Great Clarendon Street, Oxford ox2 6dp Oxford University Press is a department of the University of Oxford. It furthers the University's objective of excellence in research, scholarship, and education by publishing worldwide in Oxford New York Auckland Cape Town Dar es Salaam Hong Kong Karachi Kuala Lumpur Madrid Melbourne Mexico City Nairobi New Delhi Shanghai Taipei Toronto With offices in Argentina Austria Brazil Chile Czech Republic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore South Korea Switzerland Thailand Turkey Ukraine Vietnam Oxford is a registered trade mark of Oxford University Press in the UK and in certain other countries Published in the United States by Oxford University Press Inc., New York © the several contributors 2011 The moral rights of the author have been asserted Database right Oxford University Press (maker) First published 2011 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, or under terms agreed with the appropriate reprographics rights organization. Enquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above You must not circulate this book in any other binding or cover and you must impose the same condition on any acquirer British Library Cataloguing in Publication Data Data available Library of Congress Cataloging in Publication Data Data available Typeset by SPI Publisher Services, Pondicherry, India Printed in Great Britain on acid‐free paper by MPG Biddles, King's Lynn and Bodmin ISBN 978–0–19–959380–4 1 3 5 7 9 10 8 6 4 2 Contents Notes on Contributors xi Introduction Mark Siderits, Evan Thompson, Dan Zahavi 1 1. The Who and the How of Experience 27 Joel W. Krueger 2. The Experiential Self: Objections and Clarifications 56 Dan Zahavi 3. Nirvana and Ownerless Consciousness 79 Miri Albahari 4. Self and Subjectivity: A Middle Way Approach 114 Georges Dreyfus 5. Self-No-Self? Memory and Reflexive Awareness 157 Evan Thompson 6. Subjectivity, Selfhood and the Use of the Word 'I' 176 Jonardon Ganeri 7. 'I Am of the Nature of Seeing': Phenomenological Reflections on the Indian Notion of Witness-Consciousness 193 Wolfgang Fasching 8. Situating the Elusive Self of Advaita Vedānta 217 Chakravarthi Ram-Prasad 9. Enacting the Self: Buddhist and Enactivist Approaches to the Emergence of the Self 239 Matthew MacKenzie 10. Radical Self-Awareness 274 Galen Strawson 11. Buddhas as Zombies: A Buddhist Reduction of Subjectivity 308 Mark Siderits Index 333 Preface This work represents an attempt to begin a dialogue among philosophers who are interested in problems to do with the nature of consciousness and the self, but are situated in differing locations in the philosophical landscape. The project began with a mini-conference held at Columbia University in March 2008, featuring Georges Dreyfus, Evan Thompson, and Dan Zahavi, as well as John Dunne, speaking on the topic of the existence of a self and the question of consciousness' reflexivity. This event was organized by the Columbia University Seminar on Comparative Philosophy, and we wish to express our thanks to Chris Kelley, rapporteur for the Seminar, for all he did to make the event possible. The office of Columbia University Seminars is also to be thanked for its generous financial support of this and similar activities. The event at Columbia represented a dialogue between phenomenology and Buddhist philosophy. A larger conference was organized by the Center for Subjectivity Research in Copenhagen in April 2009, featuring an expanded range of voices: phenomenology and Buddhist philosophy, but also Advaita Vedânta and analytic philosophy. Many of the papers in this collection first saw the light of day at this conference. Their present form owes much to the spirited and stimulating discussion that it sparked and helped foster. This event was made possible through the generous support of The Danish National Research Foundation and the Danish Ministry of Science, Technology and Innovation. We must also express our deep gratitude to Joel Krueger and Pia Kirkemann for all their help in making the event run smoothly and successfully. Editing of this volume was made possible in part thanks to generous research support from the Korea Research Foundation. Thanks are also due to Peter Momtchiloff of Oxford University Press for his support, encouragement, and to Jennifer Lunsford and Angela Anstey‐Holroyd for their able assistance in shepherding us through the production process. Notes on Contributors MIRI ALBAHARI is an Associate Professor in Philosophy at the University of Western Australia, where she has held a permanent position since 2006. She did her MA at the University of Otago (on the metaphysics of colour), and her PhD in philosophy from the University of Calgary in 2005. Her book, Analytical Buddhism: The Two-Tiered Illusion of Self, is on how the illusion of self is put together. She hopes to write a follow-up book on how the Buddhist Noble Eightfold Path, via virtue, meditation, and wisdom, could dissolve the illusion of self in a way that does not incur the types of pathology that are predicted by Western neuroscientists. GEORGES DREYFUS was the first Westerner to receive the title of Geshe after spending fifteen years studying in Tibetan Buddhist monasteries. He then entered the University of Virginia where he received his PhD. in the History of Religions program. He is currently Professor of Religion of the Department of Religion at Williams College. His publications include Recognizing Reality: Dharmakirti and his Tibetan Interpreters (SUNY Press 1997), The Svatantrika-Prasangika Distinction (co-edited with Sara McClintock, Wisdom 2003), and The Sound of Two Hands Clapping: The Education of a Tibetan Buddhist Monk(University of California Press 2003), as well as many articles on various aspects of Buddhist philosophy and Tibetan culture. WOLFGANG FASCHING teaches philosophy at the University of Vienna (Austria) and is presently working on a project about the nature of experiential presence. He is the author of Phänomenologische Reduktion und Mushin: Edmund Husserls Bewusstseinstheorie und der Zen-Buddhismus (Alber 2003). JONARDON GANERI is Professor of Philosophy at the University of Sussex. His work is at the border between Indian and analytical philosophy. He has published three books: The Concealed Art of the Soul: Theories of Self and Practices of Truth in Indian Ethics and Epistemology (Clarendon 2007), Philosophy in Classical India: The Proper Work of Reason (Routledge 2001), and Semantic Powers: Meaning and the Means of Knowing in Classical Indian Philosophy (Clarendon 1999). He is currently working on the philosophy of mind in classical Indian thought, as well as on the philosophy of early modern India. JOEL W. KRUEGER is a postdoctoral research fellow at the Danish National Research Foundation: Center for Subjectivity Research, University of Copenhagen. His research interests include issues in phenomenology and philosophy of mind, Asian and comparative philosophy, pragmatism, and philosophy of music. NOTES ON CONTRIBUTORS MATTHEW MACKENZIE is Assistant Professor of Philosophy at Colorado State University. His primary research is in Buddhist philosophy, philosophy of mind, phenomenology, and metaphysics. He has published in journals such as Philosophy East and West, Asian Philosophy , and Phenomenology and the Cognitive Sciences. He is currently co-authoring, with Bradley Park, a book on enactivism and Asian philosophy. CHAKRAVARTHI RAM-PRASAD is Professor in the Department of Religious Studies at Lancaster University. His research interests include Indian and comparative epistemology, metaphysics, and philosophy of religion. Recent publications include Knowledge and Liberation in Classical Indian Thought (2001 Palgrave), Advaita Epistemology and Metaphysics: An Outline of Indian Non-Realism (RoutledgeCurzon 2002), and Indian Philosophy and the Consequences of Knowledge (Ashgate, 2007). MARK SIDERITS is currently in the philosophy department of Seoul National University. He previously taught philosophy for many years at Illinois State University. He is the author of Indian Philosophy of Language (Kluwer 1991), Personal Identity and Buddhist Philosophy: Empty Persons (Ashgate 2003), and Buddhism as Philosophy (Ashgate and Hackett 2007), as well as numerous articles. His principal area of interest is analytic metaphysics as it plays out in the intersection between contemporary analytic philosophy and classical Indian and Buddhist philosophy. GALEN STRAWSON taught philosophy at the University of Oxford for twenty years before moving to Reading University in 2001. He has held visiting positions at NYU (1997) and Rutgers University (2000). Between 2004 and 2007 he was Distinguished Professor of Philosophy at the City University of New York Graduate Center. He is the author of Freedom and Belief (OUP 1986), The Secret Connexion: Realism, Causation and David Hume (OUP 1989), Mental Reality (MIT Press 1994), Selves: An Essay in Revisionary Metaphysics (OUP 2009), and the principal author of Consciousness and its Place in Nature (Imprint Academic 2006). A selection of his philosophical papers, Real Materialism and Other Essays, was published in 2008 (OUP). EVAN THOMPSON is Professor of Philosophy at the University of Toronto. He received his BA in Asian studies from Amherst College, and his PhD. in philosophy from the University of Toronto. He is the author of Mind in Life: Biology, Phenomenology, and the Sciences of Mind (Harvard University Press 2007), and a co-editor (with P. Zelazo and M. Moscovitch) of The Cambridge Handbook of Consciousness (Cambridge University Press 2007). He is also a co-author, with F. J. Varela and E. Rosch, of The Embodied Mind: Cognitive Science and Human Experience (MIT Press 1991), and the author of Color NOTES ON CONTRIBUTORS Vision: A Study in Cognitive Science and the Philosophy of Perception (Routledge Press 1995). He is currently working on a new book, titled Waking, Dreaming, Being: New Revelations about the Self from Neuroscience and Meditation. Thompson held a Canada Research Chair at York University (2002–2005), and has also taught at Boston University. He has held visiting positions at the Centre de Récherche en Epistémologie Appliqué (CREA) at the Ecole Polytechnique in Paris, and at the University of Colorado at Boulder. He is a member of the Mind and Life Institute's Program and Research Committee. DAN ZAHAVI is Professor of Philosophy and Director of the Danish National Research Foundation's Center for Subjectivity Research at the University of Copenhagen. He obtained his PhD. from Katholieke Universiteit Leuven in 1994 and his Dr.phil. (Habilitation) from University of Copenhagen in 1999. He was elected member of the Institut International de Philosophie in 2001 and of the Royal Danish Academy of Sciences and Letters in 2007. He served as president of the Nordic Society for Phenomenology from 2001 to 2007, and is currently co-editor in chief of the journal Phenomenology and the Cognitive Sciences. In his systematic work, Zahavi has mainly been investigating the nature of selfhood, self-consciousness, and intersubjectivity. His most important publications include Husserl und die transzendentale Intersubjektivität (Kluwer 1996), Self-awareness and Alterity (Northwestern University Press 1999),Husserl's Phenomenology (Stanford University Press 2003), Subjectivity and Selfhood (MIT Press 2005), and, together with Shaun Gallagher, The Phenomenological Mind (Routledge 2008). Introduction MARK SIDERITS, EVAN THOMPSON, DAN ZAHAVI When I see a bright blue sky and hear the wind stirring the leaves, there is awareness of the blue color and the rattling sound. Is there also the awareness of my seeing the blue and hearing the sound? Does being conscious necessarily involve being self-conscious in some sense? And if it does, would this count as evidence for the existence of a self? These are the sorts of questions that the papers in this volume are meant to explore. The explorations embarked on here employ tools and techniques drawn from a number of distinct philosophical traditions: phenomenology, analytic philosophy of mind, and classical Indian and Buddhist philosophy. While these traditions have all investigated the questions of the self and the reflexive nature of awareness, they have for the most part done so independently of one another. So it might be best to begin by attempting to develop a common framework within which to locate the different approaches they employ. To ask whether, when I am aware of blue I am also aware of my awareness of blue, is to ask whether consciousness is necessarily reflexive or self-intimating. To use the latter expression is to do two things: to suggest that being conscious is a matter of being intimate or ‘in touch’, of bringing the object into proximity with the self understood as what is ‘within’, and to invite the question whether the reflexivity at issue involves anything that might properly be called my self. To start with the second point: it might be said that consciousness' being reflexive would be no different than a statement's being self-referential. The statement ‘This sentence contains five words’ can be described as reflexive just in the sense that in assessing its truth we need look at nothing else besides the very statement itself. In this case the reflexivity of the reference relation is nothing more than this binary relation's involving not the normal two relata but just one. If the thesis that consciousness is reflexive or self-intimating were understood this way, there would be no suggestion that the thesis is at all connected to the claim that there is a self. To think it is would be to conflate the quite distinct expressions ‘myself’ and ‘my self’. MARK SIDERITS, EVAN THOMPSON, DAN ZAHAVI Some will welcome such a diagnosis, since it would mean that we can investigate the reflexivity thesis without having to enter into the murky question of the self's existence and nature. Among them will be those who deny the existence of a self on other grounds. But some will find this dismissal all too quick. They will claim that what we find when we carefully scrutinize the self-intimating nature of our states of awareness is quite different from the simple self-linking exhibited by self-referential statements and the like. If it is true that consciousness is aware of itself not just in bouts of introspective reflection but always, then perhaps this serves as a clue to the nature of subjectivity and hence of the subject. The idea is that a careful investigation of the self-intimating nature of consciousness will bring into clearer focus the phenomenal character of experience, thereby allowing us to discern an otherwise elusive common element in all our conscious states. It is widely held that what is distinctive about experiential states is their ‘what-it- is-like-ness’ or phenomenal character: there is something it is like to be in the state of seeing that blue color, and it is the presence of this phenomenal character that marks the difference between a sentient being and a mere color- detection mechanism. The present suggestion is that the reflexivity of consciousness is at least partly constitutive of what-it-is-like-ness, and that this in turn tells us something important about that for which it is so like, the subject of phenomenal states. Critics may still have their doubts. The suggestion just mooted involves what can be described as a move from subjectivity to subject, and one might question the legitimacy of such a move. One might agree that what is distinctive about consciousness is precisely its subjective or phenomenal character, its ‘what-it-is-like-ness’, yet wonder why this should require us to supply something to serve as the subject to which the seemings are presented. Even if it is granted that ‘what-it-is-like’ demands completion with a dative— ‘what-it-is-like-for’—it might still be said that the reflexive nature of consciousness allows us to fill that slot without invoking anything that could be called a self. For, such a critic would insist, the consciousness whose self- intimation is at least partly constitutive of the experience of seeing blue, can play that role for that experience, while another consciousness fills a similar role for the experience of hearing the rattling of the leaves. These being distinct episodes of consciousness, the move to a self as unifying subject of distinct experiences is illegitimate. INTRODUCTION This little debate brings out something that might have seemed obvious all along: that before we can investigate a possible linkage between the thesis that consciousness is reflexive and the question of the existence of a self, we must enter the murky waters and clarify just what a self might be. The parties to the above debate hold what are sometimes called egological and non-egological views of consciousness respectively. But what is this ‘ego’ or self about whose possible involvement in and disclosure through consciousness and self- consciousness they are debating? It is generally agreed that each of us has a sense of self: the (perhaps somewhat elusive) feeling of being the particular person one is. It might seem that the best way to answer the present question would be by exploring this sense and trying to find its underlying structure. And much of the Western philosophical discussion of the issue has followed this path. But the Indian tradition suggests otherwise. Indian philosophical investigations of the self begin with the suspicion that the sense of self that everyone seems to have might be importantly mistaken—indeed that this might be the cause of our being bound to the wheel of saṃsāra or beginningless rebirth. So while our commonly acknowledged sense of self might be worth investigating, we should not assume that doing so will lead directly to an understanding of what the self is. A word might be in order at this point concerning the soteriological concerns that stand behind much of the Indian philosophical tradition. In this tradition it is often claimed that one should study philosophy in order to overcome the ignorance that results in bondage to a cycle of potentially never- ending rebirths: philosophy will help us find whatever truth lies behind our possibly mistaken views about our identity. Since very few philosophers today subscribe to the view that we are trapped on a wheel of saṃsāra, this fact about the Indian context might make it seem implausible that there could be much fruitful dialogue between the Indian and Western traditions on the topic of the self. But this response might be over-hasty. For it might be that at least some of the concerns that motivate discussions of the self in the Western tradition are, at bottom, similar in nature. To look for the self is to look for what might be thought of as the essence of the person. And essences are often thought to determine what something is good for. Knowledge of the self is sometimes sought because of the promise that such knowledge might help resolve concerns about the meaningfulness of the lives of persons. Now, such concerns might be thought to stem from the realization of human finitude. And those Indian philosophers who see persons as subject to a process of
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