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Science and Emotions after 1945 Science and Emotions after 1945 A Transatlantic Perspective EDITED BY FRANK BIESS AND DANIEL M. GROSS The University of Chicago Press Chicago and London FRANK BIESS is professor of history at the University of Califor- nia, San Diego, and the author of Homecomings: Returning POWs and the Legacies of Defeat in Postwar Germany. DANIEL M. GROSS is associate professor of English at the Uni- versity of California, Irvine. He is the author of The Secret History of Emotion: From Aristotle’s “Rhetoric” to Modern Brain Science. The University of Chicago Press, Chicago 60637 The University of Chicago Press, Ltd., London © 2014 by The University of Chicago All rights reserved. Published 2014. Printed in the United States of America 23 22 21 20 19 18 17 16 15 14 1 2 3 4 5 ISBN-13: 978-0-226-12634-0 (cloth) ISBN-13: 978-0-226-12648-7 (paper) ISBN-13: 978-0-226-12651-7 (e-book) DOI: 10.7208/chicago/9780226126517.001.0001 Library of Congress Cataloging-in-Publication Data Science and emotions after l945 : a transatlantic perspective / edited by Frank Biess and Daniel M. Gross. pages cm Includes bibliographical references and index. ISBN 978-0-226-12634-0 (hardcover : alkaline paper)— ISBN 978-0-226-12648-7 (paperback : alkaline paper)—ISBN 978-0-226-12651-7 (e-book) 1. Emotions—Psychological aspects. 2. Affective neuroscience—History—20th century. 3. Psychology—Germany— History—20th century. 4. P sychology— United States—H istory—20th century. I. Biess, Frank, 1966– editor of compilation. II. Gross, Daniel M., 1965– editor of compilation. BF531.S38 2014 152.409′045—dc23 2013032851 This paper meets the requirements of ANSI/NISO Z39.48-1992 (Permanence of Paper). Contents Introduction: Emotional Returns 1 FRANK BIESS AND DANIEL M. GROSS PART ONE Neuroscience 1 Humanists and the Experimental Study of Emotion 41 WILLIAM M. REDDY 2 “Both of Us Disgusted in My Insula”: Mirror-Neuron Theory and Emotional Empathy 67 RUTH LEYS 3 Emotion Science and the Heart of a Two-Cultures Problem 96 DANIEL M. GROSS AND STEPHANIE D. PRESTON PART TWO Medicine 4 What Is an Excitement? 121 OTNIEL E. DROR 5 The Science of Pain and Pleasure in the Shadow of the Holocaust 139 CATHY GERE 6 Oncomotions: Experience and Debates in West Germany and the United States after 1945 157 BETTINA HITZER v PART THREE Psychiatry 7 The Concept of Panic: Military Psychiatry and Emotional Preparation for Nuclear War in Postwar West Germany 181 FRANK BIESS 8 Preventing the Inevitable: John Appel and the Problem of Psychiatric Casualties in the US Army during World War II 209 REBECCA JO PLANT 9 Feeling for the Protest Faster: How the Self-Starving Body Infl uences Social Movements and Global Medical Ethics 239 NAYAN B. SHAH PART FOUR Social Sciences 10 Across Different Cultures? Emotions in Science during the Early Twentieth Century 263 UFFA JENSEN 11 Decolonizing Emotions: The Management of Feeling in the New World Order 278 JORDANNA BAILKIN 12 Passions, Preferences, and Animal Spirits: How Does Homo Oeconomicus Cope with Emotions? 300 UTE FREVERT 13 The Transatlantic Element in the Sociology of Emotions 318 HELENA FLAM 14 Feminist Theories and the Science of Emotion 342 CATHERINE LUTZ 15 Affect, Trauma, and Daily Life: Transatlantic Legal and Medical Responses to Bullying and Intimidation 365 RODDEY REID Coda: Erasures; Writing History about Holocaust Trauma 387 CAROLYN J. DEAN List of Contributors 415 Index 419 INTRODUCTION Emotional Returns FRANK BIESS DANIEL M. GROSS Writing in 1940, the doyen of American sociology, Talcott Parsons, outlined what he considered to be the main dif- ferences between American democracy and German fas- cism. Among these differences was an emphasis on the “rationalistic character of [American] culture,” which he then contrasted to “fundamentalism, not only in religion, but in any fi eld,” as one characteristic feature of National Socialism, and which he saw as challenging “the status of critical rationality in our culture.”1 This diagnosis was symptomatic of a widespread association of German fas- cism with political irrationalism and excessive emotion- ality. In the contemporary American academic discourse of the 1930s and 1940s, Nazism was often understood in terms of a collective psychopathology, and this diagnosis was later extended to communism.2 Postwar Rationalism and the Marginalization of Emotions after 1945 Leading social scientists’ association of Nazism with exces- sive emotionalism further enhanced the marginalization and deep suspicion of emotions in Western social science that predated the post–World War II period but assumed a new meaning after 1945. Emotions, at least as far as they were visible and operative in social and political life, ap- 1 INTRODUCTION peared largely as symptoms or causes of political and social patholo- gies and hence did not assume a central place in outlining prescriptive guidelines for a democratic, antitotalitarian society. While Parsons’s work is a case in point, he did not discount emotions entirely. In fact, the contrast between affectivity and affective neutrality constituted the fi rst pattern variable in Parsons’s explanation of social action.3 Affec- tive neutrality enabled the renunciation of instant gratifi cation and hence was instrumental to the stability and the functioning of the so- cial system. Still, Parsons’s theory offered, in the words of Jack Barbalet, “a paradigm case of a sophisticated discounting of the signifi cance of emotion for understanding social processes.”4 On this account emo- tions fl ourished in the private sphere of the family and friendships but became increasingly less relevant in higher-ranked “secondary institu- tions” of the modern state. If anything, unfettered emotions threat- ened to destabilize the social order and hence needed to be contained by mechanisms of social control. In this respect, emotions remained present in postwar social theory yet increasingly represented the irra- tional, premodern and potentially totalitarian “other” to modern “ra- tional” liberal democracy.5 Dominant social science paradigms of the postwar period such as modernization theory and behaviorism reinforced this marginaliza- tion of emotions. Modernization theory rejected the “emotionality and spiritualism of romanticism” and propagated instead the “ideals of the Enlightenment: the power of science, the importance of con- trol, and the possibility of achieving progress through application of human will and instrumental reason.”6 Behaviorism did not develop a theory of emotions but tended to see emotions as conditioned re- sponses to external stimuli.7 If behaviorists discussed emotions, they portrayed them—in line with the dominating irrationalism model—as politically damaging. The political scientist Harold Laswell’s psycho- pathological model, for example, defi ned emotions as the displacement of unconscious impulses onto the fi eld of politics.8 In the context of the highly ideological confl icts of the Cold War, one of the goals of postwar social science was the containment and management of emo- tions. As Hunter Heyck has argued, Cold War science aimed at the “production of reason” by developing models of decisionmaking that shifted the focus away from the potentially irrational “chooser” to the process of rational choice or decisionmaking. Emotions were relegated in this process either to preexisting “givens (like values and prefer- ences),” or they were “intrusions that short-circuited the normal pro- cesses of decision.”9 Even psychoanalysis in its Americanized version of 2 EMOTIONAL RETURNS Table 1: Postwar Rationalism Psychology/ Philosophy Economics Political Science Sociology Psychoanalysis Logical positivism Rational choice Habermasa Weber (US) Skinner Samuelson Rawls Parsons Hartmann textbookb Laswell aA view from the US perspective ca. 1978 is summarized in Ronald Rogowski, “Rationalist Theories of Politics: A Midterm Report,” World Politics 30.2 (1978): 296–323. German terms for the debate are famously established in the Positivismusstreit 1961–69, which set Karl Popper’s critical rationalism against the critical theory of the Frankfurt school, which included Habermas, whose development of the lifeworld sets the cognitive horizon against a background of practices and competencies, includ- ing affective. Hence, Habermas is a rationalist only from a limited theoretical perspective. bPaul A. Samuelson, Economics: An Introductory Analysis (New York: McGraw-Hill, 1948). For a discus- sion, see Frevert, chapter 12 in this volume. ego psychology supported the larger project of postwar rationalization and normalization. Psychodynamic therapy was supposed to promote the self- adaption of the individual to the cultural norms of postwar society, including heterosexuality and the nuclear family. It treated the individual as, in the words of Ely Zaretsky, a “rational, self-regulating actor whose maturation would be facilitated by forms of intervention that refrained from external direction.”10 Postwar “rationalism” thus extended across a variety of disciplines in the social sciences and beyond. In the spirit of heuristics, not com- pletism, we offer in table 1 a sketch of this trend marked by a few key fi gures and schools of thought. This relative marginalization and pathologization of emotions in midcentury Western social science con- stituted a distinctly postwar phenomenon, illustrated by a formative moment in the intellectual development of Jürgen Habermas, whom we could classify under sociology and philosophy as well as political science. In 1953 his fellow student Karl-Otto Apel handed Habermas the re- issue of Martin Heidegger’s 1935 lectures Introduction to Metaphysics, in which Habermas encountered antirationalism, including “idolatry of the nationalist spirit,” Platonist devaluation of “intelligence,” and the rejection of Enlightenment principles of equality and universalism.11 Upset that this postwar reissue appeared with no meaningful quali- fi cation of Heidegger’s avowed National Socialism, the twenty-four- year-old Habermas published a critique in the Frankfurter Allgemeine Zeitung (July 25, 1953): “Mit Heidegger gegen Heidegger denken: Zur Veröffentlichung von Vorlesungen aus dem Jahre 1935” (Thinking 3

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