Single Neuron Studies of the Human Brain Single Neuron Studies of the Human Brain Probing Cognition edited by Itzhak Fried, Ueli Rutishauser, Moran Cerf, and Gabriel Kreiman The MIT Press Cambridge, Massachusetts London, England © 2014 Massachusetts Institute of Technology A ll rights reserved. No part of this book may be reproduced in any form by any electronic or mechanical means (includ- ing photocopying, recording, or information storage and retrieval) without permission in writing from the publisher. M IT Press books may be purchased at special quantity discounts for business or sales promotional use. For information, please email [email protected]. This book was set in Times by Toppan Best-set Premedia Limited, Hong Kong. Printed and bound in the United States of America. Library of Congress Cataloging-in-Publication Data Single neuron studies of the human brain : probing cognition / edited by Itzhak Fried, Ueli Rutishauser, Moran Cerf, and Gabriel Kreiman. p. ; cm. Includes bibliographical references and index. ISBN 978-0-262-02720-5 (hardcover : alk. paper) I. Fried, Itzhak, editor of compilation. II. Rutishauser, Ueli, editor of compilation. III. Cerf, Moran, editor of compilation. IV. Kreiman, Gabriel, 1971 – editor of compilation. [DNLM: 1. Neurons — physiology. 2. Brain — physiology. 3. Brain Mapping. 4. Cognition — physiology. 5. Synaptic Transmission. WL 102.5] QP360.5 612.8'2 — dc23 2013041744 10 9 8 7 6 5 4 3 2 1 Contents Open Letter to a Beginning Researcher in the Field of Human Single Neuron Investigations vii 1 Introduction 1 Itzhak Fried, Ueli Rutishauser, Moran Cerf, and Gabriel Kreiman 2 Fifty-plus Years of Human Single Neuron Recordings: A Personal Perspective 7 George Ojemann I Methodological, Ethical, and Clinical Considerations 17 3 The Neurosurgical Theater of the Mind 19 Itzhak Fried 4 Ethical and Practical Considerations for Human Microelectrode Recording Studies 27 Adam N. Mamelak 5 Subchronic In Vivo Human Microelectrode Recording 43 Richard J. Staba, Tony A. Fields, Eric J. Behnke, and Charles L. Wilson 6 Data Analysis Techniques for Human Microwire Recordings: Spike Detection and Sorting, Decoding, Relation between Neurons and Local Field Potentials 59 Ueli Rutishauser, Moran Cerf, and Gabriel Kreiman II Cognitive Neuroscience Findings and Insights 99 7 Single Neuron Correlates of Declarative Memory Formation and Retrieval in the Human Medial Temporal Lobe 101 Ueli Rutishauser, Erin M. Schuman, and Adam N. Mamelak 8 Visual Cognitive Adventures of Single Neurons in the Human Medial Temporal Lobe 121 Florian Mormann, Matias J. Ison, Rodrigo Quian Quiroga, Christof Koch, Itzhak Fried, and Gabriel Kreiman vi Contents 9 Navigating Our Environment: Insights from Single Neuron Recordings in the Human Brain 153 Nanthia Suthana and Itzhak Fried 10 Microelectrode Studies of Human Sleep 165 Yuval Nir, Michel Le Van Quyen, Giulio Tononi, and Richard J. Staba 11 Studying Thoughts and Deliberations Using Single Neuron Recordings in Humans 189 Moran Cerf, Hagar Gelbard-Sagiv, and Itzhak Fried 12 Human Single Neuron Reward Processing in the Basal Ganglia and Anterior Cingulate 205 Shaun R. Patel, Demetrio Sierra-Mercado, Clarissa Martinez-Rubio, and Emad N. Eskandar 13 Electrophysiological Responses to Faces in the Human Amygdala 229 Ralph Adolphs, Hiroto Kawasaki, Oana Tudusciuc, Matthew Howard III, Chris Heller, William Sutherling, Linda Philpott, Ian Ross, Adam N. Mamelak, and Ueli Rutishauser 14 Human Lateral Temporal Cortical Single Neuron Activity during Language, Recent Memory, and Learning 247 George Ojemann III Clinical Neuroscience 273 15 Microelectrode Recordings in Deep Brain Stimulation Surgery 275 C. Rory Goodwin, Travis S. Tierney, Frederick A. Lenz, and William S. Anderson 16 Microstimulation Effects on Thalamic Neurons 295 Sanjay Patra, William D. Hutchison, Clement Hamani, Mojgan Hodaie, Andres M. Lozano, and Jonathan O. Dostrovsky 17 Human Single Unit Activity for Reach and Grasp Motor Prostheses 305 Arjun K. Bansal 18 Human Single Neuron Recording as an Approach to Understand the Neurophysiology of Seizure Generation 327 Andreas Schulze-Bonhage and R ü diger K ö hling IV Conclusions 345 19 The Next Ten Years and Beyond 347 Ueli Rutishauser, Itzhak Fried, Moran Cerf, and Gabriel Kreiman Contributors 359 Index 363 Open Letter to a Beginning Researcher in the Field of Human Single Neuron Investigations From your vantage point as a researcher just entering the field of human single neuron research, you may already experience the excitement of potential contributions to human knowledge inherent in directly working with the human brain. However, the neurosurgical theatre of the mind may often look intimidating and complex, a foreign environment without the reassurance of complete experimental control. Being in the operating room is an intense experience. Indi- viduals new to this field of research may easily find themselves overwhelmed by the cast of characters, doctors, nurses, and other ancillary personnel; by a great variety of instruments, the life support and anesthetic machinery, and the boundaries of a sterile field; and by the over- whelming presence of a patient with an exposed brain, sometimes awake during procedures performed under local anesthesia. On the hospital ward, the situation may be daunting as well, with an abundance of health care personnel, visitors in the patient’ s room, the constant possibility of imminent epileptic seizures, and a myriad of noise sources, electrical and psychological. What advice, then, can help you as a scientist entering this complex field of single neuron recordings in humans? T he first step in an organized research project would entail c hoosing the right question. H owever, contrary to the tradition of carefully preconceived lines of scientific investigation, as a researcher in t his field, you need to be an experimental opportunist. You cannot choose just any question and hope to record from the relevant neurons. The sites of recordings will always be completely determined by the clinical imperative and thus will be fixed in locations that cannot be altered. The question you elect to explore has to be grounded in animal physiology and has to build on this knowledge. Yet, the question must also be relevant and unique to the human condition. In particular, you need to take what we know from nonhuman primate neuro- physiology to the next level, the human level. Single neuron human neurophysiology is a small field between animal neurophysiology and human functional neuroimaging and other noninva- sive methods customarily used in cognitive neuroscience. However, it is not enough to confirm findings from these areas. To merely confirm results obtained with other methods is to fail to take advantage of the unique opportunities for advancing knowledge afforded by the methodol- ogy of human single neuron research. You need to ask the next question, the one which can only be answered using this technique. viii Open Letter to a Beginning Researcher in the Field of Human Single Neuron Investigations When you come to address your question with a designed experiment, you must keep in mind the most important tenet in this field: It is a privilege to work with patients. Always remember, patients come first. This might be difficult to keep in mind when all experimental control is lost because, for example, in the middle of a recording session that was laboriously set up, your patient has a pressing need. This need comes first. Naturally, individuals who must have total control of the experimental situation will not thrive in this environment. You need to be able to listen, to observe, and to not lose a rare moment of insight which may fleet by as your subjects, patients who can declare their thoughts and wishes, may have an illuminating comment. Indeed, Penfield was able to listen to his patients as they were lying awake under the surgical drapes and was able to correlate his stimulation of the temporal lobe with past recollections. In my own research, it was a particularly verbally gifted and insightful patient who once told me that she was feeling an urge to move her hand when I was stimulating a site in her supplementary motor area at a low current, thus providing much welcomed evidence of the importance of this brain region in volition. However, while having the flexibility to take advantage of research opportuni- ties that present themselves in the moment is crucial to success in our field, at the same time you will find that, as a researcher, you need to stick to a paradigm and not change paradigms too often. It takes a few years to gather a sufficient number of neurons in a region to make a meaningful statement. Investigators also need to be technically savvy with data analysis (e.g., facile with computer programming) and competitive yet collaborative. Above all, achievement in this field requires that a researcher be someone who is passionate about working with the living human brain and yet always remembers that at the center of this unique situation is a courageous patient who is indeed the focus of all our efforts. Finally, the successful human single neuron researcher is someone who maintains a long-term vision guided by recognition that this is probably the only opportunity in neuroscience to access, at the most basic level, the substance that makes us human in patients who can declare and share with us their memories, perceptions, emotions, and wishes. B ridging single neurons and human behavior is at the core of the mind– b ody problem. Our field, then, is challenging but also very rewarding. I hope you will find your journey in these new territories as meaningful and inspiring as I have. — Itzhak Fried 1 Introduction Itzhak Fried, Ueli Rutishauser, Moran Cerf, and Gabriel Kreiman There has been tremendous progress in our understanding of faraway galaxies, probing the rules that govern the function of subatomic particles, elucidating the basic principles of life and describing the biochemical reactions inside cells. Yet, our own brains remain a major frontier for scientific investigation. Neurons and their interactions must give rise to the bewildering complexity that underlies our perceptions, memories, intentions and emotions. In a large number of unfortunate circumstances, malfunctioning of these circuits can give rise to some of the most devastating disorders. The magic behind the function of the human brain defies our intuitions. Elucidating this mystery can lead to profound transformations in how we understand ourselves, how we treat brain disorders, and how we build more intelligent machines. The last century has seen major strides toward understanding neurons and how they interact, particularly through the examination of diverse animal models. Pioneers such as Adrian, Sher- rington, Hodgkin, Huxley, Hubel, Wiesel, and many others paved the way to listen to the activity of neurons and correlate this activity with sensory, motor, and cognitive phenomena. Through their work, we have begun to understand specialized subcircuits that represent visual informa- tion, brain nuclei that can help consolidate experiences into long-term memories, and how cir- cuits of neurons can orchestrate behavioral output. While studying many animal species continues to illuminate the road ahead, there remain multiple phenomena that are difficult to examine outside the human brain. To cite a few, the nature of language, imagery, subjective feelings, free will, and consciousness are not easy to rigorously examine in animal models. Multiple techniques exist to study the human brain in a noninvasive manner including scalp electroencephalography (EEG), magnetoencephalography (MEG), functional magnetic resonance imaging (fMRI), and transcranial magnetic or electrical stimulation (TMS, TES). While these techniques have provided important correlations of cogni- tive phenomena, their spatial and/or temporal resolution is quite limited (see figure 1.1 ). For example, fMRI and EEG provide information on scales of millimeters to centimeters. A cubic millimeter contains on the order of 100,000 neurons. In the temporal domain, we know that the dynamics of brain computations change rapidly on scales of milliseconds whereas fMRI provides average measurements over scales of seconds. Furthermore, the biophysics underlying such