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Posters & images in neuroscience Sleep deprivation and antidepressant treatment The mood-improving effect of sleep deprivation (SD) in depression is even today still not fully understood.Despite the fact that mood and cognitive functions are lowered by prolonged sleep loss and despite convincing data that insomnia is a strong risk factor for subsequent depression,1 acute SD for one night or even partial SD in the second half of the night improves mood in about 60% of depressed patients the day after.2,3 In this respect,among all types of antidepressant treatments,SD elicits the fastest results,faster even than electroconvulsive therapy.Many authors correlate the likelihood of responding to SD with clinical variables.A summary of predictors is listed in Table I. The main limitation is the transient nature of the effect, and by the frequent relapses after the next night of sleep, since the majority—but not all—of the improved patients but also by the lack of funding for nonpharmacological experience a relapse after the next night of sleep.2 and nonneurochemical research. Nevertheless, some Despite the rapid effects and low risk of relevant side progress has been made within the last few years.A vari- effects(Table I),2-9the method has remained an “orphan ety of studies have focused on the problem of how to drug”or “orphan method.”This may be explained not avoid relapses occurring after the next night of sleep and only by the effort and motivation needed by the patient additionally treated the patients with light therapy, lithium,or other drugs.Lower relapse rates after SD were found when SD was combined with one of these Predictive therapeutic options (Table II).10-20 •High level of arousal4 A further strategy has been to advance the sleep period •High variability of mood swings5 to an “unphysiological”time.Several uncontrolled stud- •Diurnal and day-to-day mood variations6 ies in small numbers of patients have indicated that this •“Endogenous” and melancholic subtype2,3 phase advance procedure per se acts as an antidepres- •Bipolar subtype7 sant.More recent studies have combined SD with a sub- sequent phase advance of the sleep period, over the Not predictive2,3 course of either six or three nights and consistently found •Age that a phase advance of the sleep period stabilizes the •Sex antidepressant effect of SD in about 60% of those •Severity of depression patients who responded positively to SD.17-20Only one •Duration of depressive episode study also included a control group which participated in •Duration of illness a phase-delay protocol after SD instead of a phase- •Earlier treatments advance protocol.18Significantly more patients relapsed •Expectation of patients in the phase-delay protocol compared with the phase advance protocol (Figure 1).This indicates that the high Side effects of SD in depression* •Tiredness, fatigue •Switch to hypomania or mania in bipolar patients8 •Antidepressants (clomipramine)10 •Exacerbation of psychotic symptoms in psychotically •Lithium11-13 depressed patients9 •Pindolol14 •Lowering of seizure threshold •Light therapy15,16 •Sleep phase advance over 3 to 6 nights17-20 Table I. Clinical predictors of an antidepressant response to sleep depri- vation (SD) in depressed subjects and side effects. *Not based on Table II. Therapeutic strategies to avoid relapses after successful sleep systematic documentation. deprivation in depression (selected papers). Copyright © 2003 LLS SAS. All rights reserved 366 Poster by: Ulrich Voderholzer, MD, PhD Department of Psychiatry and Psychotherapy, Klinikum of the Albert-Ludwig-University, Hauptstrasse 5, 79104 Freiburg, Germany ([email protected]) response rate after SD and phase advance cannot be 12 explained by a placebo phenomenon alone and supports the hypothesis that,in depressed subjects,sleeping at cer- Delay (n=20) 10 Advance (n=20) tain phases of the circadian rhythm,ie,especially late in the night and in the morning,has depressogenic effects. ale 8 Unfortunately,one major issue has been almost com- m sc plalsettienlgy nefefgelcetcst eadft ebry 4re tsoe a6r cwheeersk:sd,owehsi cShD i sp rtohdeu tcyep aicnayl 6-ite 6 S period for measuring the effects of antidepressants? DR 4 H There is only one controlled study using such a design.21 Twenty-four patients received amitriptyline without addi- 2 tional SD,whereas 27 patients received amitriptyline plus a series of 6 partial SDs.Observer ratings,but not patient 0 0 1 2 3 4 5 6 7 8 ratings,demonstrated superiority of the combined treat- ment after 4 weeks.By the standards of evidence-based medicine,there is little evidence to date that SD therapy TSD Advance / delay has lasting effects over the course of several weeks. Figure 1. Antidepressant effects of total sleep deprivation (TSD) in one night with a consecutive phase advance of the sleep period Neurobiology of SD in depression (blue circles) in comparison with a phase delay of the sleep period (gray circles). In the phase-advance group, the antide- There is no generally accepted hypothesis concerning pressant effect of SD (between day 0 and day 1) was stabilized until day 8, whereas in the phase-delay group mood worsened the mechanism of action of SD,nor an explanation for again (mood was measured by a short version of the Hamilton the observation that subsequent sleep after SD leads to Depression Rating Scale [HDRS], containing 6 items). This scale relapses. A variety of neurobiological effects point is suitable for frequent ratings, whereas the 21-item HDRS toward potential mechanisms of action of the procedure would not have been adequate within the study design.18 (Table III).22-32 Based on the observations that hyperarousal and a high •Decrease in limbic hypermetabolism22-24 level of activation predict a favorable SD response,4the •Increase in dopamine turnover25 antidepressant effect was explained using the two-process •Increase in peripheral cytokines26,27 model of sleep regulation (Figure 2).33 In this model, •Increase in cortisol28-30 depressed patients have a deficiency of process S (ie,sleep •Increase in growth hormone secretion (recovery sleep)30 need) with process C (circadian rhythm) remaining unaf- •Increase in thyroid hormones31,32 fected.Depression is characterized by a deficient build-up Table III. Neurobiological effects of sleep deprivation.In humans some of process S (Figure 2).SD transiently leads to an increase of the studies were performed in depressed patients, while in process S to normal, whereas relapse occurs after other studies were in healthy subjects or in depressed patients and healthy subjects. “recovery sleep”due to a return to low levels of S. Several brain imaging studies have tried to correlate the significant decreases in metabolic rates occurred in the SD response with metabolic states of certain brain areas. medial prefrontal cortex and frontal pole in the patients Two early studies using single photon emission computed who responded positively to SD.The brain imaging stud- tomography (SPECT)22and positron emission tomogra- ies convincingly demonstrated that acute antidepressant phy (PET),23respectively,found higher metabolic rates SD is able to change metabolic states of brain areas that in limbic areas in responders compared with nonrespon- are involved in mood regulation. ders.A more recent study24confirmed these earlier find- Many studies have assessed endocrine parameters before ings: responders to SD had higher relative metabolic and after SD.The results have been inconsistent,which rates in the ventral anterior cingulate and in the medial may be partially explained by methodological shortcom- prefrontal cortex (Figure 3),as well as in the posterior ings.Several authors favor the hypothesis that the hypo- subcallosal gyrus at baseline than depressed patients who thalamo-pituitary-thyroid (HPT) axis plays a key role in did not respond to SD and normal volunteers.After SD, mediating the antidepressant effects of SD.31,32 367 www.dialogues-cns.org Posters & images in neuroscience Another issue is the impact of SD on the hypothalamo- S pituitary-adrenal (HPA) axis.Increased activity of this ess axis is one of the most consistent abnormalities in depres- c o pr S sion and normalization of this hyperactivity is a correlate of of clinical remission and has been suggested as the mech- el v anism of action of antidepressant treatment.34In healthy e L C humans,acute SD increases cortisol secretion.28,29 In a study that we conducted ourselves,we found a significant 6 16 23 46 16 23 4 6 stimulatory effect of acute SD on nighttime cortisol in a Clock time group of unmedicated depressed subjects,which was not related to treatment response.30However,during the first Sleep deprivation e v ocess S depressioms Figure 2. TTawshsious -mpmrinoocgde etslhs c amat noa dnee xilnp oslauf ifsnflie cteihepen d ta ebnputriiidlvdae-tpuiorpen so s(fSa Dpnr)to aecnfefdse sdc Ste po(Srfe ssStsDaion nbd ys. evel of pr crease in sympt ftdoheruc ssrel,e aelespea sdn iepnergod c)t,e oSs sDt hS te rta oan nbsitaeisndetellipyn rieen sclesreavanesltse esle ftfahedeci ntl.eg vR eteol co rofe vlpearproysc ees lsiense tSpo, L De the depressed state. This model fits well with clinical observa- tions that depressed patients have hyperarousal, which has been shown to be a positive predictor of the SD response.4 6 16 23 46 16 23 4 6 Reproduced from reference 33: Borbély AA, Wirz-Justice A. Sleep, sleep Clock time deprivation and depression. Hum Neurobiol. 1982;1:205-210. Copyright © 1982, Springer Verlag. REFERENCES 13.Szuba MP, Baxter LR Jr, Altshuler LL, et al. Lithium sustains the acute antidepressant effects of sleep deprivation: preliminary findings from a controlled study. Psychiatry Res. 1994;51:283-295. 1.Riemann D, Voderholzer U. Primary insomnia: a risk factor to develop 14.Smeraldi E, Benedetti F, Barbini B, Campori E, Colombo C. Sustained anti- depression? J Affect Disord. 2003;76:247-251. depressant effect of sleep deprivation combined with pindolol in bipolar depres- 2.Wu JC, Bunney WE. The biological basis of an antidepressant response sion. A placebo-controlled trial. Neuropsychopharmacology. 1999;20:380-385. to sleep deprivation and relapse: review and hypothesis. Am J Psychiatry. 15.Neumeister A, Goessler R, Lucht M, Kapitany T, Bamas C, Kasper S. 1990;147:14-21. Bright light therapy stabilizes the antidepressant effect of partial sleep 3.Van den Hoofdakker RH. Total sleep deprivation: clinical and theoreti- deprivation. Biol Psychiatry. 1996;39:16-21. cal aspects. In: Honig A, van Praag HM, eds. Depression: Neurobiological, 16.Colombo C, Lucca A, Benedetti F, Barbini B, Campori E, Smeraldi E. Total Psychopathological and Therapeutic Advances. Chichester, UK: John Wiley & sleep deprivation combined with lithium and light therapy in the treat- Sons Ltd; 1997:563-589. ment of bipolar depression: replication of main effects and interaction. 4.Bouhuys AL, van den Burg W, van den Hoofdakker RH. The relationship Psychiatry Res. 2000;95:43-53. between tiredness prior to sleep deprivation and the antidepressant response 17.Berger M, Vollmann J, Hohagen F, et al. Sleep deprivation combined to sleep deprivation in depression. Biol Psychiatry. 1995;37:457-461. with consecutive sleep phase advance as a fast-acting therapy in depres- 5.Gordijn MC, Beersma DG, Bouhuys AL, Reinink E, Van den Hoofdakker RH. A longitudinal study of diurnal mood variation in depression; charac- sion: an open pilot trial in medicated and unmedicated patients. Am J teristics and significance. J Affect Disord. 1994;31:261-273. Psychiatry. 1997;154:870-872. 6.Reinink E, Bouhuys N, Wirz-Justice A, van den Hoofdakker R. Prediction 18.Riemann D, König A, Hohagen F, et al. How to preserve the antide- of the antidepressant response to total sleep deprivation by diurnal vari- pressant effect of sleep deprivation: a comparison of sleep phase advance ation of mood. Psychiatry Res. 1990;32:113-124. and sleep phase delay. Eur Arch Psychiatry Clin Neurosci. 1999;249:231-237. 7.Barbini B, Colombo C, Benedetti F, Campori E, Bellodi L, Smeraldi E. The 19.Benedetti F, Barbini B, Campori E, Fulgosi MC, Pontiggia A, Colombo C. unipolar-bipolar dichotomy and the response to sleep deprivation. Sleep phase advance and lithium to sustain the antidepressant effect of Psychiatry Res. 1998;79:43-50. total sleep deprivation in bipolar depression: new findings supporting the 8.Colombo C, Benedetti F, Barbini B, Campori E, Smeraldi E. Rate of switch internal coincidence model? J Psychiatr Res. 2001;35:323-329. from depression into mania after therapeutic sleep deprivation in bipolar 20.Voderholzer U, Valerius G, Schaerer L, et al. Is the antidepressive effect depression. Psychiatry Res. 1999;86:267-270. of sleep deprivation stabilized by a three day phase advance of the sleep 9.Benedetti F, Zanardi R, Colombo C, Smeraldi E. Worsening of delusional period? A pilot study. Eur Arch Psychiatry Clin Neurosci. 2003;253:68-72. depression after sleep deprivation: case reports. J Psychiatr Res. 1999;33:69-72. 21.Kuhs H, Färber D, Borgstädt S, Mrosek S, Tölle R. Amitriptyline in com- 10.Elsenga S, van den Hoofdakker RH. Clinical effects of sleep deprivation and bination with repeated late sleep deprivation versus amitriptyline alone clomipramine in endogenous depression. J Psychiatr Res. 1982/83;17:361-74. in major depression. A randomised study. J Affect Disord. 1996;37:31-41. 11.Baxter LR Jr, Liston EH, Schwartz JM, et al. Prolongation of the antide- 22.Ebert D, Feistel H, Barocka A. Effects of sleep deprivation on the lim- pressant response to partial sleep deprivation by lithium. Psychiatry Res. bic system and the frontal lobes in affective disorders: a study with Tc-99m- 1986;19:17-23. HMPAO SPECT. Psychiatry Res. 1991;40:247-251. 12.Grube M, Hartwich P. Maintenance of antidepressant effect of sleep 23.Wu JC, Gillin JC, Buchsbaum MS, Hershey T, Johnson JC, Bunney WE Jr. deprivation with the help of lithium. Eur Arch Psychiat Neurol Sci. Effect of sleep deprivation on brain metabolism of depressed patients. Am 1990;240:60-61. J Psychiatry. 1992;149:538-543. 368 Poster by: Ulrich Voderholzer half of the day after the night,SD responders in contrast Z : to nonresponders had higher cortisol concentrations -4.00 mm Percent compared with the day before SD.This finding does not Y difference necessarily contradict the above relationship between 6.0 +20.00 depression and HPA axis hyperactivity for two reasons. First,the acute effects of antidepressant treatments on +13.33 3.0 the HPA axis may differ from the chronic effects.It has +6.67 been shown that electroconvulsive treatment and anti- 0.0 ±0.00 depressants also initially stimulate the HPA axis.Second, two studies demonstrated acute antidepressant effects of -6.67 -3.0 cortisol infusion compared with placebo.35,36 -13.33 Another theory that possibly provides a link to the HPA -6.0 -20.00 effects of SD focuses on the psychostimulant effects. % Earlier studies reported an increase in dopamine,norepi- X -9.0 nephrine,and serotonin after SD,ie,similar neurobiolog- -6 -3 0 +3 +6 cm ical effects as after the intake of psychostimulants like amphetamines (see reference 25 for an overview).Support Figure 3. Positron emission tomography (PET) scan of depressed patients for a psycho-stimulant theory also comes from brain imag- who respond to total sleep deprivation (SD) in one night.24At ing data,demonstrating effects of psychostimulants such baseline, responders to SD had higher metabolic rates in the as amphetamines on metabolic rates similar to those ventral anterior cingulate and in the medial prefrontal cortex. observed in SD.37Since there is a functional coupling of The study confirmed earlier findings demonstrating an asso- ciation between high metabolic rates in limbic areas and the psychostimulant effects and the HPA axis,38 a cortisol likelihood to respond to SD.22,23 increase following SD might therefore mediate psychos- Adapted from reference 24: Wu J, Buchsbaum MS, Gillin JC, et al. timulant-like actions of increased aminergic neurotrans- Prediction of antidepressant effects of sleep deprivation by metabolic rates in the ventral anterior cingulate and medial prefrontal cortex. Am mitter release. J Psychiatry. 1999;156:1149-1158. Copyright © 1999, American Psychiatry Association. In summary,the SD response in depressive patients remains a highly interesting issue for depression research,since,contrary to all antidepressant drugs,it may significantly ameliorate mood within one day.Understanding this effect and optimizing the duration of the effect,ie, preventing relapse after the response,might improve our ability to treat depression. 24.Wu J, Buchsbaum MS, Gillin JC, et al. Prediction of antidepressant effects 31.Parekh PI, Ketter TA, Altshuler L, et al. Relationships between thyroid of sleep deprivation by metabolic rates in the ventral anterior cingulate and hormone and antidepressant responses to total sleep deprivation in mood medial prefrontal cortex. Am J Psychiatry. 1999;156:1149-1158. disorder patients. Biol Psychiatry. 1998;43:392-394. 25.Ebert D, Berger M. Neurobiological similarities in antidepressant sleep 32.Orth DN, Shelton RC, Nicholson WE, et al. Serum thyrotropin concen- deprivation and psychostimulant use: a psychostimulant theory of antide- trations and bioactivity during sleep deprivation in depression. Arch Gen pressant sleep deprivation. Psychopharmacology. 1998;40:1-10. Psychiatry. 2001;58:77-83. 26.Dinges DF, Douglas SD, Hamarman S, Zaugg L, Kapoor S. Sleep depriva- 33.Borbély AA, Wirz-Justice A. Sleep, sleep deprivation and depression. Hum Neurobiol. 1982;1:205-210. tion and human immune function. Adv Neuroimmunol. 1995;5:97-110. 34.Holsboer F, Barden N. Antidepressants and hypothalamic-pituitary- 27.Voderholzer U, Hohagen F, Herr A, et al. Effects of sleep deprivation on adrenocortical regulation. Endocr Rev. 1996;17:187-205. cytokines in healthy and depressed subjects. In: Sperner-Unterweger B, 35.Goodwin GM, Muir WJ, Seckl JR, et al. The effects of cortisol infusion Fleischhacker WW, Kaschka WP, eds. Psychoneuroimmunology. Hypotheses and upon hormone secretion from the anterior pituitary and subjective mood Current Research. Advances in Biological Psychiatry.Basel, Switzerland: Karger; in depressive illness and in controls. J Affect Disord. 1992;26:73-83. 2001;20:98-109. 36.DeBattista C, Posener JA, Kalehzan BM, Schatzberg AF. Acute antidepres- 28.Leproult R, Copinschi G, Buxton O, Van-Cauter E. Sleep loss results in an sant effects of intravenous hydrocortisone and CRH in depressed patients: a elevation of cortisol levels the next evening. Sleep. 1997;20:865-870. double-blind, placebo-controlled study. Am J Psychiatry. 2000;157:1334-1337. 29.Spiegel K, Leproult R, Van-Cauter E. Impact of sleep debt on metabolic 37.Volkow ND, Wang GJ, Fowler JS, et al. Gender differences in cerebel- and endocrine function. Lancet. 1999;354:1435-1439. lar metabolism: text-retest reproducibility. Am J Psychiatry. 1997;154:50-55. 30.Voderholzer U, Weske G, Klein T, et al. Endocrine studies during sleep, 38.Marinelli M, Rouge-Pont F, Deroche V, et al. Glucocorticoids and behav- sleep deprivation, and recovery sleep in depressed patients. Neuropsycho- ioral effects of psychostimulants. I: Locomotor response to cocaine depends pharmacology. 2000;23(suppl 2):S82-S83. on basal levels of glucocorticoids. J Pharmacol Exp Ther. 1997;281:1392-1400. 369

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