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Sea Management: A theoretical approach PDF

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SEA MANAGEMENT. A THEORETICAL APPROACH To commemorate the Quincentenary of the Discovery of the Americas the Twentieth Anniversary of the United Nations Conference on the Human Environment the Tenth Anniversary of the United Nations Convention on the Law of the Sea Published with the collaboration of ENTE COLOMBO ’92, Genoa, Italy Colombo ’92 ESPOSIZIONE DI GENOVA, SEA MANAGEMENT. A THEORETICAL APPROACH ADALBERTO VALLEGA Institute of Geographical Sciences University of Genoa, Genoa, Italy ) Taylor & Francis j Taylor & Francis Group LONDON AND NEW YORK Taylor & Francis 2 Park Square, Milton Park, Abingdon, Oxon, 0X14 4RN Transferred to Digital Printing 2005 English linguistic assistance Arthur Lomas Hance D. Smith Maps and graphics Paolo Cornaglia Nicoletta Varani British Library Cataloguing in Publication Data Vallega, Adalberto Sea Management: A Theoretical Approach I. Title 333.91 ISBN 1-85166-772-5 Library of Congress CIP data applied for No responsibility is assumed by the Publisher for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions or ideas contained in the material herein. Special regulations for readers in the USA This publication has been registered with the Copyright Clearance Center Inc. (CCC), Salem, Massachusetts. Information can be obtained from the CCC about conditions under which photo­ copies of parts of this publication may be made in the USA. All other copyright questions, including photocopying outside the USA, should be referred to the publisher. All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior written permission of the publisher. PREFACE This book has been conceived with the aim of contributing to the International Conference on Ocean Management in Global Change (Genoa, June 22-26, 1992) and to the ocean sciences’ debate on the conceptual framework and targets of sea management. The former objective is justified by the background of the Conference, which is aimed at encouraging a multidisciplinary approach to the management of the sea and implementing comprehensive approaches to sea resource use and environmental protection and conservation. The latter objec­ tive is justified by the growing importance which literature has been attributing to the theoretical and methodological bases of sea management since the late Seventies. The thesis which supports this work is that the more marine scientists are capable of moving towards a general system-based approach to sea uses and environmental implications, making holistic views, and creating common forms for implementing multidisciplinary views, the more sea management will have the opportunity of advancing. My thanks are due to Stella Maris Vallejo and Moritaka Hayashi, United Nations Office for Ocean Affairs and the Law of the Sea, and Hance D. Smith, Department of Maritime Studies of the University of Wales (Cardiff), for their stimulating conversations about the background and goals of sea management, to Alberto Bemporad, the General Commissioner of the Specialized Interna­ tional Exhibition “Christopher Columbus: Ships and the Sea”, and Giorgio Doria, the Co-ordinator of the Technical-Scientific Committee of the Ente Colombo 92, who encouraged me to offer this contribution to the scientific debate which is expected in the context of the Celebrations of the Quincentenary of the Discovery of the Americas. Adalberto Vallega The University of Genoa, Italy v ABBREVIATIONS CAM Coastal Area Management CZM Coastal Zone Management DIESA United States Department of International Economic and Social Affairs, United Nations dwt deadweight tons EEZ Exclusive Economic Zone EFZ Exclusive fishery Zone GESAMP Group of Experts on the Scientific Aspects of Marine Pollution (UN system) ICSU International Council of Scientific Unions I FI AS International Federation of Institutes for Advanced Studies I GBP International Geosphere-Biosphere Programme, UNESCO IOC Intergovernmental Oceanographic Commission, UNESCO ISSC International Social Science Council, UNESCO m metre MARPOL Convention for Prevention of Pollution of the Sea from Ships nm nautical mile OALOS Office for Ocean Affairs and the Law of the Sea, United Nations OAPEC Organization of Arab Petroleum Exporting Countries OM Ocean Management OAM Ocean Area Management OETB Ocean Economics and Technology Branch, United Nations OTEC Ocean Thermal Electric Plant sq square UN United Nations UNCLOS United Nation Conference on the Law of the Sea UNEP United Nations Environment Programme CONTENTS P reface......................................................................................................... v Abbreviations....................................................................................................... vi Chapter 1 THE THEORETICAL CONTEXT 1.1 The scientific importance of sea management..................... 1 1.2 From the coastal area to the ocean........................................... 1 1.3 The theoretical background: from the structure to the system. . 8 1.4 The general system-based approach.................................... 13 1.5 Explaining management: two criteria.................................... 21 1.6 Concluding remarks: the dilemma........................................... 22 Chapter 2 THE EVOLUTION OF THE NATURAL ENVIRONMENT 2.1 Margins and ocean areas.......................................................... 24 2.2 Evolving continental margins................................................... 28 2.3 The dynamics of the water column in sea management . . . 31 2.4 Cyclical analysis: progress in explanation............................ 34 2.5 The responses from the evolving marine ecosystem . . . . 42 Chapter 3 THE EVOLUTION OF SOCIETY 3.1 The evolution of society: historical stages............................ 46 3.2 The spatial dimension: diffusion processes............................ 53 3.3 Coastal industrialization: generations of MIDAs..................... 55 3.4 Organisational phases in maritime transportation. . . . 57 3.5 Oil and gas: the birth of offshore industry............................ 59 3.6 Concluding rem arks.................................................................. 61 Chapter 4 LEGAL FRAMEWORKS AND THE PHYSICAL ENVIRONMENT 4.1 The claiming of jurisdictional z o n e s .................................... 63 4.2 Internal waters and territorial seas........................................... 65 4.3 The continental shelf................................................................. 69 4.4 The Exclusive Economic Zone................................................... 73 4.5 The 200 nautical mile line.......................................................... 76 4.6 Beyond the national jurisdictional zones.................................... 79 4.7 Ocean areas as international zones........................................... 82 Chapter 5 THE SEA USE STRUCTURE 5.1 Starting p o in ts......................................................................... 88 5.2 The sea structure as a whole: the sea use framework . . . . 89 vii viii CONTENTS 5.3 The use-use relationship m o d e l..................................................... 96 5.4 The sea use-environment relationship mode...............................................101 Chapter 6 MANAGING THE SEA USE STRUCTURE 6.1 The role of the external environment......................................................104 6.2 The organisational levels of the sea use structure........................................107 6.3 Towards management p a tte rn s..............................................................110 6.4 The programmes for regional seas..............................................................115 Chapter 7 THE COASTAL USE STRUCTURE 7.1 Introductory remarks............................................. 119 7.2 The coastal area: a teleology-based view......................................................125 7.3 The delimitation of the coastal area: a goal-based approach . 127 7.4 The coastal use framework............................................................................130 7.5 The coastal use-use relationship model......................................................137 7.6 The coastal use-environment relationship model.......................................141 Chapter 8 MANAGING THE COASTAL AREA 8.1 The management system ............................................................................147 8.2 The role of the external environment......................................................150 8.3 The objectives of coastal management: area and region . . . 156 8.4 Urban waterfront: the core of the coastal a re a ........................................159 Chapter 9 THE OCEAN USE STRUCTURE 9.1 The nature of the issue..................................................................................163 9.2 The extent of the ocean area: the natural environment . . 165 9.3 The extent of the ocean area: legal and organisational contexts 167 9.4 The island world .....................................................168 9.5 Ocean management: main g o a ls ..............................................................171 9.6 The ocean use structure: use framework.....................................................175 9.7 The ocean use-use relationship m odel.....................................................175 9.8 The ocean use-environment relationship model......................................176 Chapter 10 MANAGING THE OCEAN AREA 10.1 The ocean management sy ste m .............................................................185 10.2 The external environment............................................................................190 10.3 The conceptual issue: ocean area and ocean region . . . . 197 10.4 Looking for conclusions.................................................................. 199 Conclusions........................................................... 201 R eferences..........................................................................................................209 CONTENTS ix A ppendices..........................................................................................................216 A Sea use framework...........................................................................................216 B Sea management patterns............................................................................227 C Regional Seas Programme: status of regional agreements . . . 232 D The coastal use framework............................................................................236 E The ocean use framework............................................................................24S Index.........................................................................................................................251

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