Social Anxiety Social Anxiety Clinical, Developmental, and Social Perspectives Second Edition Edited by Stefan G. Hofmann and Patricia M. DiBartolo AMSTERDAM • BOSTON • HEIDELBERG • LONDON NEW YORK • OXFORD • PARIS • SAN DIEGO SAN FRANCISCO • SINGAPORE • SYDNEY • TOKYO Academic Press is an Imprint of Elsevier Academic Press is an imprint of Elsevier 32 Jamestown Road, London NW1 7BY, UK 30 Corporate Drive, Suite 400, Burlington, MA 01803, USA 525 B Street, Suite 1800, San Diego, CA 92101-4495, USA Second edition Copyright © 2010 Elsevier Inc. All rights reserved No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means electronic, mechanical, photocopying, recording, or otherwise without the prior written permission of the publisher Permissions may be sought directly from Elsevier’s Science & Technology Rights Department in Oxford, UK: phone (44) (0) 1865 843830; fax (44) (0) 1865 853333; email: [email protected]. 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Because of rapid advances in the medical sciences, in particular, independent verification of diagnoses and drug dosages should be made British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library Library of Congress Cataloging-in-Publication Data A catalog record for this book is available from the Library of Congress ISBN : 978-0-12-375096-9 For information on all Academic Press publications visit our website at www.elsevierdirect.com Typeset by MPS Limited, a Macmillan Company, Chennai, India www.macmillansolutions.com Printed and bound in the United States of America 10 11 12 13 10 9 8 7 6 5 4 3 2 1 Contributors Anne Marie Albano, NYS Psychiatric Institute, New York, NY 10032 Lynn E. Alden, Department of Psychology, University of British Columbia, Vancouver, Canada Danielle Amado, Department of Psychology, University of Montreal, QC, Canada Nader Amir, Joint Doctoral Program, San Diego State University/University of California, San Diego, CA, USA Carlos Blanco, Department of Psychiatry, Columbia University, New York, NY 10032 Jessica Bomyea, Joint Doctoral Program, San Diego State University/University of California, San Diego, CA, USA Lynn L. Brandsma, Department of Psychology, Drexel University, Philadelphia, PA 90102 Faith A. Brozovich, Adult Anxiety Clinic of Temple University, Philadelphia, PA 19122 Michelle C. Capozzoli, Center for the Treatment and Study of Anxiety, University of Pennsylvania, Philadelphia, PA 19104 Leslie G. Cohn, Private Practice, Seattle, WA, USA Jonathan S. Comer, NYS Psychiatric Institute, New York, NY 10032 Michael F. Detweiler, USAF Educational, Developmental, and Intervention Services (EDIS) Program, RAF Lakenheath, UK Randy O. Frost, Department of Psychology, Clark Science Center, Smith College, Northampton, MA 01060 Joel Gelernter, Yale University School of Medicine, VA CT Healthcare Center, West Haven, CT 06516 Katharine Glossner, Department of Psychology, Clark Science Center, Smith College, Northampton, MA 01060 Pamela Handelsman, Anxiety Research and Treatment Program, Southern Methodist University, Dallas, TX 75205 Bridget A. Hearon, Center for Anxiety and Related Disorders, Boston University, MA 02215 Richard G. Heimberg, Adult Anxiety Clinic of Temple University, Philadelphia, PA 19122 Lynne Henderson, The Shyness Institute, Palo Alto, CA 94306; Stanford University Continuing Studies, Stanford, CA, 94305 James D. Herbert, Department of Psychology, Drexel University, Philadelphia, PA 90102 xv xvi Contributors Debra A. Hope, Department of Psychology, University of Nebraska–Lincoln, NE 68588 Jerome Kagan, Department of Psychology, Harvard University, Cambridge, MA 02138 Todd B. Kashdan, Department of Psychology, George Mason University, Fairfax, VA 22030 Heide Klumpp, Department of Psychiatry, University of Michigan, Ann Arbor, MI 48109 Angela Kyparissis, Department of Psychology, University of Montreal, QC, Canada Mark R. Leary, Department of Psychology, Duke University, Durham, NC 27708 C.W. Lejuez, Department of Psychology, University of Maryland, MD 20742 Michael R. Liebowitz, Department of Psychology, Columbia University, New York, NY 10032 Sarah Maxner, Department of Psychology, Clark Science Center, Smith College, Northampton, MA 01060 Daniel W. McNeil, Anxiety, Psychophysiology, and Pain Research Laboratory, Department of Psychology, West Virginia University, Morgantown, WV 26506 Rowland S. Miller, Department of Psychology and Philosophy, Sam Houston State University, Huntsville, TX 77341 Mayumi Okuda, Department of Psychiatry, Columbia University, New York, NY 10032 Michael W. Otto, Center for Anxiety and Related Disorders, Boston University, MA 02215 K. Luan Phan, Department of Psychiatry, University of Michigan, Ann Arbor, MI 48109; Mental Health Service, VA Ann Arbor Healthcare System, MI 48105 Mark B. Powers, Center for the Treatment and Study of Anxiety, University of Pennsylvania, Philadelphia, PA 19104 Ronald M. Rapee, Centre for Emotional Health, Macquarie University, Sydney, NSW, Australia Marci J. Regambal, Department of Psychology, University of British Columbia, Vancouver, BC, Canada James Reich, Department of Psychiatry, UCSF Medical School, and Department of Psychiatry and Behavioral Health, Stanford Medical School, San Francisco, CA 94123 Alyssa A. Rheingold, Department of Psychiatry, Drexel University, Philadelphia, PA 90102 Steven A. Safren, Center for Anxiety and Related Disorders, Boston University, MA 02215 Franklin R. Schneier, Department of Psychiatry, Columbia University, New York, NY 10032 Contributors xvii Jasper A.J. Smits, Anxiety Research and Treatment Program, Southern Methodist University, Dallas, TX 75205 John T. Sorrell, Department School of Medicine, Department of Anaesthesia, Stanford University, CA 94305 Murray B. Stein, University of California, San Diego La Jolla, CA 92093 Ariel Stravynski, Department of Psychology, University of Montreal, QC, Canada Justin W. Weeks, Department of Psychology, Ohio University, Athens, OH 45701 Brandon J. Weiss, Department of Psychology, University of Nebraska–Lincoln, NE 68588 Amy Wenzel Department of Psychiatry, University of Pennsylvania, Philadelphia, PA 19104 Philip Zimbardo The Shyness Institute, Palo Alto, CA 94306; Palo Alto University, Palo Alto, CA, 94304 Introduction Toward an Understanding of Social Anxiety Disorder Stefan G. Hofmann and Patricia M. DiBartolo Humans are social creatures. We have a strong need to be liked, valued, and approved of by others. As a result, we have generated sophisticated social structures and hierarchies that greatly determine an individual’s value. Ostracism from these social groups negatively impacts a variety of health- related variables, and social exclusion is experienced as a punishment. For example, violations of social norms can lead to imprisonment, which limits an individual’s social contacts. Moreover, violating prison rules can lead to a fur- ther restriction of social relationships and even solitary confinement. Due to the importance of our social structures, humans naturally fear negative evalua- tion by their peers. The clinical expression of this evolutionarily adaptive concern is social anxiety disorder (SAD). In Western cultures, the lifetime prevalence rates of SAD range between 7 and 12% of the population (Furmark, 2002; Kessler, Berglund, Demler, Jin, & Walters, 2005). This disorder affects men and women relatively equally, with the average gender ratio (female : male) ranging between 1 : 1 (Moutier & Stein, 1999) and 3 : 2 (Kessler et al., 2005) in com- munity studies. During childhood, SAD is often associated with shyness and behavioral inhibition (BI). If the problem is left untreated, it typically follows a chronic, unremitting course and can lead to substantial impairments in voca- tional and social functioning (Stein & Kean, 2001). When reading the existing literature of social anxiety, one is struck by the lack of integration of the research findings that have been gathered by the vari- ous scientific disciplines, including social psychology, clinical psychology, psychiatry, developmental psychology, and behavior genetics. For example, clinical psychologists and psychiatrists tend to know relatively little about the relationship between social anxiety, shyness, and embarrassment or about contributions from behavior genetics. Conversely, social and developmental psychologists know relatively little about SAD subtypes, biological theories Social Anxiety: Clinical, Developmental, and Social Perspectives. Doi:10.1016/B978-0-12-375096-9.00028-6 © 2010 Elsevier Inc. All rights reserved. xix xx Toward an Understanding of Social Anxiety Disorder of SAD, and cognitive behavioral or pharmacological treatment outcome stud- ies. In order to address these gaps in knowledge, we (Hofmann & DiBartolo, 2001) recruited some of the most distinguished theorists and researchers from the various fields to initiate an interdisciplinary dialogue in one edited volume almost 10 years ago. The field has progressed considerably since that first book was published. This current volume updates the status of the scientific findings across a variety of diverse disciplines with contributors providing data and the- ory from their own conceptual perspectives relevant to their area of expertise. Delineation of social anxiety Chapter 1 by McNeil reviews the evolution of the terms social anxiety, SAD, and related constructs. Constructs such as shyness, introversion, BI, social anx- iety, and SAD all share very similar meanings and are often used interchange- ably, which can complicate things enormously. Choosing the right terminology is not a trivial thing. It reflects, and possibly determines, our understanding and conceptualization of the issue under investigation. McNeil proposes a number of specific ways in which these terms may inter-relate. He concludes that different forms of “social anxieties” exist along a continuum, and that related constructs, such as shyness, span from “normal” and “high normal” to pathological levels of social anxiety. A similar dimensional approach towards psychopathology is the implicit model of many psychological assessment procedures for social anxiety and social SAD. Consistent with this notion, Herbert and colleagues (Chapter 2) start from the basic premise that social anxiety and SAD do not differ qualitatively but rather quantitatively. Therefore, the various assessment methods (which should include a multimodal approach) can be used for assessing social anxiety as well as SAD. However, as we note below, other theorists believe that such a dimen- sional perspective toward SAD and shyness is problematic (e.g., see Chapter 12). The aforementioned terminology problem becomes even more complex when we consider the construct of shyness, which is covered by Henderson and Zimbardo (Chapter 3). As their chapter shows, it seems almost impossi- ble to discuss the psychopathology of shyness without referring to social anxi- ety or related constructs. Their chapter notes the overlap between shyness and SAD while recognizing that individuals who label themselves as shy often express heterogeneous behavioral and symptom profiles. A little clearer seems to be the distinction between social anxiety/SAD and embarrassment, which is discussed by Miller (Chapter 4). Unlike SAD, the experience of embarrass- ment is something ordinary, normal, and adaptive because it provides an effec- tive way to overcome minor and inevitable mishaps that occur in interactions with other people. Miller points to one important commonality between social anxiety/SAD and embarrassment: both constructs include the fear of negative evaluation by others. Neither SAD nor embarrassment would exist if people did not care what others thought of them. Toward an Understanding of Social Anxiety Disorder xxi Does this mean that socially anxious individuals are overly perfectionis- tic when it comes to social interactions? This hypothesis is investigated in the chapter by Frost, Glossner, and Maxner (Chapter 5). They conclude that cer- tain characteristics of perfectionism, and in particular the maladaptive evalua- tive concern dimensions, are in fact associated with social anxiety and related constructs. A review of the literature suggests that, compared to nonanxious controls, individuals with clinical levels of social anxiety are more perfec- tionistic. The central features of perfectionism related to SAD are an exces- sive concern over mistakes, doubts about the quality of one’s actions, and the perception that other people have excessively high expectations. Although similar differences in perfectionism dimensions can also be found when com- paring nonclinical participants with other anxiety-disordered groups, certain of these dimensions are elevated in samples with SAD relative to other anxiety patients. The next chapter, by Stravynski, Kyparissis, and Amado (Chapter 6), deals in detail with the relationship between social anxiety/SAD and social skills, and more specifically with the (once) popular assumption that SAD is caused by a deficit in social skills. Based on a critical review of the literature, Stravynski et al. conclude that there is very little empirical evidence to suggest that SAD is caused by, or even consistently linked with, deficits in social skills. They argue that the main problem lies in the conceptualization and operational definition of the construct of social skills. The authors encourage researchers to take a fresh look at the “social” aspect of SAD by investigating the pattern of social behaviors characterizing SAD in real-life situations. Two of the remaining chapters of the first part of the volume deal with contemporary diagnostic controversies, namely with the relationship between SAD and other DSM (Diagnostic and statistical manual of mental disorders) Axis I disorders in adulthood (Chapter 7 by Wenzel), and Axis II disorders (Chapter 8 by Reich). Comorbidity, which refers to the co-occurrence of two or more mental disorders in one person, is an inevitable “side effect” of our existing categorical diagnostic classification system (the DSM). Based on the existing literature, Wenzel concludes that comorbidity is common, even typi- cal, for individuals with SAD. Rates of comorbidity between SAD and other anxiety and mood disorder are high and there is growing evidence of height- ened risk for substance use disorders as well. Wenzel also notes emerging evi- dence indicating increased risk of comorbidity for SAD and a variety of other conditions (e.g., eating disorders, bipolar disorder). She urges the field to begin to identify the pathogenesis of these comorbidities, rather than merely docu- ment their co-occurrence. Among the Axis II disorders, the most highly comorbid (and most contro- versial) diagnostic category is avoidant personality disorder (APD). The empir- ical evidence, as reviewed by Reich, suggests that SAD and APD probably relate to the same disorder with different subtypes. SAD and APD cannot be distinguished on the basis of symptomatology or treatment response. Although xxii Toward an Understanding of Social Anxiety Disorder individuals with both SAD and APD seem to report a greater degree of distress in social situations, they respond equally well to treatment to those without this additional Axis II diagnosis. Reich points out that this raises the question of whether APD is in fact a viable Axis II diagnosis because our diagnostic system defines a personality disorder as an enduring, inflexible, and pervasive problem. Reich offers a creative solution to this problem by creating a sub- category in Axis II for chronic Axis I disorders “with significant personality features.” The final chapter of Part I, by Detweiler, Comer, and Albano (Chapter 9), examines the risks, phenomenology, etiology, and empirically supported treat- ments for socially anxious children and adolescents. Their review reveals the considerable social, occupational, and emotional tolls associated with SAD in developing youth. Furthermore, Detweiler et al. present the latest research on the biological, social, and developmental risks associated with SAD in youth and describe a model to guide clinicians considering a SAD diagnosis in this demographic. Throughout the chapter, their work emphasizes the importance of sensitivity to developmental expectations, as well as appreciation of the per- sistence and functional interference associated with social anxiety. Fortunately, there are options for effective treatments for youth with social anxiety. Nonetheless, they argue continued attention needs to be paid to the develop- mental pathways of socially anxious youth in order to identify children at risk for clinical diagnosis and to continue the development of effective prevention and treatment programs for this costly disorder. theoretical perspectives This next section of this book deals with the most prominent theoretical per- spectives on social anxiety and SAD discussed by social psychologists, devel- opmental psychologists, behavior geneticists, clinical psychologists, and psychiatrists. These different theoretical perspectives emphasize different fac- tors that might contribute to the etiology and/or maintenance of social anxi- ety/SAD. They can be classified into the following four broad categories: (1) biological mechanisms, including temperamental factors (Chapters 10–12); (2) behavioral factors (Chapter 13); (3) cognitive variables (Chapters 14–17); and (4) interpersonal processes that are relevant in social interactions (Chapter 18). As pointed out by a number of our contributors, these perspectives are not mutually exclusive; the “real world” is probably a combination of all of these theories. In a new contribution to this edition, Phan and Klumpp (Chapter 10) review the emerging findings from two areas of science – neuroimaging and neuroen- docrinology – that help inform our understanding of the physiology of SAD. Although evidence from neuroendocrinology studies sometimes finds cortisol dysregulation in individuals with SAD, this finding has been inconsistent, indi- cating the need for future research on how to predict and understand the role of
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