LLLLLooooocccccaaaaalllll cccccooooommmmmmmmmmuuuuunnnnniiiiitttttiiiiieeeeesssss,,,,, eeeeeqqqqquuuuuiiiiitttttyyyyy aaaaannnnnddddd cccccooooonnnnn----- ssssseeeeerrrrrvvvvvaaaaatttttiiiiiooooonnnnn iiiiinnnnn sssssooooouuuuuttttthhhhheeeeerrrrrnnnnn AAAAAfffffrrrrriiiiicccccaaaaa EEEEEdddddiiiiittttteeeeeddddd bbbbbyyyyy WWWWWeeeeebbbbbsssssttttteeeeerrrrr WWWWWhhhhhaaaaannnnndddddeeeee,,,,, TTTTThhhhheeeeemmmmmbbbbbeeeeelllllaaaaa KKKKKeeeeepppppeeeee aaaaannnnnddddd MMMMMaaaaarrrrrssssshhhhhaaaaallllllllll MMMMMuuuuurrrrrppppphhhhhrrrrreeeeeeeeee Theme on Indigenous and Local Communities, Equity and Protected Areas Local communities, equity and conservation in southern Africa: A synthesis of lessons learnt and recommendations from a southern African technical workshop E DITED BY W W (PLAAS), EBSTER HANDE T K (PLAAS) HEMBELA EPE M M (CASS) ARSHALL URPHREE R (cid:145) EPORT FROM THE COMMUNITIES AND CONSERVATION : K IN SOUTHERN AFRICA EY ISSUES AND CHALLENGES TOWARDS (cid:146) , A MORE EQUITABLE AND SUSTAINABLE FUTURE WORKSHOP TILCEPA CONSTITUTED AS THE SOUTHERN AFRICAN CHAPTER OF ( IUCN , THE THEME ON INDIGENOUS AND LOCAL COMMUNITIES ), EQUITY AND PROTECTED AREAS TO PREPARE FOR THE WORLD 2003 PARKS CONGRESS TO BE HELD IN SEPTEMBER P P L A S (PLAAS), UBLISHED BY THE ROGRAMME FOR AND AND GRARIAN TUDIES S G , U W C CHOOL OF OVERNMENT NIVERSITY OF THE ESTERN APE Local communities, equity and conservation in southern Africa: A synthesis of lessons learnt and recommendations from a southern African technical workshop Published by: Programme for Land and Agrarian Studies (PLAAS) School of Government University of the Western Cape Private Bag X17 Bellville 7535 Cape Town South Africa Tel: +27 21 959 3733 Fax: +27 21 959 3732 E-mail: [email protected] Website: www.uwc.ac.za/plaas ' Programme for Land and Agrarian Studies All rights reserved. No part of this publication may be reproduced or transferred, in any form or by any means, without prior permission from the publisher. First published in 2003 ISBN 1-86808-593-3 Editors: Webster Whande, Thembela Kepe and Marshall Murphree Design, layout and cover design: Designs for Development Copy-editing and proofing: Vaun Cornell Cover illustration: Anne Westoby Reproduction: Castle Graphics Printing and binding: Hansa Reproprint Thanks to the Siemenpua and Ford Foundation who funded the project. CCCCCooooonnnnnttttteeeeennnnntttttsssss List of acronyms..............................................................................................................................i Foreword............................................................................................................................................iii Statement on local communities, equity and protected areas in community-conserved areas (CCAs), co-managed protected areas (CMPAs) and protected areas (PAs)........................................................................................... 1 LESSONS LEARNT AND RECOMMENDATIONS FROM A SOUTHERN AFRICAN TECHNICAL WORKSHOP.....................................................................................................................3 Introduction..................................................................................................................................................................................5 The southern African context: Thematic issues........................................................................................................................8 ANNEXURE 1: EDITED VERSIONS OF THE PAPERS ...................................................................... 19 Pre-colonial and colonial conservation practices in southern Africa and their legacy today (cid:150) James Murombedzi..........21 Origins and efficacy of modern CBNRM practices in the southern African region (cid:150) Brian Child.....................................33 Lessons learned from the philosophy and practice of CBNRM in southern Africa (cid:150) Brian Jones...................................40 Conditions for effective, stable and equitable conservation at the national level in southern Africa (cid:150) Rowan Martin...53 The impact of regional and international instruments, policies, processes and donors on effective,...............................62 sustainable and equitable conservation in southern Africa (cid:150) Cecil Machena Annexure 2: List of workshop participants, 26(cid:150)28 February 2003.......................69 LLLLLIIIIISSSSSTTTTT ooooofffff BBBBBoooooxxxxxeeeeesssss LESSONS LEARNT AND RECOMMENDATIONS FROM A SOUTHERN AFRICAN TECHNICAL WORKSHOP Box 1: The role and dynamics of traditional institutions in the management of the Haroni and Rusitu forests in Chimanimani, Zimbabwe ...........................................................................................................................10 Box 2: Use of indigenous resources and values for poverty alleviation: The experience of Shewela community, Swaziland.................................................................................................................13 Box 3: Mahenye co-management arrangements: Local community, private sector and government...............................15 Box 4: Wildlife-based land reform as a way to resolve conflicts............................................................................................15 ANNEXURE 1: EDITED VERSIONS OF THE PAPERS Box 1: Communal Areas Management Programme for Indigenous Resources (Campfire).............................................35 i LLLLLiiiiisssssttttt ooooofffff aaaaacccccrrrrrooooonnnnnyyyyymmmmmsssss ADMADE Administrative Design for Management ART Africa Resources Trust-Zimbabwe BOCOBONET Botswana Community-Based Organisation Network BSAC British South Africa Company Campfire Communal Areas Management Programme for Indigenous Resources CBD Convention on Biological Diversity CBNRM community-based natural resource management CBO community-based organisation CCA community-conserved area CEESP Commission on Environmental, Economic and Social Policy CFU Commercial Farmers(cid:146) Union CITES Convention on International Trade in Endangered Species of Wild Flora and Fauna CMPA co-managed protected area CMWG Co-Management Working Group DNPWLM Department of National Parks and Wildlife Management ETIS Elephant Trade Information System FAO Food and Agriculture Organization of the United Nations GATT General Agreement on Tariffs and Trade ICA intensive conservation area ICTSD International Centre for Trade and Sustainable Development IUCN World Conservation Union LIRDP Luangwa Integrated Resource Development Project MEA multi-lateral environmental agreement NACSO Namibian Association of CBNRM Support Organisations NGO non-governmental organisation NRB Natural Resources Board NRM natural resources management OECD Organisation for Co-operation and Development PLAAS Programme for Land and Agrarian Studies SACIM Southern African Centre for Ivory Marketing SARCCUS Southern African Regional Commission for the Conservation and Utilisation of the Soil TANAPA Tanzanian National Parks Agency TBNRM trans-boundary natural resource management TILCEPA (IUCN) Theme on Indigenous and Local Communities, Equity and Protected Areas USAID United States Agency for International Development WCPA World Commission on Protected Areas Windfall Wildlife Industries New Development for All WPA Wildlife Producers Association WPC World Parks Congress WSSD World Summit on Sustainable Development WTO World Trade Organization WWF World Wide Fund for Nature Zimsun Zimbabwe Sun Group of Hotels ii fffffooooorrrrreeeeewwwwwooooorrrrrddddd The view that protected areas (PAs) are pristine areas Experiences from southern Africa further indicate that where human action must be controlled (cid:150) and in some the PA and community approaches are complementary in instances local people thus removed (cid:150) and the history of their contribution to conserving biological diversity. Yet these areas must be addressed if PAs are to be seen as the efforts of rural people to conserve biological diversity integral assets for local, national and international goods are rarely officially recognised by governments. It is and services. The concepts and structures that guided the apparent from the discussions at the technical workshop development of PAs in the 20th century are inadequate for that this view has to change and that governments have the challenges of the 21st century. The constituencies and to not only recognise community inputs in conservation, purposes of PAs are changing rapidly and, if they are to but also protect communities(cid:146) access to these resources. have a significant place in southern Africa(cid:146)s future The workshop thus warmly endorsed TILCEPA(cid:146)s (the politico-economic map, these changes must be ad- Theme on Indigenous and Local Communities, Equity dressed. and Protected Areas) proposals to add a governance There is a growing trend worldwide towards involving dimension to The World Conservation Union(cid:146)s (IUCN) rural communities in managing biological resources. In list of PA categories, to include community-conserved this regard, major advances have been made in southern areas (CCAs) and co-managed protected areas (CMPAs). Africa and policies and legislation put in place. However, The active involvement of those living in and around PAs questions are beginning to be asked about the can enhance both conservation and development commitment of governments to ensuring the success of these community approaches for community develop- objectives. Consequently, PA goals and structures should ment and biological-diversity conservation through be reviewed to achieve this synergy and CMPAs should be equitable access to and use of resources. Southern Africa(cid:146)s further developed on the basis of negotiated formal extensive experience in these community approaches agreements between PAs(cid:146) management and neighbouring indicates that they are institutionally inhibited by a lack of authorities regarding reciprocal responsibilities and proprietary devolution. There is a need to give formal benefits. A formal statement summarising these views recognition and entitlements essential for their effective was adopted by the workshop at its concluding session management. and is reproduced on the following pages. iii SSSSStttttaaaaattttteeeeemmmmmeeeeennnnnttttt ooooonnnnn lllllooooocccccaaaaalllll cccccooooommmmmmmmmmuuuuunnnnniiiiitttttiiiiieeeeesssss,,,,, eeeeeqqqqquuuuuiiiiitttttyyyyy aaaaannnnnddddd ppppprrrrrooooottttteeeeecccccttttteeeeeddddd aaaaarrrrreeeeeaaaaasssss iiiiinnnnn cccccooooommmmmmmmmmuuuuunnnnniiiiitttttyyyyy-----cccccooooonnnnnssssseeeeerrrrrvvvvveeeeeddddd aaaaarrrrreeeeeaaaaasssss (((((CCCCCCCCCCAAAAAsssss))))),,,,, cccccooooo-----mmmmmaaaaannnnnaaaaagggggeeeeeddddd ppppprrrrrooooottttteeeeecccccttttteeeeeddddd aaaaarrrrreeeeeaaaaasssss (((((CCCCCMMMMMPPPPPAAAAAsssss))))) aaaaannnnnddddd ppppprrrrrooooottttteeeeecccccttttteeeeeddddd aaaaarrrrreeeeeaaaaasssss (((((PPPPPAAAAAsssss))))) aaaaadddddooooopppppttttteeeeeddddd iiiiinnnnn ppppprrrrreeeeetttttooooorrrrriiiiiaaaaa ooooonnnnn 2222288888 FFFFFeeeeebbbbbrrrrruuuuuaaaaarrrrryyyyy 22222000000000033333 11111..... CCCCCooooommmmmmmmmmuuuuunnnnniiiiitttttyyyyy-----cccccooooonnnnnssssseeeeerrrrrvvvvveeeeeddddd 22222..... CCCCCooooo-----mmmmmaaaaannnnnaaaaagggggeeeeeddddd ppppprrrrrooooottttteeeeecccccttttteeeeeddddd aaaaarrrrreeeeeaaaaasssss aaaaarrrrreeeeeaaaaasssss aaaaannnnnddddd ppppprrrrrooooottttteeeeecccccttttteeeeeddddd aaaaarrrrreeeeeaaaaasssss Noting that: 1. There is strong evidence that devolution to the lowest Noting that: proprietary units delivers substantial institutional, 1. The provision of ecological and socio-economic value livelihood and conservation benefits. by official, state-declared PAs is currently sub-optimal. 2. Many of the necessary tools, principles and 2. PAs in transitional societies will survive only by knowledge to take devolution into effect have been serving the needs of their constituencies, which developed and tested through a variety of community- include the conservation of biodiversity, ecosystem based natural resource management (CBNRM) services and also a variety of social, economic and initiatives. cultural values. 3. Devolution principles and practices have seldom been 3. The trade-offs between biodiversity and socio- applied to best effect in the southern African region. economic values are currently exaggerated and the 4. TILCEPA(cid:146)s definition of CCAs as (cid:145)natural and synergies underestimated. modified ecosystems including significant biodiversity, 4. Greater involvement of those living in and around ecological services and cultural values voluntarily conserved by concerned indigenous and local PAs can contribute to PA and landscape conservation. communities through customary laws or other 5. In many cases, protected areas can act as local engines effective means(cid:146) generally corresponds with the for economic and social development. localised proprietory regimes which CBNRM 6. Integrating protected areas into their surrounding experience in southern Africa suggests is appropriate landscapes and generating synergies with local for many contexts. communities has advantages in terms of both 5. CCAs can be effective examples of devolution if they performance and accountability. are provided with the necessary status and entitlements. The workshop accordingly recommended that: 1. The goals and governance structures of official, state- The workshop therefore recommended that: declared PAs be reviewed to better contribute to the ! CCAs and their associated proprietary rights and objectives of society at large and to enhance local responsibilities be officially recognised in national and livelihoods, governance and economic development. international statutes and included as a governance 2. State-declared PAs should provide residents and form within The World Conservation Union neighbours with full legitimacy and status in co- (IUCN) PA category system. management governance structures. 3. CMPAs should function as subsidiary decision- making units, uniting legitimate stakeholders, internalising costs and benefits, and sharing them fairly through institutional mechanisms, rights and contractual obligations. 1 local communities, equity and conservation in southern africa 2 llllleeeeessssssssssooooonnnnnsssss llllleeeeeaaaaarrrrrnnnnnttttt aaaaannnnnddddd rrrrreeeeecccccooooommmmmmmmmmeeeeennnnndddddaaaaatttttiiiiiooooonnnnnsssss fffffrrrrrooooommmmm aaaaa sssssooooouuuuuttttthhhhheeeeerrrrrnnnnn AAAAAfffffrrrrriiiiicccccaaaaannnnn ttttteeeeeccccchhhhhnnnnniiiiicccccaaaaalllll wwwwwooooorrrrrkkkkkssssshhhhhoooooppppp 3 local communities, equity and conservation in southern africa 4
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