- ties pointed out that I should not forget where I came from. This homily aroused my deep curiosity, and implied cliché, namely the suff ocating dif- fi culties which confront émigrés coming from a backward environment, in my case Southern Italy, with its limited social mobility and academic aridity. I was reminded that I have been armed with a unique geographical DNA to undertake a comparative assessment on the nature of diff erent macro- systems, implicit in my friend’s comment, and to form an outlook on the nature of social relation. Two important studies, Tracce di Comunità (Bagnasco 1999) and Making Democracy Work (Putnam 1993), and Professor Nicola Negri’s lectures on economic sociology at University of Turin, were inspirational sources, the building blocks needed to construct a general review of social networks and trust in society. But it was only after leaving my homeland that, with a diff erent perspective, I have been able to elaborate my interest for these issues, and to distil my focus to a few key variables. I have turned my interest in social ties into the measurement of social capital, have fashioned quantitative models supported by general theory, and have analysed the nature of social relations with a comparative his- torical analysis. Refi ning my research questions has allowed me to reach a provisional synthesis between my theoretical understanding of social capital and the application of a comparative method geared on empirical analysis. vi MM22996611 -- FFEERRRRAAGGIINNAA PPRRIINNTT..iinndddd vvii 2255//0066//22001122 1111::1111 PART 1 The Methodological Toolbox MM22996611 -- FFEERRRRAAGGIINNAA PPRRIINNTT..iinndddd 11 2255//0066//22001122 1111::1111 MM22996611 -- FFEERRRRAAGGIINNAA PPRRIINNTT..iinndddd 22 2255//0066//22001122 1111::1111 1. Introduction Social capital theorists have renewed the old interest in the importance of active secondary groups in supporting well run political institutions in modern democracies (see Bourdieu and Passeron 1970; Bourdieu 1980; 1986; Putnam 1993; 2000). Putnam (1993) unifi ed quantitative and his- torical analyses, arguing that the lack of social capital in the South of Italy was more the product of a peculiar historical development than the consequence of a set of contemporary socio- economic conditions. This conclusion has sparked a lengthy debate and received fi erce criticism (see Ferragina 2010a). Criticism has hitherto mainly focused on the lack of awareness of the structural socio- economic conditions of society (see Skocpol 1996; Skocpol et al. 2000; Thomson 2005), as for example, the level of income inequality (Knack and Keefer 1997; Costa and Kahn 2003; O’Connel 2003), and the excessive determinism of the historical analysis (Lupo 1993; Lemann 1996; Tarrow 1996). These two criticisms are integrated by ana- lysing 85 European regions, revisiting Putnam’s hypothesis and contribut- ing to the debate on the determinants of social capital. More specifi cally, the scope of the book is to: (1) test the impact of four socio-e conomic pre- dictors (that is, income inequality, economic development, labour market participation and national divergence) on social capital through a causal model, and (2) integrate rather than simply juxtapose socio- economic and historic- institutional explanations of social capital variation with the analysis of two deviant cases. Following Tocqueville, Putnam argued that nations need strong social participation in order to guarantee the functioning of democratic institu- tions. However, Putnam (1993) did not take into account Tocqueville’s (1961: 8) main explanation about the high level of social participation in 1830s America; the widespread condition of equality. In accordance with Tocqueville’s argument and following a large bulk of empirical work (Knack and Keefer 1997; Costa and Kahn 2003; O’Connel 2003; Beugelsdijk and Van Schaik 2005a; Ferragina 2010a) this book tests the eff ect of income inequality and economic development on social capital. It has also been argued (Gorz 1992: 182) that the ability to work provides a sense of participation and membership in societal activities among 3 MM22996611 -- FFEERRRRAAGGIINNAA PPRRIINNTT..iinndddd 33 2255//0066//22001122 1111::1111