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SCHUR FUNCTORS AND MOTIVES BY CARLO MAZZA A dissertation submitted to the Graduate School|New Brunswick Rutgers, The State University of New Jersey in partial ful(cid:12)llment of the requirements for the degree of Doctor of Philosophy Graduate Program in Mathematics Written under the direction of Charles Weibel and approved by New Brunswick, New Jersey January, 2004 ABSTRACT OF THE DISSERTATION Schur functors and motives by Carlo Mazza Dissertation Director: Charles Weibel In [Kim], Kimura introduced the notion of a \(cid:12)nite dimensional" motive (which we will refer to as \Kimura-(cid:12)nite" motive) and he conjectured that all Q-linear motives modulo rational equivalence are Kimura-(cid:12)nite. The same no- tion was introduced independently in a di(cid:11)erent context by O’Sullivan. Kimura- (cid:12)niteness has been the subject of several articles recently ([GP02], [GP], [AK02]). In [GP], Guletski(cid:21)(cid:16) and Pedrini proved that if X is a smooth projective surface withp = 0,thenthemotiveofX isKimura-(cid:12)niteifandonlyifBloch’sconjecture g holds for X, i.e., the kernel of the Albanese map vanishes. InthisdissertationweintroducethenotionofSchur-(cid:12)nitemotives, thatis,mo- tives which are annihilated by a Schur functor. We study its relation to Kimura- (cid:12)niteness and in particular we show that this new notion is more (cid:13)exible than Kimura’s. Moreover, we show that the motive of any curve is Kimura-(cid:12)nite. Inthe(cid:12)rstchapterwe(cid:12)rstintroducesomebasicnotionscomingfromrepresen- tation theory, such as Schur functors and Tannakian categories. Then, we recall the constructions of the categories of classical motives, and also of Voevodsky’s triangulated category DM. ii In the second chapter, we de(cid:12)ne the central notion of Schur-(cid:12)niteness. We study its basic properties and its relations with Kimura-(cid:12)niteness in the most general setting. We then proceed to study more particular examples, i.e., how Schur-(cid:12)niteness behaves with respect to short exact sequences in abelian cate- gories and triangles in derived categories. The third and last chapter analyzes the class of Schur-(cid:12)nite objects in the categories of classical motives and in the category DM. We prove that Schur- (cid:12)niteness has the two out of three property for triangles in DM, and this allows us to prove that the motive of every curve is Kimura-(cid:12)nite. (This last result has also been obtained by Guletski(cid:21)(cid:16).) We close with an example due to O’Sullivan of a Schur-(cid:12)nite motive which is not Kimura-(cid:12)nite. iii Acknowledgements I would like to thank Chuck Weibel for reasons too numerous to list. I am deeply indebted to both Luca Barbieri Viale and Filippo De Mari for being my mentors during the early stages of my career. I am grateful to Wolmer Vasconcelos, Siddhartha Sahi and Claudio Pedrini fortheir valuable comments andforserving as members of the defense committee. I would also like to thank Friedrich Knop and Bruno Kahn for the exchanges of ideas. On a more personal note, I thank Marco, Jooyoun, Manuela, Tony, Andrea, Daniela, Davide and Alina for helping me survive grad school. This dissertation is dedicated to my parents. iv Table of Contents Abstract : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : ii Acknowledgements : : : : : : : : : : : : : : : : : : : : : : : : : : : : : iv 1. Preliminaries : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : 1 1.1. Representation theory and Schur functors . . . . . . . . . . . . . . 2 The Littlewood-Richardson rule . . . . . . . . . . . . . . . 7 The Kronecker coe(cid:14)cients . . . . . . . . . . . . . . . . . . 8 1.2. Tannakian categories . . . . . . . . . . . . . . . . . . . . . . . . . 9 1.3. Classical motives . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 1.4. Voevodsky’s categories . . . . . . . . . . . . . . . . . . . . . . . . 16 2. Schur-(cid:12)niteness : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : 21 2.1. De(cid:12)nitions and basic properties . . . . . . . . . . . . . . . . . . . 21 2.1.1. Combinatorial dimension . . . . . . . . . . . . . . . . . . . 25 2.2. Abelian categories . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 2.3. Extensions and derived categories . . . . . . . . . . . . . . . . . . 30 3. Motives : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : 37 3.1. Classical motives . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 3.2. The category DM . . . . . . . . . . . . . . . . . . . . . . . . . . 39 3.3. A non Kimura-(cid:12)nite motive . . . . . . . . . . . . . . . . . . . . . 47 References : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : 50 Vita : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : : 52 v 1 Chapter 1 Preliminaries In this chapter we will deal with the basic de(cid:12)nitions and properties that we will need in the later chapters. Let us (cid:12)rst establish a few basic notations and terminology. De(cid:12)nition 1.1. Let C be a category. We say that C is symmetric monoidal if there exists a bifunctor (cid:10) : C (cid:2) C ! C, which we will call tensor product, and an identity object (cid:0) (or (cid:0) , if the category is understood) which satisfy the C associativity and the commutativity constraints (see [ML98, p. 161 and p.184]). Let A and B be two symmetric monoidal categories. A monoidal functor F : A ! B is a functor which respects the tensor structures (see [ML98, p. 164]). Let k be a (cid:12)eld. An additive category is k-linear if every hom is endowed with the structure of a k-vector space in such a way that composition is k-bilinear. A k-linear symmetric monoidal category is a category which is k-linear and symmetric monoidal such that the tensor product is k-bilinear. Let A be any category. Recall that p 2 End(A) is an idempotent if p(cid:14)p = p. A category A is idempotent complete if each idempotent splits (see [ML98, p. 20]). If A is any category, we can construct the idempotent completion A# which is universal for functors into categories in which every idempotent splits. The objects of A# are the pairs (A;p) where A is an object of A and p is an idempotent. If A is a symmetric monoidal, or additive, category, then so is A#. De(cid:12)nition 1.2. A tensor category is a symmetric monoidal category which is ad- ditive, idempotent complete, and where the tensor product is bilinear. A k-linear 2 tensor category is a k-linear symmetric monoidal category which is idempotent complete and where the tensor product is k-bilinear. Consider a functor F between two tensor categories. We say that F is a tensor functor it is a symmetric monoidal functor and it respects the idempotent splittings. If moreover the two categories are k-linear, then we say that F is a k-linear tensor functor if it is a tensor functor and it is k-linear. We say that a k-linear tensor category C is k-tensorielle if it is abelian and (cid:24) End((cid:0) ) = k. C Vocabulary Warning. The terminology used for symmetric monoidal cate- gories is varied. In [Del90], Deligne writes \cat(cid:19)egorie tensorielle sur k" for our k-tensorielle category. In [Del02], \cat(cid:19)egorie k-tensorielle" has the same mean- ing as our k-tensorielle category. Moreover, a category satisfying the axioms of [Del02, 1.2], is a k-linear tensor category. In [DM82], Deligne and Mumford write \tensor category" for our symmetric monoidal category (see also [DM82, 1.4]). Example 1.3. LetGbeagroup. Then thecategory Rep(G)of(cid:12)nite dimensional representations of G is a k-tensorielle category. This is the subject of the next section. Exercise 1.4. Let C be a Q-linear tensor category. Then we write C(cid:6) for the super-category, i.e., the objects of C(cid:6) are the pairs (V;W) of objects. We will write (cid:22)(cid:0) for the object (0;(cid:0) ) of C(cid:6). The tensor product is de(cid:12)ned as usual, and C C recall that the switch acts as ((cid:0)1) times the product of the degrees. With this de(cid:12)nition, C(cid:6) is a Q-linear tensor category. Note that (cid:22)(cid:0) (cid:10) (cid:22)(cid:0) (cid:24)= (cid:0) . C C C 1.1 Representation theory and Schur functors The main reference for this introductory part on representation theory will be [FH91]. In this section, k will be a (cid:12)eld of characteristic zero. 3 Let G be a (cid:12)nite group. A (left) representation of G on a (cid:12)nite dimensional k-vector space V is a homomorphism (cid:26) : G ! End(V). We will often confuse g 2 G with its image (cid:26)(g) and if v 2 V we will often write g (cid:1) v for ((cid:26)(g))(v). If V and W are two representations of G, then both V (cid:8) W and V (cid:10) W are representations of G (G acts on V (cid:10)W by g(v(cid:10)w) = g(v)(cid:10)g(w)). It will be convenient to introduce the character of a representation in order to formulate Frobenius reciprocity. Let (cid:26) be a representation of G on V. We de(cid:12)ne the character of (cid:26) by (cid:31) (g) = trace((cid:26)(g)): V This is a complex valued function. The character is a class function and respects both the direct sum and the tensor product of representations. Let V be a representation of G and let us suppose that V decomposes as Va1 (cid:8):::(cid:8)Van, where the V ’s are distinct and irreducible representations of G. 1 n i Then each a is the inner product ((cid:31) ;(cid:31) ). (If (cid:11) and (cid:12) are two class functions i V Vi on G, we de(cid:12)ne the inner product ((cid:11);(cid:12)) to be 1 (cid:11)(g)(cid:12)(g).) jGj g2G Let V and W be two representations of G, wPith W irreducible. Then we de(cid:12)ne [V : W] to be the multiplicity ((cid:31) ;(cid:31) ) of W inside V. In particular, V W V = (cid:8) [V : W ]W , where W runs over all irreducible representations of G. i i i i Let H be a subgroup of G. Let V be a representation of G and W a repre- sentation of H. We will write res(V) for V considered as a representation for H. Moreover, we de(cid:12)ne IndGW = Z[G](cid:10) W. H H Lemma 1.5. (Frobenius reciprocity) Consider a representation W of H and V of G. Then ((cid:31) ;(cid:31) ) = ((cid:31) ;(cid:31) ) : IndGW V G W res(V) H H In particular, if both V and W are irreducible representations, then we have that [IndGW : V] = [resV : W]. H 4 In particular, we are interested in studying the representations of the sym- metric group on n elements, (cid:6) . n Example 1.6. Let V be a 1-dimensional vector space. There are only two repre- sentations of (cid:6) on V: the trivial representation (where g 2 G acts as g (cid:1)v = v) n and the alternating one (where g(cid:1)v = sgn(g)v, where sgn(g) is the sign of the per- mutation g). Now let V be an n-dimensional vector space, with a basis e ;:::;e . 1 n Let (cid:6) act on V by g (cid:1)e = e . The subspace V0 generated by e +:::+e is n i g(i) 1 n invariant; let U be the complement. We say that U is the standard representation for (cid:6) . It is always an irreducible representation of (cid:6) . n n Let us (cid:12)x an integer n. Then a partition (cid:21) = (n ;:::;n ) of n is a sequence on 1 r numbers n (cid:21) n (cid:21) ::: (cid:21) n such that n +:::+n = n and we will write j(cid:21)j = n. 1 2 r 1 r We will represent such a partition with a particular kind of boxes diagram which is called Young diagram. For example the three partitions of the number 3 are represented as the following diagrams. (3) : (2;1) : (1;1;1) : We will often write (pq) for the partition (p;:::;p) of pq, which is represented by the rectangle with q rows and p columns. For example, the partitions of n = 4 are: (4);(3;1);(22);(2;12);(14). If (cid:21) is a partition of n, then we write (cid:21)t for the transpose of (cid:21), i.e., the partition whose Young diagram is the transpose of the Young diagram of (cid:21) (e.g., (n)t = (1n);(p;1q)t = (q;1p);(3;2)t = (22;1)). Let (cid:21) be a partition of n. Then a tableau of the Young diagram corresponding to the partition (cid:21) is a numbering of the boxes by the integers 1;:::;j(cid:21)j = n. For example if (cid:21) = (4;2;1), then some tableau are the following. 1 2 3 4 7 6 5 4 5 1 7 2 5 6 3 2 6 4 7 1 3 Let us (cid:12)x a tableau and consider the subgroups of (cid:6) called P, which preserves n 5 each row, and Q, which preserves each column. In the group ring Z[(cid:6) ] de(cid:12)ne n a = e and b = sgn(g)e : (cid:21) g (cid:21) g g2P g2Q X X Still in Z[(cid:6) ] de(cid:12)ne c = a (cid:1)b . n (cid:21) (cid:21) (cid:21) Lemma 1.7. (See [FH91, 4.3].) In the group ring Z[(cid:6) ], there exists an integer n n such that c2 = n c . Then the image V = Q[(cid:6) ]c of c is an irreducible (cid:21) (cid:21) (cid:21) (cid:21) (cid:21) n (cid:21) (cid:21) representation of S and n = n!=dimV . n (cid:21) (cid:21) This construction yields a one-to-one correspondence between the partitions of n and the irreducible representations of (cid:6) . n Choosing a di(cid:11)erent tableau for (cid:21) gives a di(cid:11)erent, but isomorphic, represen- tation. Example 1.8. From [FH91], we can list the correspondences between partitions and irreducible representations for low n. For n = 2: trivial alternating For n = 3: trivial standard alternating Let n be integers so that n +:::+n = n and consider (cid:6) (cid:2):::(cid:2)(cid:6) (cid:18) i 1 r n1 nr (cid:6) . Let (cid:22) be a partition of n , and let V be the corresponding irreducible n i i (cid:22)i representation. Note that V (cid:10):::(cid:10)V is an irreducible representation of (cid:6) (cid:2) (cid:22)1 (cid:22)r n1 :::(cid:2)(cid:6) . For every (cid:21) partition of n, let V be the corresponding representation. nr (cid:21) We de(cid:12)ne [(cid:21) : (cid:22) ;:::;(cid:22) ] = [res(V ) : V (cid:10):::(cid:10)V ] = [Ind(V (cid:10):::(cid:10)V ) : V ]; 1 r (cid:21) (cid:22)1 (cid:22)r (cid:22)1 (cid:22)r (cid:21) wherethelastequality holdsbyFrobeniusreciprocity. Notethat[(cid:21) : (cid:22) ;:::;(cid:22) ] = 1 r 0 whenever j(cid:21)j 6= j(cid:22) j. i i P

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