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SELECTIVE ESTROGEN RECEPTOR MODULATORS CONTEMPORARY ENDOCRINOLOGY P. Michael Conn, SERIES EDITOR Developmental Endocrinology: From Research Neurosteroids: A New Regulatory Function in to Clinical Practice, edited by ERICA A. the Nervous System, edited by ETIENNE EUGSTER AND ORA HIRSCH PESCOVITZ, 2002 EMILE BAULlEU, MICHAEL SCHUMACHER, AND Challenging Cases in Endocrinology, edited by PAUL ROBEL, 1999 MARK E. MOLITCH, 2002 Autoimmune Endocrinopathies, edited by Selective Estrogen Receptor Modulators: ROBERT VOLPE, 1999 Research and Clinical Applications, Hormone Resistance Syndromes, edited by J. edited by ANDREA MANNI AND MICHAEL F. LARRY JAMESON, 1999 VERDERAME, 2002 Hormone Replacement Therapy, edited by A. Transgenics in Endocrinology, edited by MARTIN WAYNE MEIKLE, 1999 MATZUK, CHESTER W BROWN, AND Insulin Resistance: The Metabolic Syndrome X. edited T. RAJENDRA KUMAR, 2001 by GERAW M. RFAVEN AND AMI LAws, 1999 Assisted Fertilization and Nuclear Transfer in Endocrinology of Breast Cancer, edited by Mammals, edited by DON P. WOLF AND ANDREA MANNI, 1999 MARY ZELINSKI-WOOTEN, 2001 Molecular and Cellular Pediatric Endocrinology Adrenal Disorders, edited by ANDREW N. edited by STUART HANDWERGER, 1999 MARGIORIS AND GEORGE P. CHROUSOS, 2001 Gastrointestinal Endocrinology, edited by Endocrine Oncology, edited by STEPHEN P. GEORGE H. GREELEY, JR., 1999 ETHIER, 2000 The Endocrinology of Pregnancy, edited by Endocrinology of the Lung: Development and FULLER W BAZER, 1998 Surfactant Synthesis, edited by CAROLE R. Clinical Management of Diabetic Neuropathy, MENDELSON, 2000 edited by ARISTIDIS VEVES, 1998 Sports Endocrinology, edited by MICHELLE P. G Proteins, Receptors, and Disease, edited by WARREN AND NAAMA W CONSTANTINI, 2000 ALLEN M. SPIEGEL, 1998 Gene Engineering in Endocrinology, edited by Natriuretic Peptides in Healih and Disease, edited by MARGARET A. SHUPNIK, 2000 WilliS K SAMSON AND ElliS R. LEVIN, 1997 Endocrinology ofA ging, edited by JOHN E. MORLEY Endocrinology of Critical Disease, edited by K AND LUCRETIA VAN DEN BERG, 2000 PATRICK OBER, 1997 Human Growth Hormone: Research and Clinical Diseases of the Pituitary: Diagnosis and Treatment, Practice, edited by Roy G. SMITH AND edited by MARGARET E. WIERMAN, 1997 MICHAEL O. THORNER, 2000 Diseases of the Thyroid, edited by LEWIS E. Hormones and the Heart in Health and BRAVERMAN, 1997 Disease, edited by LEONARD SHARE, 1999 Endocrinology of the Vasculature, edited by Menopause: Endocrinology and Management, JAMES R. SOWERS, 1996 edited by DAVID B. SEIFER AND ELIZABETH A. KENNARD, 1999 The IGF System: Molecular Biology, Physiology, and Clinical Applications, edited by RON G. ROSENFELD AND CHARLES T. ROBERTS, JR., 1999 SELECTIVE ESTROGEN RECEPTOR MODULATORS Research and Clinical Applications Edited by ANDREA MANNI, MD F. MICHAEL VERDERAME, PhD Division ofE ndocrinology, Diabetes, and Metabolism Pennsylvania State University College ofM edicine Milton S. Hershey Medical Center Hershey, PA ~ HUMANA PRESS ~ TOTOWA, NEW JERSEY © 2002 Humana Press Inc. Softcover reprint ofthe hardcover Ist edition 2002 999 Riverview Drive, Suite 208 Totowa, New Jersey 07512 www.humanapress.com AII rights reserved. No part of this book may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, microfilming, recording, or otherwise without written permission from the Publisher. The content and opinions expressed in this book are the sole work of the authors and editors, who have warranted due diligence in the creation and issuance of their work. The publisher, editors, and authors are not responsible for errors or omissions or for any consequences arising from the information or opinions presented in this book and make no warranty, express or implied, with respect to its contents. Due diligence has been taken by the publishers, editors, and authors of this book to assure the accuracy of the inforrnation published and to describe generally accepted practices. The contributors herein have carefulIy checked to ensure that the drug selections and dosages set forth in this text are ac curate and in accord with the standards accepted at the time of publication. Notwithstanding, since new research, changes in government regulations, and knowledge from clinic al experience relating to drug therapy and drug reactions constantly occur, the reader is advised to check the product inforrnation provided by the manufacturer of each drug for any change in dosages or for additional warnings and contraindications. This is of utmost importance when the recommended drug herein is a new or infrequently used drug. I! is the responsibility of the treating physician to determine dosages and treatment strategies for individual patients. Further, it is the responsibility of the health care provider to ascertain the Food and Drug Administration status of each drug or device used in their clinical practice. The publishers, editors, and authors are not responsible for errors or omissions orfor any consequences from the application of the information presented in this book and make no warranty, express or implied, with respect to the contents in this publication. This publication is printed on acid-free paper. ® ANSI Z39.48-1984 (American National Standards Institute) Permanence of Paper for Printed Library Materials. Cover design by Patricia F. Cleary. For additional copies, pricing for bulk purchases, and/or information about other Humana titles, contact Humana at the above address or at any ofthe folIowing numbers: Tel: 973-256-1699; Fax: 973-256-8341; E-mail: [email protected] or visit our website at http://humanapress.com Photocopy Authorization Policy: Authorization to photocopy items for internal or personal use, or the internal or personal use of specific c1ients, is granted by Humana Press Inc., provided that the base fee of US $10.00 per copy, plus US $00.25 per page, is paid directly to the Copyright Clearance Center at 222 Rosewood Drive, Danvers, MA 01923. For those organizations that have been granted a photocopy license from the CCC, a separate system of payment has been arranged and is acceptable to Humana Press Inc. The fee code for users of the Transactional Reporting Service is: [0-89603-912-9/02 $10.00 + $00.25]. Library of Congress Cataloging-in-Publication Data Selective estrogen receptor modulators : research and clinic al applications / edited by Andrea Manni, Michael F. Verderame. p. ; cm. -- (Contemporary endocrinology) Includes bibliographical references and index. ISBN 978-1-4684-9665-9 ISBN 978-1-59259-157-2 (eBook) DOI 10.1007/978-1-59259-157-2 1. Selective estrogen receptor modulators. 2. Menopause--Hormone therapy. 1. Manni, Andrea. II. Verderame, Michael, 1957-III. Contemporary endocrinology (Totowa, N.J.) [DNLM: 1. Selective Estrogen Receptor Modulators. 2. Estrogen Replacement Therapy--methods. 3. Postmenopause--drug effects. 4. Receptors, Estrogen--physiology. WP 522 S464 2002] RG186.S442002 618.1 '75--dc21 2001026442 PREFACE The sharp decline in ovarian steroidogenesis occurring at the time of the menopause results in immediate adverse events that impair quality of life. These can include vaso motor instability and urogenital atrophy, as well as more long-term sequelae such as increased morbidity and mortality from cardiovascular disease and osteoporotic fractures. Hormone replacement therapy (HRT) with estrogen and progesterone (in the presence of an intact uterus) is clearly effective in alleviating symptoms of hot flashes and urogenital atrophy. Case control and cohort studies have also indicated that HRT reduces the risks of cardiovascular disease and osteoporotic fractures. However, results from the Heart and EstrogenlProgestin Replacement Study (HERS), which failed to demonstrate a benefit in cardiovascular mortality in women with established heart disease, emphasize the difficulty in drawing conclusions from epidemiological data. Despite its proven or implied benefits, HRT is associated with a variety of significant drawbacks that include increased risks of breast cancer, uterine cancer, deep vein thrombosis, gall bladder disease, and breast enlargement/tenderness. Because of these disadvantages, HRT is restricted to a relatively small fraction of postmenopausal women, and long-term compliance with treatment is estimated to be only 15-40%. Agents that retain the benefits of estrogens but at the same time avoid the risks are urgently needed to provide postmenopausal women with an optimal form of HRT. Selective Estrogen Receptor Modulators (SERMs) are a class of drugs with mixed estrogen agonistic/antagonistic activity that holds promise in fulfilling this need. Tamoxifen, the first and most studied of these compounds, has been in clinical practice for over 20 years in the treatment of women with hormone-responsive breast cancer. As a result of its antiestrogenic action in the breast, tamoxifen may, indeed, be effective as a chemo preventive agent for hormone-responsive breast cancer, while its partial estrogen agonistic effects on the skeletal system and on serum lipoproteins may offer protection from osteoporosis and cardiovascular disease. Although demonstration of these clinical benefits is still preliminary or lacking (e.g., reduction in heart disease risk), such mixed agonistic/antagonistic properties of tamoxifen provide proof of principle for the feasi bility of developing new SERMs with an improved pharmacologic and therapeutic activity profile. A possible improvement in this regard may have been the introduction of raloxifene, which, in contrast to tamoxifen, has minimal estrogen-like activity in the uterus. As a result, its use has not been associated with an increased risk of endometrial cancer. Over the last several years, our knowledge of the basic cellular mechanisms governing estrogen action has grown exponentially. The simple model of estradiol binding to its cognate receptors (ER) followed by binding of the complexed receptor to estrogen responsive elements of target genes has significantly expanded to include multiple addi tional interactive components. Several chapters in the Basic Studies section address in detail the cellular mechanisms of action of estrogens and SERMS, focusing on important aspects such as distinct ligand-dependent conformational changes in the ER that playa v vi Preface critical role in the recruitment of coactivators and corepressors and the bidirectional crosstalk between estrogen receptor and growth-factor signaling. Differences in tissue distribution and function ofER-a and -~ are also reviewed and discussed. Under standing of these basic mechanisms is critical for the design of new SERMs with improved tissue-specific estrogen agonistic/antagonistic activity resulting in maximal health benefits and minimal risks. The chapters in the Basic Studies section will provide a comprehensive updated review of the preclinical studies with currently available SERMs focusing on their effects on critical target organs such as the cardiovascular system and the brain. The Clinical Studies section will compare and contrast the influence of estrogens and currently available SERMs (primarily tamoxifen and raloxifene) on the major clinical endpoints, such as incidences of breast cancer, cardiovascular disease, osteoporosis, and cognitive impairment. Based on our current state of knowledge, a tentative approach to menopause-related health issues will be provided both for normal women as well as for women with a previous diagnosis of localized breast cancer. We believe that Selective Estrogen Receptor Modulators: Research and Clinical Applications will be of interest to basic scientists in endocrinology, tumor biology, and pharmacology, as well as a wide range of clinicians, including endocrinologists, medical oncologists, gynecol ogists, and family practitioners. We wish to thank the many contributors, who are distin guished leading experts in their fields and without whose major efforts this book would not have been possible. Andrea Manni, MD Michael F. Verderame, PhD CONTENTS Preface ................................................................................................... v Contributors ......................................................................................... ix BASIC STUDIES I Molecular Mechanisms of Estrogen Receptor Function 1 Structure and Function of the Estrogen Receptor Stefan Nilsson, PHD and Jan-like Gustafsson, MD, PHD ....................... 3 2 Ligand-Induced Conformational Changes in Estrogen Receptors-a and -~ Elizabeth A. Allegretto, PHD •••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••• 19 3 Expression and Function of Estrogen Receptors-a and -~ Jonathan Lindzey, PHD •••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••• 29 4 SERM Modulation of Gene Expression: Role of Coactivators and Corepressors Paul Webb, PHD ••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••••• 57 5 Crosstalk Between Estrogen Receptors and Growth Factor Signaling Douglas Yee, MD and Carol A. Lange, PHD •••••••••••••••••••••••••••••••••••••••• 77 II Tissue-Specific Effects of Estrogens and SERMs 6 Direct Estrogen Effects on the Cardiovascular System Munish K. Goyal, MD and Suzanne Oparil, MD ................................ 99 7 Estrogens and the Brain: Implications for the Treatment of Postmenopausal Women Bruce S. McEwen, PHD, Phyllis M. Wise, PHD, and Stanley Birge, MD ................................................................. 121 III Preclinical Studies 8 Insights into the Molecular Mechanism of SERMs Through New Laboratory Models Csaba Gajdos, MD, James Zap/, PHD, and V. Craig Jordan, PHD, DSc .................................................................................... 147 9 Third- and Fourth-Generation SERMs Fernand Labrie, MD, PHD, Claude Labrie, MD, PHD, Alain Belanger, PHD, and Jacques Simard, PHD .......................... 167 VlI viii Contents CLINICAL STUDIES IV Organ Specific Effects of Estrogens and SERMs 10 SERMs' Effect on the Neuroendocrine System and the Reproductive Organs Nanette F. Santoro, MD, and Peter Kovacs, MD .............................. 191 11 Epidemiology of Cardiovascular Disease in Women: Role of Estrogens Jacques E. Rossouw, MD .................................................................. 207 12 SERMs Effects on Cardiovascular Risk Factors and Disease Richard R. wve, MD ......................................................................... 223 13 Estrogen and the Skeleton Michael Kleerekoper, MD, FACE and Ashish Verma, MD ................. 237 14 Effects of SERMs on Bone in Clinical Studies Aurelie Fontana, MD, and Pierre D. Delmas, MD, PHD .................... 245 15 Estrogens and SERMs: Clinical Aspects of Cognition with Aging and Neurodegenerative Disorders Alan J. Lerner, MD ............................................................................ 255 V SERMs and Endocrine Dependent Tumors 16 SERMs and Breast Cancer Prevention Jenny Chang, MD and C. Kent Osborne, MD ................................... 267 17 SERMs in Postmenopausal Women's Health Jan L. Shifren, MD, and Leo Plouffe, Jr., MD, CM ........................... 279 VI Roles of Estrogens and SERMs in Postmenopausal Hormone Replacement Therapy 18 Menopause Therapy: An Individualized Approach Nananda F. Col, MD, FACP, MPP, MPH, Michele G. Cyr, MD, FACP and Anne W. Moulton, MD, FACP ................................................. 299 19 Alternatives to Estrogen for Treatment of Menopause Richard J. Santen, MD and JoAnn V. Pinkerton, MD ..................... 313 20 Phytoestrogens in the Context of SERMs Susan R. Davis, MB, BS, PHD, FRACP ................................................... 345 Index .................................................................................................. 365 CONTRIBUTORS ELIZABETH A. ALLEGRETTO, PHD • Experimental Station, Dupont Pharmaceuticals Company, Wilmington, DE ALAIN BELANGER, PHD • Oncology and Molecular Endocrinology Research Center, Quebec City, Quebec, Canada STANLEY BIRGE, MD • Department of Geriatrics, Washington University School of Medicine, St. Louis, MO JENNY CHANG, MD • Breast Center, Baylor College of Medicine, Houston, TX NANANDA F. COL, MD, FACP, MPP, MPH • Department of Medicine, Harvard University Medical School and Brigham and Women's Hospital, Boston, MA MICHELE G. CYR, MD, FACp· Department of Medicine, Brown University School of Medicine, Providence, RI SUSAN R. DAVIS, MB, BS, PHD, FRACp· The Jean Hailes Research Unit, Victoria, Australia PIERRE D. DELMAS, MD, PHD • Claude Bernard University of Lyon, Hospital Herriot, Lyon, France AURELIE FONTANA, MD • Claude Bernard University of Lyon, Hospital Herriot, Lyon, France CSABA GAJDOS, MD • Robert H. Lurie Comprehensive Cancer Center, Northwestern University Medical School, Chicago, IL MUNISH K. GOYAL, PHD· University of Alabama at Birmingham, Birmingham, AL JAN-AKE GUSTAFSSON, MD, PHD • Department of Medical Nutrition, Karolinska Institute; Novum-Huddinge University Hospital, Huddinge, Sweden V. CRAIG JORDAN, PHD, DSc· Robert H. Lurie Comprehensive Cancer Center, Northwestern University Medical School, Chicago, IL MICHAEL KLEEREKOPER, MD, FACE· Division of Endocrinology, Wayne State University, Detroit, MI PETER KOVACS, MD· Division of Reproductive Endocrinology, Department of Obstetrics/Gynecology and Women's Health, Albert Einstein College of Medicine, Bronx, NY CLAUDE LABRIE, MD, PHD • Oncology and Molecular Endocrinology Research Center, Quebec City, Quebec, Canada FERNAND LABRIE, MD, PHD • Oncology and Molecular Endocrinology Research Center, Quebec City, Quebec, Canada CAROL A. LANGE, PHD • University of Minnesota Cancer Center, Minneapolis, MN ALAN J. LERNER, MD • Department of Neurology, Case Western Reserve University; Alzheimer Center, Cleveland, OH JONATHAN LINDZEY, PHD • Department of Biology, University of South Florida, Tampa, FL RICHARD R. LOVE, MD· Department of Medicine, University of Wisconsin, Madison, WI ix x Contributors BRUCE S. McEwEN, PHD • Laboratory of Neuroendocrinology, Rockefeller University, New York, NY ANNE W. MOULTON, MD, FACP • Department of Medicine, Brown University School of Medicine, Providence, RI STEFAN NILSSON, PHD • KaroBio AB, Novum, Huddinge, Sweden SUZANNE OPARIL, MD • University of Alabama at Birmingham, Birmingham, AL C. KENT OSBORNE, MD • Breast Center, Baylor College of Medicine, Houston, TX JOANN PINKERTON, MD • Midlife Health Center, University of Virginia Health Science Center, Charlottesville, VA LEO PLOUFFE, JR., MD, CM • Lilly Research Laboratory, Eli Lilly Company, Indianapolis, IN JACQUES E. Rossouw, MD· Women's Health Initiative, National Heart, Lung, and Blood Institute, Bethesda, MD RICHARD J. SANTEN, MD • Division of Endocrinology, University of Virginia Health Science Center, Charlottesville, VA NANETTE F. SANTORO, MD • Director, Division of Reproductive Endocrinology, Department of Obstetrics/Gynecology and Women's Health, Albert Einstein College of Medicine, Bronx, NY JAN L. SHIFREN, MD • Vincent OB/GYN Service, Massachusetts General Hospital; Harvard University Medical School, Boston, MA JACQUES SIMARD, PHD • Oncology and Molecular Endocrinology Research Center, Quebec City, Quebec, Canada ASHISH VERMA, MD • Division of Endocrinology, Wayne State University, Detroit, MI PAUL WEBB, PHD • Metabolic Research Unit, University of California at San Francisco, San Francisco, CA PHYLLIS M. WISE, PHD • Department of Physiology, University of Kentucky School of Medicine, Lexington, KY DOUGLAS YEE, MD • University of Minnesota Cancer Center, Minneapolis, MN JAMES ZAPF, PHD • Maxie Pharmaceutical, San Diego, CA

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